Source - BUS

Form 8 (DD) - CME GROUP INC - AMENDMENT

BARCLAYS PLC

FORM 8 (DD)

Amendment to Purchase and Sales

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose CME GROUP INC
  relevant securities this form relates:  
(d) Status of person making the disclosure: CONNECTED TO THE OFFEROR
(e) Date position held/dealing undertaken: 31 October 2018
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:       USD 0.01 Class A common
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 114,799 0.03% 21,196 0.01%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 73,100 0.02% 102,100 0.03%
           
(4)
TOTAL: 187,899 0.06% 123,296 0.04%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A common Purchase 3 183.9700 USD
USD 0.01 Class A common Purchase 22 183.7100 USD
USD 0.01 Class A common Purchase 44 183.8800 USD
USD 0.01 Class A common Purchase 55 183.5720 USD
USD 0.01 Class A common Purchase 60 183.4100 USD
USD 0.01 Class A common Purchase 68 183.3050 USD
USD 0.01 Class A common Purchase 83 183.2616 USD
USD 0.01 Class A common Purchase 85 184.2400 USD
USD 0.01 Class A common Purchase 85 183.9200 USD
USD 0.01 Class A common Purchase 100 183.3000 USD
USD 0.01 Class A common Purchase 100 182.8400 USD
USD 0.01 Class A common Purchase 100 184.4800 USD
USD 0.01 Class A common Purchase 100 184.4300 USD
USD 0.01 Class A common Purchase 100 184.0200 USD
USD 0.01 Class A common Purchase 100 183.9500 USD
USD 0.01 Class A common Purchase 100 183.7700 USD
USD 0.01 Class A common Purchase 100 183.7600 USD
USD 0.01 Class A common Purchase 100 183.6800 USD
USD 0.01 Class A common Purchase 100 183.5500 USD
USD 0.01 Class A common Purchase 132 183.2821 USD
USD 0.01 Class A common Purchase 134 182.4374 USD
USD 0.01 Class A common Purchase 136 183.6679 USD
USD 0.01 Class A common Purchase 145 183.6820 USD
USD 0.01 Class A common Purchase 145 183.9544 USD
USD 0.01 Class A common Purchase 154 183.7106 USD
USD 0.01 Class A common Purchase 178 184.0165 USD
USD 0.01 Class A common Purchase 188 183.6846 USD
USD 0.01 Class A common Purchase 200 183.3174 USD
USD 0.01 Class A common Purchase 200 183.7000 USD
USD 0.01 Class A common Purchase 200 183.7650 USD
USD 0.01 Class A common Purchase 200 184.4000 USD
USD 0.01 Class A common Purchase 200 184.0000 USD
USD 0.01 Class A common Purchase 200 184.4200 USD
USD 0.01 Class A common Purchase 240 183.7258 USD
USD 0.01 Class A common Purchase 261 184.1952 USD
USD 0.01 Class A common Purchase 274 184.1333 USD
USD 0.01 Class A common Purchase 278 183.8425 USD
USD 0.01 Class A common Purchase 285 183.5489 USD
USD 0.01 Class A common Purchase 288 184.1269 USD
USD 0.01 Class A common Purchase 298 183.2800 USD
USD 0.01 Class A common Purchase 300 183.9966 USD
USD 0.01 Class A common Purchase 300 183.5633 USD
USD 0.01 Class A common Purchase 300 184.1500 USD
USD 0.01 Class A common Purchase 300 184.5033 USD
USD 0.01 Class A common Purchase 300 183.8966 USD
USD 0.01 Class A common Purchase 400 183.4665 USD
USD 0.01 Class A common Purchase 400 183.9600 USD
USD 0.01 Class A common Purchase 415 183.3277 USD
USD 0.01 Class A common Purchase 494 183.5423 USD
USD 0.01 Class A common Purchase 500 183.9900 USD
USD 0.01 Class A common Purchase 500 183.8320 USD
USD 0.01 Class A common Purchase 500 183.7300 USD
USD 0.01 Class A common Purchase 527 183.9918 USD
USD 0.01 Class A common Purchase 577 183.3200 USD
USD 0.01 Class A common Purchase 591 183.9610 USD
USD 0.01 Class A common Purchase 600 183.8283 USD
USD 0.01 Class A common Purchase 680 184.0692 USD
USD 0.01 Class A common Purchase 700 183.9257 USD
USD 0.01 Class A common Purchase 719 183.7701 USD
USD 0.01 Class A common Purchase 724 183.6721 USD
USD 0.01 Class A common Purchase 840 184.4729 USD
USD 0.01 Class A common Purchase 865 183.2115 USD
USD 0.01 Class A common Purchase 900 183.7611 USD
USD 0.01 Class A common Purchase 1,000 182.5595 USD
USD 0.01 Class A common Purchase 1,100 182.7772 USD
USD 0.01 Class A common Purchase 1,145 183.8537 USD
USD 0.01 Class A common Purchase 1,228 183.8802 USD
USD 0.01 Class A common Purchase 1,287 183.7704 USD
USD 0.01 Class A common Purchase 1,314 183.9608 USD
USD 0.01 Class A common Purchase 1,498 183.8950 USD
USD 0.01 Class A common Purchase 1,525 183.2121 USD
USD 0.01 Class A common Purchase 1,900 183.7589 USD
USD 0.01 Class A common Purchase 2,033 184.0149 USD
USD 0.01 Class A common Purchase 2,315 183.9798 USD
USD 0.01 Class A common Purchase 2,600 183.7900 USD
