TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B02L3W35
Issuer Name
THE BERKELEY GROUP HOLDINGS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
| Name | City of registered office | Country of registered office |
| J.P. Morgan Securities LLC | | |
| J.P. Morgan Securities plc | | |
5. Date on which the threshold was crossed or reached
08-Jun-2021
6. Date on which Issuer notified
10-Jun-2021
7. Total positions of person(s) subject to the notification obligation
| % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
| Resulting situation on the date on which threshold was crossed or reached | 0.980881 | 4.259808 | 5.240689 | 6373855 |
| Position of previous notification (if applicable) | 2.357539 | 3.196574 | 5.554113 | |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
| GB00B02L3W35 | | 1192957 | | 0.980881 |
| Sub Total 8.A | 1192957 | 0.980881% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| | | | | |
| Sub Total 8.B1 | | | | |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
| Cash-settled Equity Swap | 14/06/2021 | 14/06/2021 | Cash | 119570 | 0.098313 |
| Cash-settled Equity Swap | 23/06/2021 | 23/06/2021 | Cash | 23931 | 0.019676 |
| Cash-settled Equity Swap | 24/06/2021 | 24/06/2021 | Cash | 110000 | 0.090445 |
| Cash-settled Equity Swap | 02/07/2021 | 02/07/2021 | Cash | 165396 | 0.135993 |
| Cash-settled Equity Swap | 08/07/2021 | 08/07/2021 | Cash | 200000 | 0.164445 |
| Cash-settled Equity Swap | 21/07/2021 | 21/07/2021 | Cash | 500000 | 0.411113 |
| Cash-settled Equity Swap | 29/07/2021 | 29/07/2021 | Cash | 331269 | 0.272378 |
| Cash-settled Equity Swap | 30/07/2021 | 30/07/2021 | Cash | 200000 | 0.164445 |
| Cash-settled Equity Swap | 02/08/2021 | 02/08/2021 | Cash | 90000 | 0.074000 |
| Cash-settled Equity Swap | 03/09/2021 | 03/09/2021 | Cash | 420000 | 0.345335 |
| Cash-settled Equity Swap | 08/09/2021 | 08/09/2021 | Cash | 175000 | 0.143889 |
| Cash-settled Equity Swap | 10/09/2021 | 10/09/2021 | Cash | 1000000 | 0.822227 |
| Cash-settled Equity Swap | 14/09/2021 | 14/09/2021 | Cash | 594630 | 0.488921 |
| Cash-settled Equity Swap | 03/11/2021 | 03/11/2021 | Cash | 611039 | 0.502413 |
| Cash-settled Equity Swap | 06/01/2022 | 06/01/2022 | Cash | 25000 | 0.020555 |
| Cash-settled Equity Swap | 03/03/2022 | 03/03/2022 | Cash | 766 | 0.000629 |
| Cash-settled Equity Swap | 18/03/2022 | 18/03/2022 | Cash | 6087 | 0.005004 |
| Cash-settled Equity Swap | 14/04/2022 | 14/04/2022 | Cash | 12702 | 0.010438 |
| Cash-settled Equity Swap | 29/04/2022 | 29/04/2022 | Cash | 1138 | 0.000934 |
| Cash-settled Equity Swap | 13/05/2022 | 13/05/2022 | Cash | 1567 | 0.001288 |
| Cash-settled Equity Swap | 31/05/2022 | 31/05/2022 | Cash | 863 | 0.000709 |
| Cash-settled Equity Swap | 06/06/2022 | 06/06/2022 | Cash | 3250 | 0.002668 |
| Cash-settled Equity Swap | 09/06/2022 | 09/06/2022 | Cash | 3871 | 0.003182 |
| Cash-settled Equity Swap | 22/06/2022 | 22/06/2022 | Cash | 5134 | 0.004218 |
| Cash-settled Equity Swap | 28/06/2022 | 28/06/2022 | Cash | 8508 | 0.006995 |
| Cash-settled Equity Swap | 29/06/2022 | 29/06/2022 | Cash | 1400 | 0.001148 |
| Cash-settled Equity Swap | 04/07/2022 | 04/07/2022 | Cash | 15526 | 0.012761 |
| Cash-settled Equity Swap | 06/07/2022 | 06/07/2022 | Cash | 600 | 0.000491 |
| Cash-settled Equity Swap | 01/09/2022 | 01/09/2022 | Cash | 21690 | 0.017832 |
| Cash-settled Equity Swap | 21/11/2022 | 21/11/2022 | Cash | 286507 | 0.235564 |
| Cash-settled Equity Swap | 24/11/2022 | 24/11/2022 | Cash | 57110 | 0.046955 |
| Cash-settled Equity Swap | 01/12/2022 | 01/12/2022 | Cash | 116449 | 0.095744 |
| Cash-settled Equity Swap | 05/06/2023 | 05/06/2023 | Cash | 26767 | 0.022001 |
| Cash-settled Equity Swap | 06/06/2025 | 06/06/2025 | Cash | 54 | 0.000044 |
| Cash-settled Equity Swap | 13/06/2025 | 13/06/2025 | Cash | 838 | 0.000688 |
| Cash-settled Equity Swap | 11/09/2025 | 11/09/2025 | Cash | 21238 | 0.017462 |
| Cash-settled Equity Swap | 20/03/2026 | 20/03/2026 | Cash | 848 | 0.000696 |
| Cash-settled Equity Swap | 25/03/2026 | 25/03/2026 | Cash | 1263 | 0.001037 |
| Cash-settled Equity Swap | 07/04/2026 | 07/04/2026 | Cash | 5879 | 0.004833 |
| Cash-settled Equity Swap | 16/10/2026 | 16/10/2026 | Cash | 3005 | 0.002470 |
| Physically Settled Put Option | 01/09/2021 | 01/09/2021 | Cash | 12003 | 0.009869 |
| Sub Total 8.B2 | | 5180898 | 4.259808% | ||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
| Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
| JPMorgan Chase & Co. | J.P. Morgan Securities plc | 0.972395 | 4.259808 | 5.232203 |
| JPMorgan Chase & Co. | J.P. Morgan Securities LLC | | | 0.000000 |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co. (100%)
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)
12. Date of Completion
10-Jun-2021
13. Place Of Completion
London, United Kingdom
Ann Dibben
Company Secretary
The Berkeley Group Holdings plc
Tel: 01932 868555
LEI: 2138009OQSSLVVHQAL78
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