Standard Chartered PLC - Director/PDMR Shareholding
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Ben Hung | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| CEO, Asia | ||||
| b)
| Initial notification /Amendment
| Initial | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Standard Chartered PLC | ||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| ||||
| b)
| Nature of the transaction
|
Exercise of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| ||||
| e)
| Date of the transaction
| 9 March 2021 | ||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| David Whiteing | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Chief Operating Officer | ||||
| b)
| Initial notification /Amendment
| Initial | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Standard Chartered PLC | ||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| ||||
| b)
| Nature of the transaction
| Exercise of upfront shares granted in March 2020 under the 2011 Standard Chartered Share Plan
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| ||||
| e)
| Date of the transaction
| 9 March 2021 | ||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Judy Hsu | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| CEO, Consumer, Private and Business Banking | ||||
| b)
| Initial notification /Amendment
| Initial | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Standard Chartered PLC | ||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| ||||
| b)
| Nature of the transaction
| Exercise of upfront shares granted in March 2020 under the 2011 Standard Chartered Share Plan
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| ||||
| e)
| Date of the transaction
| 9 March 2021 | ||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
| a)
| Name
| Mark Smith | |||||||||
| 2
| Reason for the notification
| ||||||||||
| a)
| Position/status
| Group Chief Risk Officer | |||||||||
| b)
| Initial notification /Amendment
| Initial | |||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
| a)
| Name
| Standard Chartered PLC | |||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| |||||||||
| b)
| Nature of the transaction
| i) Exercise of Deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan
ii) Sale of shares to cover tax in relation to the transaction described in i) above | |||||||||
| c)
| Price(s) and volume(s)
|
| |||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| |||||||||
| e)
| Date of the transaction
| 9 March 2021 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Michael Gorriz | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Chief Information Officer | ||||
| b)
| Initial notification /Amendment
| Initial | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Standard Chartered PLC | ||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| ||||
| b)
| Nature of the transaction
| Exercise of upfront shares granted in March 2020 under the 2011 Standard Chartered Share Plan
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| ||||
| e)
| Date of the transaction
| 9 March 2021 | ||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Simon Cooper | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| CEO, Corporate, Commercial & Institutional Banking and Europe & Americas | ||||
| b)
| Initial notification /Amendment
| Initial | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Standard Chartered PLC | ||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| ||||
| b)
| Nature of the transaction
|
Exercise of upfront shares granted in March 2020 under the 2011 Standard Chartered Share Plan
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| ||||
| e)
| Date of the transaction
| 9 March 2021 | ||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Sunil Kaushal | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| CEO, Africa & Middle East
| ||||
| b)
| Initial notification /Amendment
| Initial | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Standard Chartered PLC | ||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| ||||
| b)
| Nature of the transaction
|
Exercise of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| ||||
| e)
| Date of the transaction
| 9 March 2021 | ||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
| a)
| Name
| Tanuj Kapilashrami | |||||||||
| 2
| Reason for the notification
| ||||||||||
| a)
| Position/status
| Group Head, Human Resources | |||||||||
| b)
| Initial notification /Amendment
| Initial | |||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
| a)
| Name
| Standard Chartered PLC | |||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| |||||||||
| b)
| Nature of the transaction
| i) Exercise of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan
ii) Sale of shares to cover tax in relation to the transaction described in i) above
| |||||||||
| c)
| Price(s) and volume(s)
|
| |||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| |||||||||
| e)
| Date of the transaction
| 9 March 2021 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
| a)
| Name
| Tracey McDermott | |||||||||
| 2
| Reason for the notification
| ||||||||||
| a)
| Position/status
| Group Head, Conduct, Financial Crime and Compliance | |||||||||
| b)
| Initial notification /Amendment
| Initial | |||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
| a)
| Name
| Standard Chartered PLC | |||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| |||||||||
| b)
| Nature of the transaction
| i) Exercise of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan
ii) Sale of shares to cover tax in relation to the transaction described in i) above
| |||||||||
| c)
| Price(s) and volume(s)
|
| |||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| |||||||||
| e)
| Date of the transaction
| 9 March 2021 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
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