TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0007973794
Issuer Name
SERCO GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
| Name | City of registered office | Country of registered office |
| JPMorgan Chase Bank, N.A. | | |
| J.P. Morgan Securities plc | | |
5. Date on which the threshold was crossed or reached
08-Jun-2021
6. Date on which Issuer notified
10-Jun-2021
7. Total positions of person(s) subject to the notification obligation
| % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
| Resulting situation on the date on which threshold was crossed or reached | 0.376075 | 4.875685 | 5.251760 | 63189058 |
| Position of previous notification (if applicable) | 2.248707 | 3.090327 | 5.339034 | |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
| GB0007973794 | | 4524929 | | 0.376075 |
| Sub Total 8.A | 4524929 | 0.376075% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| | | | | |
| Sub Total 8.B1 | | | | |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
| Cash-settled Equity Swap | 23/06/2021 | 23/06/2021 | Cash | 9464384 | 0.786603 |
| Cash-settled Equity Swap | 28/06/2021 | 28/06/2021 | Cash | 5615000 | 0.466673 |
| Cash-settled Equity Swap | 12/07/2021 | 12/07/2021 | Cash | 1782000 | 0.148105 |
| Cash-settled Equity Swap | 30/07/2021 | 30/07/2021 | Cash | 9000000 | 0.748007 |
| Cash-settled Equity Swap | 02/08/2021 | 02/08/2021 | Cash | 3 | 0.000000 |
| Cash-settled Equity Swap | 25/08/2021 | 25/08/2021 | Cash | 1374000 | 0.114196 |
| Cash-settled Equity Swap | 10/09/2021 | 10/09/2021 | Cash | 21647000 | 1.799123 |
| Cash-settled Equity Swap | 14/09/2021 | 14/09/2021 | Cash | 3775975 | 0.313828 |
| Cash-settled Equity Swap | 03/11/2021 | 03/11/2021 | Cash | 3839000 | 0.319067 |
| Cash-settled Equity Swap | 02/12/2021 | 02/12/2021 | Cash | 8708 | 0.000724 |
| Cash-settled Equity Swap | 05/01/2022 | 05/01/2022 | Cash | 2610 | 0.000217 |
| Cash-settled Equity Swap | 02/02/2022 | 02/02/2022 | Cash | 7930 | 0.000659 |
| Cash-settled Equity Swap | 27/04/2022 | 27/04/2022 | Cash | 211116 | 0.017546 |
| Cash-settled Equity Swap | 29/04/2022 | 29/04/2022 | Cash | 1478362 | 0.122869 |
| Cash-settled Equity Swap | 27/05/2022 | 27/05/2022 | Cash | 293343 | 0.024380 |
| Cash-settled Equity Swap | 06/06/2022 | 06/06/2022 | Cash | 25305 | 0.002103 |
| Cash-settled Equity Swap | 29/06/2022 | 29/06/2022 | Cash | 50276 | 0.004179 |
| Cash-settled Equity Swap | 04/07/2022 | 04/07/2022 | Cash | 61523 | 0.005113 |
| Cash-settled Equity Swap | 19/07/2022 | 19/07/2022 | Cash | 25200 | 0.002094 |
| Cash-settled Equity Swap | 02/08/2022 | 02/08/2022 | Cash | 1458 | 0.000121 |
| Cash-settled Equity Swap | 05/12/2022 | 05/12/2022 | Cash | 936 | 0.000078 |
| Sub Total 8.B2 | | 58664129 | 4.875685% | ||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
| Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
| JPMorgan Chase & Co. | J.P. Morgan Securities plc | 0.376073 | 4.875685 | 5.251758 |
| JPMorgan Chase & Co. | JPMorgan Chase Bank, National Association | | | 0.000000 |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
12. Date of Completion
10-Jun-2021
13. Place Of Completion
London, United Kingdom
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