Rathbone Brothers Plc (the "Company")
Notification of Transactions of Persons Discharging Managerial Responsibilities
The Company announces that in accordance with the rules of the Rathbone Brothers Plc 2015 Executive Incentive Plan ("EIP"), awards made on 23 March 2016, and 20% of awards made on 23 March 2017, 2018, 2019 & 2020 to the following PDMRs have vested. The vested shares for EIP 2017, 2018, 2019 & 2020 are subject to a sale restriction period.
The notifications below, which have been made in accordance with the requirements of the EU Market Abuse Regulation, provides further detail.
Enquiries:
Ali Johnson
Company Secretary
Telephone - 07901 118456
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Paul Stockton | |
| 2 | Reason for the notification | ||
| a) | Position/status | Chief Executive Officer | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of 5p each ISIN: GB0002148343 | |
| b) | Nature of the transaction | Share awards vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan. | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| Nil | EIP 2016 vest: 12,229 | ||
|
|
| Nil | EIP 2017, 2018, 2019 & 2020 vests: 11,935 |
| d) | Aggregated information
- Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2021-03-24 | |
| f) | Place of the transaction | Outside a trading venue | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Jennifer Mathias | |
| 2 | Reason for the notification | ||
| a) | Position/status | Group Finance Director | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of 5p each ISIN: GB0002148343 | |
| b) | Nature of the transaction | Share awards vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan. | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| Nil | EIP 2020 vest: 2,649 | ||
| d) | Aggregated information
- Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2021-03-24 | |
| f) | Place of the transaction | Outside a trading venue | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Sarah Owen-Jones | |
| 2 | Reason for the notification | ||
| a) | Position/status | Chief Risk Officer | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of 5p each ISIN: GB0002148343 | |
| b) | Nature of the transaction | Share awards vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan. | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| Nil | EIP 2017, 2018, 2019 & 2020 vests: 8,609 | ||
| d) | Aggregated information
- Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2021-03-24 | |
| f) | Place of the transaction | Outside a trading venue | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Mike Webb | |
| 2 | Reason for the notification | ||
| a) | Position/status | CEO of RUTM | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of 5p each ISIN: GB0002148343 | |
| b) | Nature of the transaction | Share awards vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan. | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| Nil | EIP 2016 vest: 10,690 | ||
|
|
| Nil | EIP 2017, 2018, 2019 & 2020 vests: 9,791 |
| d) | Aggregated information
- Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2021-03-24 | |
| f) | Place of the transaction | Outside a trading venue | |
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