HSBC HOLDINGS PLC
4 October 2021
Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs")
The following transactions of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company"), relating to the interim dividend for the 2021 half-year (the "interim dividend"):
1. Shares allocated in lieu of the interim dividend
The following transactions took place on 30 September and relate to additional Shares being allocated to PDMRs' unvested share plan interests in lieu of the interim dividend. The price per Share was US$5.4067.
Directors
| Name | Shares allocated |
| Noel Quinn | 681 |
Other PDMRs
| Name | Shares allocated |
| Colin Bell | 507 |
| Georges Elhedery | 199 |
| Pam Kaur | 522 |
| David Liao | 3,303 |
| Nuno Matos | 161 |
| Stephen Moss | 189 |
| Surendra Rosha | 129 |
| Ian Stuart | 444 |
2. Acquisitions as part of the reinvestment of the interim dividend
The following transactions took place on 1 October and relate to additional Shares being added to PDMRs' vested share plan interests through the automatic reinvestment of the interim dividend. The price per Share was £3.88172.
Other PDMRs
| Name | Shares acquired |
| David Liao | 2,169 |
| Nuno Matos | 1,988.27628 |
| Stephen Moss | 1,950 |
| Barry O'Byrne | 1,182 |
| Michael Roberts | 3,982 |
| Surendra Rosha | 1,095.356291 |
1 Includes 1.07868 Shares purchased on 4 October on the Hong Kong Stock Exchange at HK$40.3175 per Share.
The following disclosures are made in accordance with the UK version of the EU Market Abuse Regulation 596/2014.
| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
| | |||||||
| Name of natural person | Noel Quinn | | |||||
| | | | |||||
| 2 - Reason for the notification | |||||||
| | |||||||
| Position/status | Group Chief Executive | ||||||
| | | ||||||
| Initial notification/amendment
| Initial Notification | ||||||
| | | ||||||
| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
| | |||||||
| Full name of the entity | HSBC Holdings plc | ||||||
| | | ||||||
| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
| | | ||||||
| 4 - Details of the transaction(s) | |||||||
| | |||||||
| Transaction(s) summary table | |||||||
| | | | | | | | |
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |
| | 2021-09-30 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | | |
| | Nature of Transaction:
Shares allocated in lieu of the interim dividend for the 2021 half-year | | Price
| Volume | Total
| | |
| | US$5.41 | 681 | US$3,681.96 | | |||
| Aggregated | US$5.407 | 681 | US$3,681.96 | | |||
| | | | | | | | |
| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||||
| | |||||||||
| Name of natural person | Colin Bell | | |||||||
| | | | |||||||
| 2 - Reason for the notification | |||||||||
| | |||||||||
| Position/status | Chief Executive, HSBC Bank plc and HSBC Europe | ||||||||
| | | ||||||||
| Initial notification/amendment
| Initial Notification
| ||||||||
| | | ||||||||
| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
| | |||||||||
| Full name of the entity | HSBC Holdings plc | ||||||||
| | | ||||||||
| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||||
| | | ||||||||
| 4 - Details of the transaction(s) | |||||||||
| | |||||||||
| Transaction(s) summary table | |||||||||
| | | | | | | | |||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |||
| | 2021-09-30 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | | |||
| | Nature of Transaction:
Shares allocated in lieu of the interim dividend for the 2021 half-year | | Price
| Volume | Total
| | |||
| | US$5.41 | 507 | US$2,741.20 | | |||||
| Aggregated | US$5.407 | 507 | US$2,741.20 | | |||||
| | | | | | | | |||
| 1 - Details of the person discharging managerial responsibilities / person closely associated | ||||||||
| | ||||||||
| Name of natural person | Georges Elhedery | | ||||||
| | | | ||||||
| 2 - Reason for the notification | ||||||||
| | ||||||||
| Position/status | Co-Chief Executive, Global Banking and Markets | |||||||
| | | |||||||
| Initial notification/amendment
| Initial Notification
| |||||||
| | | |||||||
| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||
| | ||||||||
| Full name of the entity | HSBC Holdings plc | |||||||
| | | |||||||
| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | |||||||
| | | |||||||
| 4 - Details of the transaction(s) | ||||||||
| | ||||||||
| Transaction(s) summary table | ||||||||
| | | | | | | | ||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | ||
| | 2021-09-30 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | | ||
| | Nature of Transaction:
Shares allocated in lieu of the interim dividend for the 2021 half-year | | Price
| Volume | Total
| | ||
| | US$5.41 | 199 | US$1,075.93 | | ||||
| Aggregated | US$5.407 | 199 | US$1,075.93 | | ||||
| | | | | | | | ||
| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
| | |||||||
