Source - RNS
RNS Number : 5096X
Morgan Stanley & Co. Int'l plc
10 August 2018
 

AMENDMENT Section (2a) 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

08 AUGUST 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 5p ordinary

 PURCHASES

 589,499

 45.1250 GBP

 44.5200 GBP

 5p ordinary

 SALES

 424,329

 45.1400 GBP

 44.5000 GBP

 5p ordinary

 PURCHASES

 106,397

 57.8679 USD

 57.6442 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 125

 172.6600 USD

 ADR

 CFD

 LONG

 126

 172.6600 USD

 ADR

 CFD

 LONG

 105

 173.2900 USD

 ADR

 CFD

 LONG

 68

 173.5200 USD

 ADR

 CFD

 LONG

 68

 173.5200 USD

 ADR

 CFD

 LONG

 93

 173.5200 USD

 ADR

 CFD

 LONG

 76

 173.5200 USD

 ADR

 CFD

 SHORT

 203

 172.6600 USD

 ADR

 CFD

 SHORT

 76

 172.6600 USD

 ADR

 CFD

 SHORT

 93

 172.6600 USD

 ADR

 CFD

 SHORT

 125

 173.5200 USD

 ADR

 CFD

 SHORT

 126

 173.5200 USD

 5p ordinary

 CFD

 LONG

 23,847

 44.7688 GBP

 5p ordinary

 CFD

 LONG

 870

 44.7840 GBP

 5p ordinary

 CFD

 LONG

 478

 44.7938 GBP

 5p ordinary

 CFD

 LONG

 54

 44.8409 GBP

 5p ordinary

 CFD

 LONG

 67

 44.9100 GBP

 5p ordinary

 CFD

 LONG

 420

 44.9105 GBP

 5p ordinary

 CFD

 LONG

 420

 44.9105 GBP

 5p ordinary

 CFD

 LONG

 420

 44.9105 GBP

 5p ordinary

 CFD

 LONG

 420

 44.9105 GBP

 5p ordinary

 CFD

 LONG

 231

 44.9402 GBP

 5p ordinary

 CFD

 LONG

 2,099

 44.9402 GBP

 5p ordinary

 CFD

 LONG

 87

 44.9402 GBP

 5p ordinary

 CFD

 LONG

 1

 44.9562 GBP

 5p ordinary

 CFD

 LONG

 6

 44.9562 GBP

 5p ordinary

 CFD

 LONG

 129

 44.9562 GBP

 5p ordinary

 CFD

 LONG

 2,874

 44.9589 GBP

 5p ordinary

 CFD

 LONG

 1,159

 44.9589 GBP

 5p ordinary

 CFD

 LONG

 5,723

 44.9589 GBP

 5p ordinary

 CFD

 LONG

 4,451

 44.9589 GBP

 5p ordinary

 CFD

 LONG

 247

 44.9750 GBP

 5p ordinary

 CFD

 LONG

 19,375

 44.9951 GBP

 5p ordinary

 CFD

 LONG

 247

 44.9951 GBP

 5p ordinary

 CFD

 LONG

 4,773

 45.0480 GBP

 5p ordinary

 CFD

 SHORT

 870

 44.5270 GBP

 5p ordinary

 CFD

 SHORT

 1,569

 44.6212 GBP

 5p ordinary

 CFD

 SHORT

 804

 44.7961 GBP

 5p ordinary

 CFD

 SHORT

 1,569

 44.8150 GBP

 5p ordinary

 CFD

 SHORT

 383

 44.8743 GBP

 5p ordinary

 CFD

 SHORT

 16,902

 44.8979 GBP

 5p ordinary

 CFD

 SHORT

 315

 44.9336 GBP

 5p ordinary

 CFD

 SHORT

 9

 44.9709 GBP

 5p ordinary

 CFD

 SHORT

 127

 44.9709 GBP

 5p ordinary

 CFD

 SHORT

 79

 44.9788 GBP

 5p ordinary

 CFD

 SHORT

 306

 44.9788 GBP

 5p ordinary

 CFD

 SHORT

 359

 44.9788 GBP

 5p ordinary

 CFD

 SHORT

 356

 44.9788 GBP

 5p ordinary

 CFD

 SHORT

 1,386

 44.9788 GBP

 5p ordinary

 CFD

 SHORT

 1,307

 44.9788 GBP

 5p ordinary

 CFD

 SHORT

 1,716

 44.9788 GBP

 5p ordinary

 CFD

 SHORT

 2

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 1,734

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 1,336

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 1,503

 45.0214 GBP

 5p ordinary

 CFD

 SHORT

 7

 45.0950 GBP

 5p ordinary

 CFD

 LONG

 5,221

 44.8587 GBP

 5p ordinary

 CFD

 LONG

 456

 44.8587 GBP

 5p ordinary

 CFD

 LONG

 181

 44.8587 GBP

 5p ordinary

 CFD

 SHORT

 8,000

 44.7239 GBP

 5p ordinary

 CFD

 SHORT

 1,589

 44.7860 GBP

 5p ordinary

 CFD

 SHORT

 10,000

 44.7926 GBP

 5p ordinary

 CFD

 SHORT

 10,000

 45.0681 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 5p ordinary

 CALL

 PURCHASE

 50,000

 42.00000

 A

 21/12/2018

 4.1500 GBP

 5p ordinary

 CALL

 SALE

 150,000

 50.00000

 A

 15/03/2019

 1.2800 GBP

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

10 AUGUST 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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END
 
 
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