Source - LSE Regulatory
RNS Number : 6487Z
CAP-XX Limited
18 December 2017
 

 

18 December 2017

CAP-XX Limited

("CAP-XX" or "the Company")

Grant of Share Options

 

The Board of CAP-XX announces that a total of 17,995,000 options to subscribe for new ordinary shares have today been granted to Directors and various employees of CAP-XX.

The options have been granted pursuant to the CAP-XX Limited Share Option Plan at an exercise price 11.25p per share, being the closing mid-market price on 11 December 2017. The share options have a life of five years, with 25% of the options vesting 12 months after the anniversary of the grant date, with the remainder vesting in equal monthly amounts of 1/48th from this date. Following today's grant, the Company will have a total of 42,865,000 stock options outstanding.

The table below provides details of the options that were granted to persons discharging managerial responsibilities (PDMR) (or persons closely associated with them).  

Directors/PDMR

Total number of new Options granted

Total number of options now held following the grant

Patrick Elliot (Non-Executive Chairman)

1,600,000

3,900,000

Bruce Grey (Non-Executive Director)

1,600,000

3,900,000

Anthony Kongats (Chief Executive Officer)

4,800,000

11,400,000

Michael Taylor (Chief Financial Officer)

1,200,000

3,250,000

Pierre Mars (VP, Quality & Applications)

1,200,000

3,100,000

Alex Bilyk (VP, Research & Development)

1,200,000

2,700,000

Mark Hulme (VP, Operations)

1,200,000

2,700,000

Song Hee Lau (Sales Manager, Asia Pacific)

1,200,000

2,700,000

Dan Trujic (Sales Manager - Americas and Europe)

1,200,000

2,700,000

 

The grant of the December 2017 Options is notifiable pursuant to the EU Market Abuse Regulation.  Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them in accordance with the requirements of the EU Market Abuse Regulation can be found below.

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Patrick Elliot

2

Reason for the notification

a)

Position/status

Director - Non-Executive Chairman

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

CAP-XX Limited

b)

LEI

213800HECUSIYXH3WN26

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of no par value each in CAP-XX Limited

 

Identification code (ISIN) for CAP-XX Limited ordinary shares: AU0000XINAS1

b)

Nature of the transaction

Grant of new options over 1,600,000 ordinary shares with an exercise price of 11.25p

 

c)

Price(s) and volume(s)

Price(s)

Volume(s)

11.25p exercise price

1,600,000

d)

Aggregated information

- Aggregated volume

- Price

N/A - single transaction

e)

Date of the transaction

18 November 2017

f)

Place of the transaction

Outside of trading venue

 

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Bruce Grey

2

Reason for the notification

a)

Position/status

Director - Non-Executive

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

CAP-XX Limited

b)

LEI

213800HECUSIYXH3WN26

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of no par value each in CAP-XX Limited

 

Identification code (ISIN) for CAP-XX Limited ordinary shares: AU0000XINAS1

b)

Nature of the transaction

Grant of new options over 1,600,000 ordinary shares with an exercise price of 11.25p

 

c)

Price(s) and volume(s)

Price(s)

Volume(s)

11.25p exercise price

1,600,000

d)

Aggregated information

- Aggregated volume

- Price

N/A - single transaction

e)

Date of the transaction

18 December 2017

f)

Place of the transaction

Outside of trading venue

 

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Anthony Kongats

2

Reason for the notification

a)

Position/status

Director - Chief Executive Officer

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

CAP-XX Limited

b)

LEI

213800HECUSIYXH3WN26

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of no par value each in CAP-XX Limited

 

Identification code (ISIN) for CAP-XX Limited ordinary shares: AU0000XINAS1

b)

Nature of the transaction

Grant of new options over 4,800,000 ordinary shares with an exercise price of 11.25p

 

c)

Price(s) and volume(s)

Price(s)

Volume(s)

11.25p exercise price

4,800,000

d)

Aggregated information

- Aggregated volume

- Price

N/A - single transaction

e)

Date of the transaction

18 December 2017

f)

Place of the transaction

Outside of trading venue

 

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Michael Taylor

2

Reason for the notification

a)

Position/status

Chief Financial Officer

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

CAP-XX Limited

b)

LEI

213800HECUSIYXH3WN26

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of no par value each in CAP-XX Limited

 

Identification code (ISIN) for CAP-XX Limited ordinary shares: AU0000XINAS1

b)

Nature of the transaction

Grant of new options over 1,200,000 ordinary shares with an exercise price of 11.25p

 

c)

Price(s) and volume(s)

Price(s)

Volume(s)

11.25p exercise price

1,200,000

d)

Aggregated information

- Aggregated volume

- Price

N/A - single transaction

e)

Date of the transaction

18 December 2017

f)

