Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
| Company dealt in | AON plc |
| Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
| Date of dealing | 16 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
|
| Long | Short | ||||
|
| Number |
| (%) | Number |
| (%) |
| (1) Relevant securities | 6,430,742 2.84 | 2,119,623 0.94 | ||||
| (2) Derivatives (other than options) | 1,862,207 0.82 | 38,271 0.02 | ||||
| (3) Options and agreements to purchase/sell |
| 303,100 0.13 | ||||
| Total | 8,292,949 3.66 | 2,460,994 1.09 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
| Purchase(New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 47,000
1 100 5 100 67 240 292 17 2,573 874 108 800 100 613 500 68 92 200 400 279 96 300 100 100 700 5,962 8 5 38 7 2 5 15 11 4 52 2 98 14 64 113 254 22 26 9 24 200 26 28 54 145 370 27 4 4 11 24 8 38 35 400 100 100 44 7 11 21 5 35 2 4 10
1 5 3 1 5 292 200 2,573 68 310 100 7,624 36 22 5 8 38 7 6 13 58 200 100 29 300 100 350 1,745 22 378 629 | N/A
238.5100 USD 238.5200 USD 236.5000 USD 238.3400 USD 238.3500 USD 238.0447 USD 238.1803 USD 238.1400 USD 238.7659 USD 238.8800 USD 238.8700 USD 238.8088 USD 238.3800 USD 239.5735 USD 238.7940 USD 238.7289 USD 238.7536 USD 239.0900 USD 238.7900 USD 239.7331 USD 239.1000 USD 238.8600 USD 238.6100 USD 238.9050 USD 239.2338 USD 239.1200 USD 238.5925 USD 236.8050 USD 239.4300 USD 238.8043 USD 239.1600 USD 239.3700 USD 239.0893 USD 238.7200 USD 238.3900 USD 238.9038 USD 239.5200 USD 239.6662 USD 238.9829 USD 238.9566 USD 239.4374 USD 239.2975 USD 239.3873 USD 239.0935 USD 239.1656 USD 238.3600 USD 238.3700 USD 238.8400 USD 238.7586 USD 239.7631 USD 239.6420 USD 239.3209 USD 239.4500 USD 239.4800 USD 238.8200 USD 239.8218 USD 239.3225 USD 238.5900 USD 239.5000 USD 239.1300 USD 239.0375 USD 238.9100 USD 238.5700 USD 239.2452 USD 238.7943 USD 239.5100 USD 238.9419 USD 239.3720 USD 239.4371 USD 239.7600 USD 239.1950 USD 239.2160 USD
238.4700 USD 236.5000 USD 238.0300 USD 238.2300 USD 237.9700 USD 238.1803 USD 238.1400 USD 238.7659 USD 239.0744 USD 239.1719 USD 238.6100 USD 239.1200 USD 237.6056 USD 238.4377 USD 238.1160 USD 238.5925 USD 239.4300 USD 238.8043 USD 236.2067 USD 238.3600 USD 239.0600 USD 239.5900 USD 239.5500 USD 239.0803 USD 239.5600 USD 236.8200 USD 238.9963 USD 238.7499 USD 237.4750 USD 238.3582 USD 239.1741 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
| Equity Swap | Increase Long
Increase Short
| 2,573
8 292 | 238.7659 USD
238.5925 USD 238.1803 USD
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced.
If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
| Date of disclosure | 19 April 2021 |
| Contact name | Alwyn Basch |
| Telephone number | 0207 742 7407 |
| If a connected EFM, name of offeree/offeror with which connected | N/A |
| If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
| Call Option Call Option Call Option Call Option Call Option | Written Written Written Written Written
| 46,200 71,700 77,400 104,700 3,100 | 270.00 270.00 270.00 270.00 270.00 | American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full
details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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