USD 0.01 Class A common Purchase 2,870 183.8375 USD
USD 0.01 Class A common Purchase 3,000 182.5553 USD
USD 0.01 Class A common Purchase 3,128 183.9907 USD
USD 0.01 Class A common Purchase 3,230 183.4072 USD
USD 0.01 Class A common Purchase 3,453 183.2191 USD
USD 0.01 Class A common Purchase 3,991 183.9723 USD
USD 0.01 Class A common Purchase 6,484 183.6220 USD
USD 0.01 Class A common Purchase 7,690 183.2400 USD
USD 0.01 Class A common Purchase 7,995 182.6123 USD
USD 0.01 Class A common Purchase 10,618 183.9741 USD
USD 0.01 Class A common Purchase 10,800 184.3272 USD
USD 0.01 Class A common Purchase 11,111 183.9841 USD
USD 0.01 Class A common Purchase 11,419 184.0265 USD
USD 0.01 Class A common Purchase 16,900 184.1103 USD
USD 0.01 Class A common Purchase 17,986 183.6410 USD
USD 0.01 Class A common Purchase 29,757 184.0246 USD
USD 0.01 Class A common Purchase 30,177 183.6419 USD
USD 0.01 Class A common Sale 3 182.6000 USD
USD 0.01 Class A common Sale 11 183.3000 USD
USD 0.01 Class A common Sale 15 182.7001 USD
USD 0.01 Class A common Sale 44 183.4709 USD
USD 0.01 Class A common Sale 50 183.4200 USD
USD 0.01 Class A common Sale 75 184.6000 USD
USD 0.01 Class A common Sale 78 183.2100 USD
USD 0.01 Class A common Sale 84 183.7629 USD
USD 0.01 Class A common Sale 100 183.3200 USD
USD 0.01 Class A common Sale 100 182.8800 USD
USD 0.01 Class A common Sale 100 182.3700 USD
USD 0.01 Class A common Sale 100 184.2200 USD
USD 0.01 Class A common Sale 100 183.4500 USD
USD 0.01 Class A common Sale 100 184.0950 USD
USD 0.01 Class A common Sale 100 184.0800 USD
USD 0.01 Class A common Sale 100 184.0700 USD
USD 0.01 Class A common Sale 100 184.0500 USD
USD 0.01 Class A common Sale 100 184.0100 USD
USD 0.01 Class A common Sale 100 183.4700 USD
USD 0.01 Class A common Sale 100 184.1200 USD
USD 0.01 Class A common Sale 100 183.3700 USD
USD 0.01 Class A common Sale 106 183.4458 USD
USD 0.01 Class A common Sale 145 182.8706 USD
USD 0.01 Class A common Sale 160 183.2300 USD
USD 0.01 Class A common Sale 164 183.6019 USD
USD 0.01 Class A common Sale 185 184.0805 USD
USD 0.01 Class A common Sale 200 183.3301 USD
USD 0.01 Class A common Sale 200 183.4900 USD
USD 0.01 Class A common Sale 200 183.4800 USD
USD 0.01 Class A common Sale 200 183.7800 USD
USD 0.01 Class A common Sale 200 182.3250 USD
USD 0.01 Class A common Sale 200 184.0550 USD
USD 0.01 Class A common Sale 236 184.1159 USD
USD 0.01 Class A common Sale 260 183.4100 USD
USD 0.01 Class A common Sale 271 183.4827 USD
USD 0.01 Class A common Sale 274 184.1333 USD
USD 0.01 Class A common Sale 300 183.9266 USD
USD 0.01 Class A common Sale 300 184.3633 USD
USD 0.01 Class A common Sale 300 184.4200 USD
USD 0.01 Class A common Sale 309 184.6238 USD
USD 0.01 Class A common Sale 386 184.0026 USD
USD 0.01 Class A common Sale 395 183.4406 USD
USD 0.01 Class A common Sale 500 184.0507 USD
USD 0.01 Class A common Sale 510 184.0109 USD
USD 0.01 Class A common Sale 567 184.2145 USD
USD 0.01 Class A common Sale 587 183.6962 USD
USD 0.01 Class A common Sale 600 184.3417 USD
USD 0.01 Class A common Sale 611 184.0071 USD
USD 0.01 Class A common Sale 670 183.9947 USD
USD 0.01 Class A common Sale 918 183.4649 USD
USD 0.01 Class A common Sale 1,000 183.4735 USD
USD 0.01 Class A common Sale 1,100 184.0310 USD
USD 0.01 Class A common Sale 1,800 183.8463 USD
USD 0.01 Class A common Sale 2,134 183.7635 USD
USD 0.01 Class A common Sale 2,200 183.5787 USD
USD 0.01 Class A common Sale 2,215 183.1460 USD
USD 0.01 Class A common Sale 2,400 183.3985 USD
USD 0.01 Class A common Sale 2,600 183.7900 USD
USD 0.01 Class A common Sale 2,755 183.7108 USD
USD 0.01 Class A common Sale 3,100 183.9770 USD
USD 0.01 Class A common Sale 3,300 184.0503 USD
USD 0.01 Class A common Sale 3,453 183.2191 USD
USD 0.01 Class A common Sale 3,500 184.2248 USD
USD 0.01 Class A common Sale 4,108 183.2400 USD
USD 0.01 Class A common Sale 7,334 183.9663 USD
USD 0.01 Class A common Sale 8,214 183.9800 USD
USD 0.01 Class A common Sale 9,967 183.7254 USD
USD 0.01 Class A common Sale 10,100 184.2828 USD
USD 0.01 Class A common Sale 11,600 184.1167 USD
USD 0.01 Class A common Sale 12,429 182.5927 USD
USD 0.01 Class A common Sale 14,102 183.5888 USD
USD 0.01 Class A common Sale 44,485 183.9786 USD
USD 0.01 Class A common Sale 47,816 183.7781 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
