Surface Transforms plc
("Surface Transforms" or the "Company")
PDMR Dealing
Surface Transforms plc (AIM: SCE) announces that Steve Harvey, a PDMR, purchased 33,665 ordinary shares of 1p each in the Company ("Ordinary Shares") pursuant to the open offer and excess open offer in May 2020.
Mr. Harvey remains beneficially interested in 153,665 Ordinary Shares, as announced on 19 April 2021 following his recent exercise of options.
For Enquiries please contact
| Surface Transforms plc. | +44 151 356 2141 |
| David Bundred, Chairman | |
| Kevin Johnson, CEO | |
| Michael Cunningham CFO | |
| Zeus Capital Limited (Nominated Advisor and Joint Broker) | +44 203 829 5000 |
| David Foreman / Dan Bate / Jordan Warburton (Corporate Finance) | |
| Dominic King (Corporate Broking) | |
| finnCap Ltd (Joint Broker) | +44 20 7220 0500 |
| Ed Frisby / Giles Rolls (Corporate Finance) | |
| Richard Chambers (ECM) | |
The notifications below are made in accordance with the requirements of the EU Market Abuse Regulation as it forms part of UK domestic law by virtue of the European Union (Withdrawal) Act 2018.
Notification and public disclosure of transactions by Persons Discharging Managerial Responsibilities ("PDMR") and persons closely associated with them ("PCA")
| Notification of a Transaction pursuant to Article 19(1) of Regulation (EU) No. 596/2014 | ||||||||
| 1 | Details of the person discharging managerial responsibilities/person closely associated | |||||||
| a. | Name | Steven Harvey | ||||||
| 2 | Reason for notification |
| ||||||
| a. | Position/Status | PDMR
| ||||||
| b. | Initial notification/ Amendment | Initial Notification | ||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
| a. | Name | Surface Transforms plc | ||||||
| b. | LEI | 213800GQHNJPE5O8XO79 | ||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||
| a. | Description of the financial instrument, type of instrument | Ordinary Shares of 1p each ISIN: GB0002892528 | ||||||
| b. | Nature of the transaction | Purchase of 7,155 shares at 13p pursuant to the open offer that was announced on 9 April 2020, the new shares being admitted to trading on AIM on 4 May 2020. | ||||||
| c. | Price(s) and volume(s)
- Transaction
|
| ||||||
| d. | Aggregated information
- Transaction
- |
| ||||||
| e. | Date of the transaction | 4 May 2020 | ||||||
| f. | Place of the transaction | London Stock Exchange | ||||||
| Notification of a Transaction pursuant to Article 19(1) of Regulation (EU) No. 596/2014 | ||||||||
| 1 | Details of the person discharging managerial responsibilities/person closely associated | |||||||
| a. | Name | Steven Harvey | ||||||
| 2 | Reason for notification |
| ||||||
| a. | Position/Status | PDMR
| ||||||
| b. | Initial notification/ Amendment | Initial Notification | ||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
| a. | Name | Surface Transforms plc | ||||||
| b. | LEI | 213800GQHNJPE5O8XO79 | ||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||
| a. | Description of the financial instrument, type of instrument | Ordinary Shares of 1p each ISIN: GB0002892528 | ||||||
| b. | Nature of the transaction | Purchase of 26,510 shares at 13p pursuant to the excess open offer that was announced on 4 May 2020, the new shares being admitted to trading on AIM on 26 May 2020
| ||||||
| c. | Price(s) and volume(s)
- Transaction
|
| ||||||
| d. | Aggregated information
- Transaction
- |
| ||||||
| e. | Date of the transaction | 26 May 2020 | ||||||
| f. | Place of the transaction | London Stock Exchange | ||||||
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