Source - LSE Regulatory
RNS Number : 6179M
Morgan Stanley & Co. Int'l plc
22 January 2021
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SIGNATURE AVIATION PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

CARLYLE INVESTMENT MANAGEMENT LLC

(d) Date dealing undertaken:

21 January 2021

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

NO

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

37P ORDINARY

PURCHASES

754,641

4.3000 GBP

4.2440 GBP

37P ORDINARY

SALES

590,387

4.3000 GBP

4.2460 GBP

37P ORDINARY

SALES

100,000

5.8529 USD

5.8529 USD

37P ORDINARY

PURCHASES

100,000

5.8564 USD

5.8564 USD

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

37P ORDINARY

CFD

LONG

45,592

4.2510 GBP

37P ORDINARY

CFD

LONG

984

4.2510 GBP

37P ORDINARY

CFD

LONG

10,420

4.2679 GBP

37P ORDINARY

CFD

LONG

4,600

4.2680 GBP

37P ORDINARY

CFD

LONG

2,305

4.2703 GBP

37P ORDINARY

CFD

SHORT

1,317

4.2510 GBP

37P ORDINARY

CFD

SHORT

289

4.2510 GBP

37P ORDINARY

CFD

SHORT

7,933

4.2510 GBP

37P ORDINARY

CFD

SHORT

30,953

4.2520 GBP

37P ORDINARY

CFD

SHORT

64,665

4.2522 GBP

37P ORDINARY

CFD

SHORT

1,022

4.2526 GBP

37P ORDINARY

CFD

SHORT

4,422

4.2574 GBP

37P ORDINARY

CFD

SHORT

28,379

4.2598 GBP

37P ORDINARY

CFD

SHORT

22,600

4.2607 GBP

37P ORDINARY

CFD

SHORT

1,604

4.2645 GBP

37P ORDINARY

CFD

SHORT

39,867

4.2674 GBP

37P ORDINARY

CFD

SHORT

13,396

4.2770 GBP

37P ORDINARY

CFD

SHORT

18,320

4.2775 GBP

37P ORDINARY

CFD

SHORT

66,629

4.2790 GBP

37P ORDINARY

CFD

SHORT

2,643

4.2801 GBP

37P ORDINARY

CFD

SHORT

1,000

4.2820 GBP

37P ORDINARY

CFD

SHORT

8,432

4.2822 GBP

37P ORDINARY

CFD

SHORT

4,663

4.2864 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

 

Date of disclosure:

22 January 2021

Contact name:

Craig Horsley

Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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