USD 0.01 Class A common Call Options Selling 300 180 USD American 21 Dec 2018 8.6600 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 5 Nov 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose CME GROUP INC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A common Call Options Purchased 100 125.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Purchased 100 183.0000 American 16 Nov 2018
USD 0.01 Class A common Call Options Purchased 100 165.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Purchased 100 240.0000 American 17 Jan 2020
USD 0.01 Class A common Call Options Purchased 100 160.0000 American 15 Mar 2019
USD 0.01 Class A common Call Options Purchased 100 115.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Purchased 100 230.0000 American 17 Jan 2020
USD 0.01 Class A common Call Options Purchased 200 165.0000 American 17 Jan 2020
USD 0.01 Class A common Call Options Purchased 200 178.0000 American 2 Nov 2018
USD 0.01 Class A common Call Options Purchased 200 175.0000 American 15 Mar 2019
USD 0.01 Class A common Call Options Purchased 200 190.0000 American 21 Jun 2019
USD 0.01 Class A common Call Options Purchased 200 170.0000 American 17 Jan 2020
USD 0.01 Class A common Call Options Purchased 200 190.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Purchased 200 185.0000 American 2 Nov 2018
USD 0.01 Class A common Call Options Purchased 200 183.0000 American 2 Nov 2018
USD 0.01 Class A common Call Options Purchased 300 160.0000 American 16 Nov 2018
USD 0.01 Class A common Call Options Purchased 300 140.0000 American 17 Jan 2020
USD 0.01 Class A common Call Options Purchased 300 135.0000 American 17 Jan 2020
USD 0.01 Class A common Call Options Purchased 300 120.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Purchased 400 185.0000 American 21 Dec 2018
USD 0.01 Class A common Call Options Purchased 400 145.0000 American 17 Jan 2020
USD 0.01 Class A common Call Options Purchased 500 220.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Purchased 500 160.0000 American 21 Dec 2018
USD 0.01 Class A common Call Options Purchased 500 135.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Purchased 500 195.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Purchased 500 170.0000 American 21 Dec 2018
USD 0.01 Class A common Call Options Purchased 500 155.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Purchased 600 155.0000 American 21 Dec 2018
USD 0.01 Class A common Call Options Purchased 700 145.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Purchased 700 150.0000 American 17 Jan 2020
USD 0.01 Class A common Call Options Purchased 700 200.0000 American 17 Jan 2020
USD 0.01 Class A common Call Options Purchased 900 130.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Purchased 1,000 90.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Purchased 1,000 210.0000 American 21 Dec 2018
USD 0.01 Class A common Call Options Purchased 1,000 105.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Purchased 2,100 180.0000 American 2 Nov 2018
USD 0.01 Class A common Call Options Purchased 2,200 175.0000 American 21 Dec 2018
USD 0.01 Class A common Call Options Purchased 2,300 175.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Purchased 2,700 180.0000 American 16 Nov 2018
USD 0.01 Class A common Call Options Purchased 2,900 150.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Purchased 3,000 160.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Purchased 3,200 200.0000 American 21 Dec 2018
USD 0.01 Class A common Call Options Purchased 5,200 185.0000 American 16 Nov 2018
USD 0.01 Class A common Call Options Purchased 15,800 175.0000 American 16 Nov 2018
USD 0.01 Class A common Call Options Written -41,200 175.0000 American 16 Nov 2018
USD 0.01 Class A common Call Options Written -6,700 170.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Written -5,100 190.0000 American 17 Jan 2020
USD 0.01 Class A common Call Options Written -3,200 140.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Written -1,300 160.0000 American 17 Jan 2020
USD 0.01 Class A common Call Options Written -1,100 200.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Written -1,100 185.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Written -1,000 210.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Written -1,000 195.0000 American 21 Dec 2018
USD 0.01 Class A common Call Options Written -900 180.0000 American 18 Jan 2019
USD 0.01 Class A common Call Options Written -900 180.0000 American 21 Dec 2018
