Standard Chartered PLC - Director/PDMR Shareholding
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||||||||||||
| a)
| Name
| Andy Halford (allocated shares held through Computershare Investor Services PLC)
| ||||||||||||||||||
| 2
| Reason for the notification
| |||||||||||||||||||
| a)
| Position/status
| Group Chief Financial Officer | ||||||||||||||||||
| b)
| Initial notification /Amendment
| Initial | ||||||||||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||||||||||||
| a)
| Name
| Standard Chartered PLC | ||||||||||||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||||||||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847 | ||||||||||||||||||
| b)
| Nature of the transaction
| i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Allocation of salary shares delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2020 Annual Report and Accounts
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iv) Exercise of the second tranche of shares under 2017-19 LTIP post performance, including notional dividends
v) Sale of shares to cover tax in relation to the transaction described in iv) above
| ||||||||||||||||||
| c)
| Price(s) and volume(s)
|
| ||||||||||||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| ||||||||||||||||||
| e)
| Date of the transaction
| 15 March 2021 | ||||||||||||||||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||||||||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||||||
| a)
| Name
| Benjamin Hung | ||||||||||||
| 2
| Reason for the notification
| |||||||||||||
| a)
| Position/status
| CEO, Asia | ||||||||||||
| b)
| Initial notification /Amendment
| Initial | ||||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||||||
| a)
| Name
| Standard Chartered PLC | ||||||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847 | ||||||||||||
| b)
| Nature of the transaction
| i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iii) Exercise of the second tranche of shares under 2017-19 LTIP (post performance), including notional dividends
| ||||||||||||
| c)
| Price(s) and volume(s)
|
| ||||||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| ||||||||||||
| e)
| Date of the transaction
| 15 March 2021 | ||||||||||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||||||||||||
| a)
| Name
| Bill Winters (allocated shares held through Computershare Investor Services PLC)
| ||||||||||||||||||
| 2
| Reason for the notification
| |||||||||||||||||||
| a)
| Position/status
| Group Chief Executive Officer | ||||||||||||||||||
| b)
| Initial notification /Amendment
| Initial | ||||||||||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||||||||||||
| a)
| Name
| Standard Chartered PLC | ||||||||||||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||||||||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| ||||||||||||||||||
| b)
| Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Allocation of salary shares delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2020 Annual Report and Accounts
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iv) Exercise of the second tranche of shares under 2017-19 LTIP post performance, including notional dividends
v) Sale of shares to cover tax in relation to the transaction described in iv) above
| ||||||||||||||||||
| c)
| Price(s) and volume(s)
|
| ||||||||||||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| ||||||||||||||||||
| e)
| Date of the transaction
| 15 March 2021 | ||||||||||||||||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||||||||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||||||
| a)
| Name
| David Whiteing | ||||||||||||
| 2
| Reason for the notification
| |||||||||||||
| a)
| Position/status
| Group Chief Operating Officer | ||||||||||||
| b)
| Initial notification /Amendment
| Initial | ||||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||||||
| a)
| Name
| Standard Chartered PLC | ||||||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| ||||||||||||
| b)
| Nature of the transaction
| i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iii) Sale of ordinary shares
| ||||||||||||
| c)
| Price(s) and volume(s)
|
| ||||||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| ||||||||||||
| e)
| Date of the transaction
| 15 March 2021 | ||||||||||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
| a)
| Name
| Judy Hsu | |||||||||
| 2
| Reason for the notification
| ||||||||||
| a)
| Position/status
| CEO, Consumer, Private and Business Banking | |||||||||
| b)
| Initial notification /Amendment
| Initial | |||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
| a)
| Name
| Standard Chartered PLC | |||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| |||||||||
| b)
| Nature of the transaction
| i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
| |||||||||
| c)
| Price(s) and volume(s)
|
| |||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| |||||||||
| e)
| Date of the transaction
| 15 March 2021 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||||||||||||
| a)
| Name
| Mark Smith | ||||||||||||||||||
| 2
| Reason for the notification
| |||||||||||||||||||
| a)
| Position/status
| Group Chief Risk Officer | ||||||||||||||||||
| b)
| Initial notification /Amendment
