TR-1: Standard form for notification of major holdings
| NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i | |||||||||||||||
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| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | Costain Group GB00B64NSP76
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| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | |||||||||||||||
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| 2. Reason for the notification (please mark the appropriate box or boxes with an "X") | |||||||||||||||
| An acquisition or disposal of voting rights | x | ||||||||||||||
| An acquisition or disposal of financial instruments | | ||||||||||||||
| An event changing the breakdown of voting rights | | ||||||||||||||
| Other (please specify)iii: | | ||||||||||||||
| 3. Details of person subject to the notification obligationiv | |||||||||||||||
| Name | KBI Global Investors Ltd. As controller of the voting rights directly or indirectly via a subsidiary
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| City and country of registered office (if applicable) | Dublin, Ireland | ||||||||||||||
| 4. Full name of shareholder(s) (if different from 3.)v | |||||||||||||||
| Name | KBI Global Investors Ltd
KBI Global Investors (North America) Ltd
KBI Aquarius 1940 Act Mutual Fund BMO Nesbitt Burns Ltd KBI Global Resource Solutions CIT Cornerstone Capital Skellig Delaware Statutory Trust LTW Investments LLC The New Ireland Fund Inc. The Park Foundation Sun Life Global Investments Sonen Capital LLC University of Wisconsin Foundation
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| City and country of registered office (if applicable) |
Amundi France Partner Networks- Paris, France AP7 Swedish Pension Fund- Stockholm, Sweden Cohesion Investments (Cayman) Ltd- Grand Cayman, Cayman Islands KBI Global Sustainable Infrastructure Fund- Dublin, Ireland KBI Eco Water Fund (ICAV)- Dublin, Ireland KBI Global Resource Solutions Fund- Dublin, Ireland KBI Water Fund- Dublin, Ireland KBI Global Investors Aquarius Fund- USA BMO Nesbitt Burns Ltd- Toronto, Canada KBI Global Resource Solutions CIT- Pennsylvania, USA Cornerstone Capital- Delaware, USA Skellig Delaware Statutory Trust- Delaware, USA LTW Investments LLC- Wilmington, USA The New Ireland Fund Inc- Boston, MA, USA Park Foundation- North Carolina, USA Sun Life Global Investments- Toronto, Ontario Sonen Capital LLC- Delaware, USA University of Wisconsin Foundation- Wisconsin, USA
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| 5. Date on which the threshold was crossed or reachedvi: | 08.05.20 | ||||||||||||||
| 6. Date on which issuer notified (DD/MM/YYYY): | 13.05.20 (only received for the attention of the company secretarial team of the issuer on 23 February 2021) | ||||||||||||||
| 7. Total positions of person(s) subject to the notification obligation | |||||||||||||||
| | % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments | Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | |||||||||||
| Resulting situation on the date on which threshold was crossed or reached | 6.7033% | | 6.7033% | 108,283,000 | |||||||||||
| Position of previous notification (if applicable) | Below 5% | | | | |||||||||||
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | |||||||||
| A: Voting rights attached to shares | |||||||||
| Class/type of ISIN code (if possible) | Number of voting rightsix | % of voting rights | |||||||
| Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | ||||||
| GB00B64NSP76 |
7,258,503
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6.7033% | | |||||
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| SUBTOTAL 8. A | 7,258,503
| 6.7033% | |||||||
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| B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||||||
| Type of financial instrument | Expiration | Exercise/ | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
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| | | SUBTOTAL 8. B 1 | N/A | | |||||
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| B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||||||
| Type of financial instrument | Expiration | Exercise/ | Physical or cash settlementxii | Number of voting rights | % of voting rights | ||||
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| | | | SUBTOTAL 8.B.2 | N/A | | ||||
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| 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | x | |||
| Full chain of controlled undertakings through which the voting rights and/or the | | |||
| Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
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| 10. In case of proxy voting, please identify: | ||||
| Name of the proxy holder | | |||
| The number and % of voting rights held | | |||
| The date until which the voting rights will be held | | |||
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| 11. Additional informationxvi | ||||
| KBI Global Investors Ltd is an investment management firm, based in Dublin, Ireland, which is regulated by the Central Bank of Ireland under MiFID II, and which provides discretionary portfolio management services to institutional investors. On the 1st February 2019, it purchased an additional holding in Costain Group on behalf of the shareholders listed in this form bringing the total holding to the 3% threshold. | ||||
| Place of completion | Dublin, Ireland |
| Date of completion | 13.05.2020 |
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