TP ICAP plc
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
TP ICAP plc (the "Company") hereby announces that on 16 February 2021 the following notifications were received relating to the purchase of Ordinary shares of £0.25 each in the Company by the stated Director/person discharging managerial responsibility ("PDMR") pursuant to the Company's 2 for 5 rights issue at 140 pence per New Ordinary Share as announced on 2 February 2021.
| PDMR | Number of shares | Share price | Nature of Transaction |
| Richard Berliand | 30,000 | £1.40 | Purchase of Shares in connection with the Rights Issue |
| Nicolas Breteau | 17,992 | £1.40 | Purchase of Shares in connection with the Rights Issue |
| Robin Stewart | 13,484 | £1.40 | Purchase of Shares in connection with the Rights Issue |
| Philip Price | 19,600 | £1.40 | Purchase of Shares in connection with the Rights Issue |
| Angela Knight | 860 | £1.40 | Purchase of Shares in connection with the Rights Issue |
| Edmund Ng | 8,000 | £1.40 | Purchase of Shares in connection with the Rights Issue |
| Roger Perkin | 2,000 | £1.40 | Purchase of Shares in connection with the Rights Issue |
| Michael Heaney | 16,000 | £1.40 | Purchase of Shares in connection with the Rights Issue |
| Angela Crawford-Ingle | 3,886 | £1.40 | Purchase of Shares in connection with the Rights Issue |
| Tracy Clarke | 4,000 | £1.40 | Purchase of Shares in connection with the Rights Issue |
The following notifications, made in accordance with the requirements of the EU Market Abuse Regulation, gives further detail.
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Richard Berliand | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Chairman and PDMR | ||||
| b)
| Initial notification /Amendment
| Initial | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| TP ICAP plc | ||||
| b)
| LEI
| 5493009UWRK48KKUD358 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of £0.25 each
GB00B1H0DZ51 | ||||
| b)
| Nature of the transaction
| Acquisition | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
30,000
£1.40
| ||||
| e)
| Date of the transaction
| 16.02.2021 | ||||
| f)
| Place of the transaction
| London Stock Exchange | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Nicolas Breteau | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Chief Executive Officer and PDMR | ||||
| b)
| Initial notification /Amendment
| Initial | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| TP ICAP plc | ||||
| b)
| LEI
| 5493009UWRK48KKUD358 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of £0.25 each
GB00B1H0DZ51 | ||||
| b)
| Nature of the transaction
| Acquisition | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
17,992
£1.40
| ||||
| e)
| Date of the transaction
| 16.02.2021 | ||||
| f)
| Place of the transaction
| London Stock Exchange | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Robin Stewart | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Chief Financial Officer and PDMR | ||||
| b)
| Initial notification /Amendment
| Initial | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| TP ICAP plc | ||||
| b)
| LEI
| 5493009UWRK48KKUD358 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of £0.25 each
GB00B1H0DZ51 | ||||
| b)
| Nature of the transaction
| Acquisition | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
13,484
£1.40
| ||||
| e)
| Date of the transaction
| 16.02.2021 | ||||
| f)
| Place of the transaction
| London Stock Exchange | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Philip Price | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Executive Director and PDMR | ||||
| b)
| Initial notification /Amendment
| Initial | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| TP ICAP plc | ||||
| b)
| LEI
| 5493009UWRK48KKUD358 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of £0.25 each
GB00B1H0DZ51 | ||||
| b)
| Nature of the transaction
| Acquisition | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
19,600
£1.40
| ||||
| e)
| Date of the transaction
| 16.02.2021 | ||||
| f)
| Place of the transaction
| London Stock Exchange | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Angela Knight | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Non-Executive Director and PDMR | ||||
| b)
| Initial notification /Amendment
| Initial | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| TP ICAP plc | ||||
| b)
| LEI
| 5493009UWRK48KKUD358 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of £0.25 each
GB00B1H0DZ51 | ||||
| b)
| Nature of the transaction
| Acquisition | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
860
£1.40
| ||||
| e)
| Date of the transaction
| 16.02.2021 | ||||
| f)
| Place of the transaction
| London Stock Exchange | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Edmund Ng | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Non-Executive Director and PDMR | ||||
| b)
| Initial notification /Amendment
| Initial | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| TP ICAP plc | ||||
| b)
| LEI
| 5493009UWRK48KKUD358 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of £0.25 each
GB00B1H0DZ51 | ||||
| b)
| Nature of the transaction
| Acquisition | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
8,000
£1.40
| ||||
| e)
| Date of the transaction
| 16.02.2021 | ||||
| f)
| Place of the transaction
| London Stock Exchange | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Roger Perkin | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Non-Executive Director and PDMR | ||||
| b)
| Initial notification /Amendment
| Initial | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| TP ICAP plc | ||||
| b)
| LEI
| 5493009UWRK48KKUD358 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of £0.25 each
GB00B1H0DZ51 | ||||
| b)
| Nature of the transaction
| Acquisition | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
2,000
£1.40
| ||||
| e)
| Date of the transaction
| 16.02.2021 | ||||
| f)
| Place of the transaction
| London Stock Exchange | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Michael Heaney | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Non-Executive Director and PDMR | ||||
| b)
| Initial notification /Amendment
| Initial | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| TP ICAP plc | ||||
| b)
| LEI
| 5493009UWRK48KKUD358 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of £0.25 each
GB00B1H0DZ51 | ||||
| b)
| Nature of the transaction
| Acquisition | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
16,000
£1.40
| ||||
| e)
| Date of the transaction
| 16.02.2021 | ||||
| f)
| Place of the transaction
| London Stock Exchange | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Angela Crawford-Ingle | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Non-Executive Director and PDMR | ||||
| b)
| Initial notification /Amendment
| Initial | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| TP ICAP plc | ||||
| b)
| LEI
| 5493009UWRK48KKUD358 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of £0.25 each
GB00B1H0DZ51 | ||||
| b)
| Nature of the transaction
| Acquisition | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
3,886
£1.40
| ||||
| e)
| Date of the transaction
| 16.02.2021 | ||||
| f)
| Place of the transaction
| London Stock Exchange | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Tracy Clarke | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Non-Executive Director and PDMR | ||||
| b)
| Initial notification /Amendment
| Initial | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| TP ICAP plc | ||||
| b)
| LEI
| 5493009UWRK48KKUD358 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of £0.25 each
GB00B1H0DZ51 | ||||
| b)
| Nature of the transaction
| Acquisition | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
4,000
£1.40
| ||||
| e)
| Date of the transaction
| 16.02.2021 | ||||
| f)
| Place of the transaction
| London Stock Exchange | ||||
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