USD 0.01 Class A common Call Options Written -100 178.0000 American 9 Nov 2018
USD 0.01 Class A common Put Options Purchased -5,000 60.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Purchased -4,000 160.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Purchased -3,500 85.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Purchased -3,400 65.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Purchased -2,500 140.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Purchased -2,200 90.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Purchased -1,900 200.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Purchased -1,400 145.0000 American 21 Dec 2018
USD 0.01 Class A common Put Options Purchased -1,400 170.0000 American 16 Nov 2018
USD 0.01 Class A common Put Options Purchased -1,200 100.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Purchased -1,100 183.0000 American 16 Nov 2018
USD 0.01 Class A common Put Options Purchased -1,100 130.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Purchased -1,100 95.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Purchased -1,100 180.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Purchased -1,000 170.0000 American 15 Mar 2019
USD 0.01 Class A common Put Options Purchased -800 110.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Purchased -700 120.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Purchased -700 140.0000 American 21 Dec 2018
USD 0.01 Class A common Put Options Purchased -600 75.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Purchased -500 175.0000 American 16 Nov 2018
USD 0.01 Class A common Put Options Purchased -500 125.0000 American 21 Dec 2018
USD 0.01 Class A common Put Options Purchased -400 175.0000 American 21 Dec 2018
USD 0.01 Class A common Put Options Purchased -300 175.0000 American 2 Nov 2018
USD 0.01 Class A common Put Options Purchased -300 190.0000 American 15 Mar 2019
USD 0.01 Class A common Put Options Purchased -300 90.0000 American 17 Jan 2020
USD 0.01 Class A common Put Options Purchased -300 160.0000 American 21 Dec 2018
USD 0.01 Class A common Put Options Purchased -200 135.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Purchased -100 200.0000 American 17 Jan 2020
USD 0.01 Class A common Put Options Purchased -100 165.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Purchased -100 173.0000 American 16 Nov 2018
USD 0.01 Class A common Put Options Purchased -100 210.0000 American 17 Jan 2020
USD 0.01 Class A common Put Options Purchased -100 178.0000 American 9 Nov 2018
USD 0.01 Class A common Put Options Purchased -100 85.0000 American 17 Jan 2020
USD 0.01 Class A common Put Options Purchased -100 70.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Purchased -100 180.0000 American 2 Nov 2018
USD 0.01 Class A common Put Options Purchased -100 160.0000 American 2 Nov 2018
USD 0.01 Class A common Put Options Purchased -100 115.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Written 100 190.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Written 100 175.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Written 100 90.0000 American 15 Mar 2019
USD 0.01 Class A common Put Options Written 100 180.0000 American 21 Dec 2018
USD 0.01 Class A common Put Options Written 100 135.0000 American 17 Jan 2020
USD 0.01 Class A common Put Options Written 100 175.0000 American 17 Jan 2020
USD 0.01 Class A common Put Options Written 200 150.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Written 200 70.0000 American 17 Jan 2020
USD 0.01 Class A common Put Options Written 400 170.0000 American 21 Dec 2018
USD 0.01 Class A common Put Options Written 500 155.0000 American 21 Dec 2018
USD 0.01 Class A common Put Options Written 700 145.0000 American 9 Nov 2018
USD 0.01 Class A common Put Options Written 800 105.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Written 800 150.0000 American 21 Dec 2018
USD 0.01 Class A common Put Options Written 900 125.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Written 1,500 185.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Written 2,100 145.0000 American 18 Jan 2019
USD 0.01 Class A common Put Options Written 2,600 115.0000 American 21 Dec 2018
USD 0.01 Class A common Put Options Written 3,600 90.0000 American 15 Jan 2021
USD 0.01 Class A common Put Options Written 4,900 150.0000 American 17 Jan 2020

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.