Place of the transaction

Outside of trading venue

 

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Pierre Mars

2

Reason for the notification

a)

Position/status

Vice President, Applications & Quality

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

CAP-XX Limited

b)

LEI

213800HECUSIYXH3WN26

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of no par value each in CAP-XX Limited

 

Identification code (ISIN) for CAP-XX Limited ordinary shares: AU0000XINAS1

b)

Nature of the transaction

Grant of new options over 1,200,000 ordinary shares with an exercise price of 11.25p

 

c)

Price(s) and volume(s)

Price(s)

Volume(s)

11.25p exercise price

1,200,000

d)

Aggregated information

- Aggregated volume

- Price

N/A - single transaction

e)

Date of the transaction

18 December 2017

f)

Place of the transaction

Outside of trading venue

 

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Alex Bilyk

2

Reason for the notification

a)

Position/status

Vice President, Research & Development

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

CAP-XX Limited

b)

LEI

213800HECUSIYXH3WN26

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of no par value each in CAP-XX Limited

 

Identification code (ISIN) for CAP-XX Limited ordinary shares: AU0000XINAS1

b)

Nature of the transaction

Grant of new options over 1,200,000 ordinary shares with an exercise price of 11.25p

 

c)

Price(s) and volume(s)

Price(s)

Volume(s)

11.25p exercise price

1,200,000

d)

Aggregated information

- Aggregated volume

- Price

N/A - single transaction

e)

Date of the transaction

18 December 2017

f)

Place of the transaction

Outside of trading venue

 

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Mark Hulme

2

Reason for the notification

a)

Position/status

Vice President, Operations

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

CAP-XX Limited

b)

LEI

213800HECUSIYXH3WN26

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of no par value each in CAP-XX Limited

 

Identification code (ISIN) for CAP-XX Limited ordinary shares: AU0000XINAS1

b)

Nature of the transaction

Grant of new options over 1,200,000 ordinary shares with an exercise price of 11.25p

 

c)

Price(s) and volume(s)

Price(s)

Volume(s)

11.25p exercise price

1,200,000

d)

Aggregated information

- Aggregated volume

- Price

N/A - single transaction

e)

Date of the transaction

18 December 2017

f)

Place of the transaction

Outside of trading venue

 

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Song Hee Lau

2

Reason for the notification

a)

Position/status

Sales Manager - Asia Pacific

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

CAP-XX Limited

b)

LEI

213800HECUSIYXH3WN26

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of no par value each in CAP-XX Limited

 

Identification code (ISIN) for CAP-XX Limited ordinary shares: AU0000XINAS1

b)

Nature of the transaction

Grant of new options over 1,200,000 ordinary shares with an exercise price of 11.25p

 

c)

Price(s) and volume(s)

Price(s)

Volume(s)

11.25p exercise price

1,200,000

d)

Aggregated information

- Aggregated volume

- Price

N/A - single transaction

e)

Date of the transaction

18 December 2017

f)

Place of the transaction

Outside of trading venue

 

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Dan Trujic

2

Reason for the notification

a)

Position/status

Sales Manager - Americas and Europe

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

CAP-XX Limited

b)

LEI

213800HECUSIYXH3WN26

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of no par value each in CAP-XX Limited

 

Identification code (ISIN) for CAP-XX Limited ordinary shares: AU0000XINAS1

b)

Nature of the transaction

Grant of new options over 1,200,000 ordinary shares with an exercise price of 11.25p

 

c)

Price(s) and volume(s)

Price(s)

Volume(s)

11.25p exercise price

1,200,000

d)

Aggregated information

- Aggregated volume

- Price

N/A - single transaction

e)

Date of the transaction

18 December 2017

f)

Place of the transaction

Outside of trading venue

 

For further information contact:

 

CAP-XX Limited

Anthony Kongats (Chief Executive Officer)                             +61 (0) 2 9428 0139

Kreab (Financial PR)

Robert Speed                                                                      +44 (0) 20 7074 1800

Allenby Capital (Nominated Adviser and Broker)

David Hart / Alex Brearley (Corporate Finance)                       +44 (0) 20 3328 5656

 

More information is available at www.cap-xx.com

 

Notes to Editors:

CAP-XX (LSE: CPX) is a world leader in the design and manufacture of thin, flat supercapacitors and energy management systems used in portable and small-scale electronic devices, and large supercapacitor based modules used in larger applications such as automotive and renewable energy. The unique feature of CAP-XX supercapacitors is their very high power density and high energy storage capacity in a space-efficient prismatic package. These attributes are essential in power-hungry consumer and industrial electronics, and deliver similar benefits in automotive and other transportation applications. For more information about CAP-XX, visit www.cap-xx.com


This information is provided by RNS
The company news service from the London Stock Exchange
 
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