Source - LSE Regulatory
RNS Number : 4227Y
RSA Insurance Group PLC
12 May 2021
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BKKMKR23

Issuer Name

RSA INSURANCE GROUP PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

Name

City of registered office

Country of registered office

J.P. Morgan Securities LLC



J.P. Morgan Securities Plc



5. Date on which the threshold was crossed or reached

06-May-2021

6. Date on which Issuer notified

10-May-2021

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

5.162881

2.963951

8.126832

84294878

Position of previous notification (if applicable)

4.249045

3.214072

7.463117


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BKKMKR23


53551372


5.162881

Sub Total 8.A

53551372

5.162881%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Right to Recall

N/A

N/A

1930014

0.186072

American Depository Receipt

N/A

N/A

178415

0.017201

Sub Total 8.B1


2108429

0.203273%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Cash-settled Equity Swap

28/05/2021

28/05/2021

Cash

782747

0.075464

Cash-settled Equity Swap

03/06/2021

03/06/2021

Cash

1433000

0.138155

Cash-settled Equity Swap

10/06/2021

10/06/2021

Cash

3092031

0.298103

Cash-settled Equity Swap

23/06/2021

23/06/2021

Cash

4286165

0.413229

Cash-settled Equity Swap

02/07/2021

02/07/2021

Cash

1109000

0.106918

Cash-settled Equity Swap

29/07/2021

29/07/2021

Cash

2110013

0.203426

Cash-settled Equity Swap

30/07/2021

30/07/2021

Cash

2022000

0.194941

Cash-settled Equity Swap

02/08/2021

02/08/2021

Cash

4983383

0.480448

Cash-settled Equity Swap

06/08/2021

06/08/2021

Cash

1806000

0.174116

Cash-settled Equity Swap

25/08/2021

25/08/2021

Cash

6470590

0.623830

Cash-settled Equity Swap

15/12/2021

15/12/2021

Cash

29531

0.002839

Cash-settled Equity Swap

05/01/2022

05/01/2022

Cash

327084

0.031531

Cash-settled Equity Swap

02/03/2022

02/03/2022

Cash

126600

0.012204

Cash-settled Equity Swap

06/04/2022

06/04/2022

Cash

31100

0.002987

Cash-settled Equity Swap

06/05/2022

06/05/2022

Cash

19963

0.001924

Cash-settled Equity Swap

17/06/2022

17/06/2022

Cash

3700

0.000356

Cash-settled Equity Swap

08/02/2023

08/02/2023

Cash

2152

0.000206

Cash-settled Equity Swap

06/06/2025

06/06/2025

Cash

3

0.000000

Cash-settled Equity Swap

24/12/2025

24/12/2025

Cash

15

0.000001

Sub Total 8.B2


28635077

2.760678%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

JPMorgan Chase & Co.

J.P. Morgan Securities plc

5.155078

2.963951

8.119029

JPMorgan Chase & Co.

J.P. Morgan Securities LLC



0.000000

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co. (100%)
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)

12. Date of Completion

10-May-2021

13. Place Of Completion

London, United Kingdom

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
HOLATMJTMTJBBBB
Find out how to deal online from £1.50 in a SIPP, ISA or Dealing account. AJBell logo

Related Charts