| Initial | ||||||||||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||||||||||||
| a)
| Name
| Standard Chartered PLC | ||||||||||||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||||||||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847 | ||||||||||||||||||
| b)
| Nature of the transaction
| i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iv) Exercise of the second tranche of shares under 2017-19 LTIP (post performance), including notional dividends
v) Sale of shares to cover tax in relation to the transaction described in iv) above | ||||||||||||||||||
| c)
| Price(s) and volume(s)
|
| ||||||||||||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| ||||||||||||||||||
| e)
| Date of the transaction
| 15 March 2021 | ||||||||||||||||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||||||||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||||||
| a)
| Name
| Michael Gorriz | ||||||||||||
| 2
| Reason for the notification
| |||||||||||||
| a)
| Position/status
| Group Chief Information Officer | ||||||||||||
| b)
| Initial notification /Amendment
| Initial | ||||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||||||
| a)
| Name
| Standard Chartered PLC | ||||||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| ||||||||||||
| b)
| Nature of the transaction
| i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iii) Exercise of the second tranche of shares under 2017-19 LTIP post performance, including notional dividends
| ||||||||||||
| c)
| Price(s) and volume(s)
|
| ||||||||||||
| d)
| Aggregated information
- Aggregawted volume
- Price |
| ||||||||||||
| e)
| Date of the transaction
| 15 March 2021 | ||||||||||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||||||||
| a)
| Name
| Simon Cooper | |||||||||||||||
| 2
| Reason for the notification
| ||||||||||||||||
| a)
| Position/status
| CEO, Corporate, Commercial & Institutional Banking Europe & Americas | |||||||||||||||
| b)
| Initial notification /Amendment
| Initial | |||||||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||||||||
| a)
| Name
| Standard Chartered PLC | |||||||||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | |||||||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| |||||||||||||||
| b)
| Nature of the transaction | i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iv) Exercise of the second tranche of shares under 2017-19 LTIP (post performance), including notional dividends
| |||||||||||||||
| c)
| Price(s) and volume(s) |
| |||||||||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| |||||||||||||||
| e)
| Date of the transaction
| 15 March 2021 | |||||||||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||||||
| a)
| Name
| Sunil Kaushal | ||||||||||||
| 2
| Reason for the notification
| |||||||||||||
| a)
| Position/status
| CEO, Africa & Middle East | ||||||||||||
| b)
| Initial notification /Amendment
| Initial | ||||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||||||
| a)
| Name
| Standard Chartered PLC | ||||||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| ||||||||||||
| b)
| Nature of the transaction
| i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iii) Exercise of the second tranche of shares under 2017-19 LTIP (post performance), including notional dividends
| ||||||||||||
| c)
| Price(s) and volume(s)
|
| ||||||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| ||||||||||||
| e)
| Date of the transaction
| 15 March 2021 | ||||||||||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||||||
| a)
| Name
| Tanuj Kapilashrami | ||||||||||||
| 2
| Reason for the notification
| |||||||||||||
| a)
| Position/status
| Group Head, Human Resources | ||||||||||||
| b)
| Initial notification /Amendment
| Initial | ||||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||||||
| a)
| Name
| Standard Chartered PLC | ||||||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | ||||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| ||||||||||||
| b)
| Nature of the transaction
| i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
| ||||||||||||
| c)
| Price(s) and volume(s)
|
| ||||||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| ||||||||||||
| e)
| Date of the transaction
| 15 March 2021 | ||||||||||||
| f) | Place of the transaction | XLON London Stock Exchange | ||||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
| a)
| Name
| Tracey McDermott | |||||||||
| 2
| Reason for the notification
| ||||||||||
| a)
| Position/status
| Group Head, Conduct, Financial Crime and Compliance | |||||||||
| b)
| Initial notification /Amendment
| Initial | |||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
| a)
| Name
| Standard Chartered PLC | |||||||||
| b)
| LEI
| U4LOSYZ7YG4W3S5F2G91 | |||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of US$0.50 each
ISIN: GB0004082847
| |||||||||
| b)
| Nature of the transaction
| i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
| |||||||||
| c)
| Price(s) and volume(s)
|
| |||||||||
| d)
| Aggregated information
- Aggregated volume
- Price |
| |||||||||
| e)
| Date of the transaction
| 15 March 2021 | |||||||||
| f) | Place of the transaction | XLON London Stock Exchange | |||||||||
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