Source - RNS
RNS Number : 6066A
J.P. Morgan Securities LLC
22 January 2020
 

Ap27

 

 

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED
 INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 

1.          KEY INFORMATION

 

Name of exempt principal trader

J.P Morgan Securities LLC

Company dealt in

AbbVie Inc.

Class of relevant security to which the dealings being disclosed relate (Note 1)

Common stock

Date of dealing

21 January 2020

 

2.          INTERESTS AND SHORT POSITIONS

 

(a)         Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

 

 

Long

Short

 

Number

 

(%)

Number

 

(%)

  15,825,247                   1.07

 4,501,191                  0.30

(2) Derivatives (other than options)

 3,687,134                  0.25

 1,741,324                  0.12

(3) Options and agreements to purchase/sell

 739,000                  0.05

 514,200                  0.03

Total

  20,251,381                   1.37

 6,756,715                  0.45

             

 

 

(b)         Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

 

 

(2) Derivatives (other than options)

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

             

 

Ap28

 

 

3.       DEALINGS (Note 3)

 

(a)      Purchases and sales

 

Purchase/sale

Number of relevant securities

Price per unit (Note 4)

Purchases

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Sales

100

100

102

1

37

1

25

101

101

103

10

500

101

100

114

10

101

15

100

1

200

102

100

76

171,610

7

28

848

8

60

1,083

4

135

300

11

75

12

450

239

4

100

66

101

56

60

22

202

100

600

36

1

202

2,015

413

52

31

202

1,227

5

2

11,702

4,002

101

205

500

17

3

1,800

2

302

250

2

66

1,800

9

74

3,268

36

2

16

200

4

2

22

103

1

506

178

16

2

38

1

1,510

75

1

2

50

13

300

3

75

201

5

133

496

50

50

40

379

50

102

40

28

300

104

3

66

2

1

100

1

40

1

1

 

100

74

100

100

200

100

94

200

200

200

100

194

100

100

100

300

100

400

95

8

100

300

100

91,369

7

100

400

300

200

412

200

100

4

450

500

88

100

100

266

100

100

100

200

200

200

15

500

100

100

200

671

175

200

100

268

100

200

11,702

100

300

100

100

100

100

100

100

100

200

68

1

313

100

100

100

193

200

100

200

200

100

1

100

291

177

100

100

24

200

76

100

100

100

100

214

200

200

17

100

393

100

2

100

100

100

100

100

100

100

2

10

100

50

100

100

87.7653 USD

87.8080 USD

87.8400 USD

87.8500 USD

87.8544 USD

87.8700 USD

87.8820 USD

87.9000 USD

87.9100 USD

87.9200 USD

87.9270 USD

87.9380 USD

87.9400 USD

87.9415 USD

87.9474 USD

87.9480 USD

87.9500 USD

87.9592 USD

87.9600 USD

87.9700 USD

87.9750 USD

87.9800 USD

87.9865 USD

87.9890 USD

87.9900 USD

87.9929 USD

87.9940 USD

87.9973 USD

87.9974 USD

87.9976 USD

88.0000 USD

88.0025 USD

88.0028 USD

88.0033 USD

88.0036 USD

88.0044 USD

88.0050 USD

88.0078 USD

88.0083 USD

88.0100 USD

88.0135 USD

88.0150 USD

88.0200 USD

88.0207 USD

88.0229 USD

88.0240 USD

88.0300 USD

88.0336 USD

88.0367 USD

88.0450 USD

88.0500 USD

88.0600 USD

88.0609 USD

88.0668 USD

88.0700 USD

88.0790 USD

88.0800 USD

88.0832 USD

88.0840 USD

88.0900 USD

88.0923 USD

88.0949 USD

88.1000 USD

88.1100 USD

88.1120 USD

88.1165 USD

88.1200 USD

88.1206 USD

88.1250 USD

88.1300 USD

88.1349 USD

88.1400 USD

88.1411 USD

88.1417 USD

88.1428 USD

88.1435 USD

88.1462 USD

88.1491 USD

88.1500 USD

88.1513 USD

88.1550 USD

88.1575 USD

88.1600 USD

88.1650 USD

88.1700 USD

88.1800 USD

88.1808 USD

88.1815 USD

88.1825 USD

88.1850 USD

88.1884 USD

88.1900 USD

88.1907 USD

88.1994 USD

88.2000 USD

88.2100 USD

88.2123 USD

88.2162 USD

88.2167 USD

88.2200 USD

88.2220 USD

88.2300 USD

88.2320 USD

88.2389 USD

88.2400 USD

88.2417 USD

88.2490 USD

88.2496 USD

88.2500 USD

88.2501 USD

88.2600 USD

88.2604 USD

88.2619 USD

88.2633 USD

88.2640 USD

88.2700 USD

88.2718 USD

88.3000 USD

88.3400 USD

88.3546 USD

88.3800 USD

88.4133 USD

88.4300 USD

88.4500 USD

 

87.8655 USD

87.8746 USD

87.8833 USD

87.8880 USD

87.8888 USD

87.8941 USD

87.9300 USD

87.9500 USD

87.9565 USD

87.9576 USD

87.9585 USD

87.9600 USD

87.9603 USD

87.9612 USD

87.9618 USD

87.9700 USD

87.9732 USD

87.9768 USD

87.9800 USD

87.9818 USD

87.9865 USD

87.9867 USD

87.9881 USD

87.9900 USD

87.9929 USD

87.9936 USD

87.9950 USD

87.9959 USD

87.9986 USD

88.0000 USD

88.0030 USD

88.0031 USD

88.0032 USD

88.0078 USD

88.0080 USD

88.0090 USD

88.0094 USD

88.0096 USD

88.0122 USD

88.0129 USD

88.0144 USD

88.0162 USD

88.0171 USD

88.0257 USD

88.0267 USD

88.0287 USD

88.0292 USD

88.0299 USD

88.0346 USD

88.0414 USD

88.0441 USD

88.0486 USD

88.0500 USD

88.0517 USD

88.0574 USD

88.0904 USD

88.0912 USD

88.0923 USD

88.0944 USD

88.1024 USD

88.1028 USD

88.1033 USD

88.1076 USD

88.1100 USD

88.1150 USD

88.1183 USD

88.1189 USD

88.1265 USD

88.1400 USD

88.1428 USD

88.1465 USD

88.1470 USD

88.1494 USD

88.1496 USD

88.1574 USD

88.1600 USD

88.1722 USD

88.1760 USD

88.1781 USD

88.1794 USD

88.1800 USD

88.1803 USD

88.1864 USD

88.1900 USD

88.1964 USD

88.1989 USD

88.2000 USD

88.2029 USD

88.2100 USD

88.2135 USD

88.2156 USD

88.2160 USD

88.2187 USD

88.2200 USD

88.2243 USD

88.2273 USD

88.2300 USD

88.2322 USD

88.2400 USD

88.2477 USD

88.2500 USD

88.2542 USD

88.2581 USD

88.2599 USD

88.2636 USD

88.2691 USD

88.2695 USD

88.2744 USD

88.2798 USD

88.2886 USD

88.3437 USD

88.3687 USD

88.3883 USD

88.4103 USD

 

 

(b)      Derivatives transactions (other than options transactions)

 

Product name,

e.g. CFD

Nature of transaction

(Note 5)

Number of relevant securities

(Note 6)

Price per unit

(USD)

(Note 4)

Equity Swaps

Long

 

 

 

Short

100

 6,400

 60

 

112,200

 7

 450

 11,702

87.9865

 87.9900

 88.0000

 

 87.9900

 87.9929

 88.0078

 88.0923

 

 

(c)      Options transactions in respect of existing relevant securities

 

 

(i)       Writing, selling, purchasing or varying

 

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

 

 

(ii)      Exercising

 

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

 

 

(d)      Other dealings (including transactions in respect of new securities) (Note 3)

 

Nature of transaction

(Note 7)

Details

Price per unit

(if applicable) (Note 4)

 

 

 

 

Ap29

 

4.       OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant 
securities under any option referred to on this form or relating to the voting 
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

 

 

 

 

 

 

 

Is a Supplemental Form 38.5(b) attached? (Note 8)                    YES

 

 

Date of disclosure

22 January 2020

Contact name

Alwyn Basch

Telephone number

020 7742 7407

Name of offeree/offeror with which connected

Allergan plc

Nature of connection (Note 9)

Financial Advisor to Allergan plc

 

 

 

 

Ap31

 

 

SUPPLEMENTAL FORM 38.5(b)

 

 

 

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS OF OPEN POSITIONS

 

(This form should be attached to Form 38.5(b)) OPEN POSITIONS (Note 1)

 

Product name,

e.g. call option

Written or purchased

Number of relevant securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

87,500

87,500

102,500

29,100

31,300

32,300

11,400

8,900

1,900

4,400

20,000

100,000

102,500

29,100

31,300

32,300

16,400

10,400

25,000

7,000

4,400

140,000

8,500

6,100

18,200

8,400

11,200

7,200

21,100

2,500

4,500

5,600

2,500

20,000

10,000

6,100

21,200

8,400

11,200

7,200

21,100

2,500

7,900

5,600

2,500

8,500

10,000

100,000

60.00

55.00

60.00

55.00

65.00

70.00

75.00

77.50

72.50

67.50

60.00

70.00

60.00

55.00

65.00

70.00

75.00

77.50

80.00

72.50

67.50

82.50

105.00

110.00

85.00

92.50

95.00

100.00

80.00

87.50

90.00

97.50

115.00

82.50

105.00

110.00

85.00

92.50

95.00

100.00

80.00

87.50

90.00

97.50

115.00

105.00

110.00

70.00

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

21FEB20

21FEB20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

15JAN21

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

15JAN21

15JAN21

 

 

 

 

Notes

 

1.       Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

 

2.       For all prices and other monetary amounts, the currency must be stated.

 

For full details of disclosure requirements, see Rules 8 and

38.5 of the Rules. If in doubt, consult the Panel.

 

 


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