| Name of natural person | Pam Kaur | | |||||
| | | | |||||
| 2 - Reason for the notification | |||||||
| | |||||||
| Position/status | Group Chief Risk and Compliance Officer | ||||||
| | | ||||||
| Initial notification/amendment
| Initial Notification
| ||||||
| | | ||||||
| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
| | |||||||
| Full name of the entity | HSBC Holdings plc | ||||||
| | | ||||||
| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
| | | ||||||
| 4 - Details of the transaction(s) | |||||||
| | |||||||
| Transaction(s) summary table | |||||||
| | | | | | | | |
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |
| | 2021-09-30 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | | |
| | Nature of Transaction:
Shares allocated in lieu of the interim dividend for the 2021 half-year | | Price
| Volume | Total
| | |
| | US$5.41 | 522 | US$2,822.30 | | |||
| Aggregated | US$5.407 | 522 | US$2,822.30 | | |||
| | | | | | | | |
| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
| | |||||||
| Name of natural person | David Liao | | |||||
| | | | |||||
| 2 - Reason for the notification | |||||||
| | |||||||
| Position/status | Co-Chief Executive of Asia Pacific and The Hongkong and Shanghai Banking Corporation Limited | ||||||
| | | ||||||
| Initial notification/amendment
| Initial Notification | ||||||
| | | ||||||
| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
| | |||||||
| Full name of the entity | HSBC Holdings plc | ||||||
| | | ||||||
| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
| | | ||||||
| 4 - Details of the transaction(s) | |||||||
| | |||||||
| Transaction(s) summary table | |||||||
| | | | | | | | |
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |
| | 2021-09-30 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | | |
| | Nature of Transaction:
| | Price
| Volume | Total
| | |
| Shares allocated in lieu of the interim dividend for the 2021 half-year | | US$5.41 | 3,303 | US$17,858.33 | | ||
| Aggregated | US$5.407 | 3,303 | US$17,858.33 | | |||
| |
| | | | | | |
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |
| | 2021-10-01 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |
| | Nature of Transaction:
Acquisition as part of the reinvestment of the interim dividend for the 2021 half-year | | Price
| Volume | Total
| | |
| | £3.88 | 2,169 | £8,419.45 | | |||
| Aggregated | £3.882 | 2,169 | £8,419.45 | | |||
| | | | | | | | |
| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
| | |||||||
| Name of natural person | Nuno Matos | | |||||
| | | | |||||
| 2 - Reason for the notification | |||||||
| | |||||||
| Position/status | Chief Executive, Wealth and Personal Banking | ||||||
| | | ||||||
| Initial notification/amendment
| Initial Notification | ||||||
| | | ||||||
| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
| | |||||||
| Full name of the entity | HSBC Holdings plc | ||||||
| | | ||||||
| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
| | | ||||||
| 4 - Details of the transaction(s) | |||||||
| | |||||||
| Transaction(s) summary table | |||||||
| | | | | | | | |
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |
| | 2021-09-30 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | | |
| | Nature of Transaction:
Shares allocated in lieu of the interim dividend for the 2021 half-year | | Price
| Volume | Total
| | |
| | US$5.41 | 161 | US$870.48 | | |||
| Aggregated | US$5.407 | 161 | US$870.48 | | |||
| |
| | | | | | |
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |
| | 2021-10-01 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |
| | Nature of Transaction:
| | Price
| Volume | Total
| | |
| Acquisition as part of the reinvestment of the interim dividend for the 2021 half-year | | £3.88 | 1,988.27628 | £7,717.93 | | ||
| Aggregated | £3.882 | 1,988.27628 | £7,717.93 | | |||
| | | | | | | | |
| 1 - Details of the person discharging managerial responsibilities / person closely associated | ||||||||
| | ||||||||
| Name of natural person | Stephen Moss | | ||||||
| | | | ||||||
| 2 - Reason for the notification | ||||||||
| | ||||||||
| Position/status | Chief Executive, Middle East, North Africa and Turkey | |||||||
| | | |||||||
| Initial notification/amendment
| Initial Notification | |||||||
| | | |||||||
| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||
| | ||||||||
| Full name of the entity | HSBC Holdings plc | |||||||
| | | |||||||
| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | |||||||
| | | |||||||
| 4 - Details of the transaction(s) | ||||||||
| | ||||||||
| Transaction(s) summary table | ||||||||
| | | | | | | | ||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | ||
| | 2021-09-30 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | | ||
| | Nature of Transaction:
| | Price
| Volume | Total
| | ||
| Shares allocated in lieu of the interim dividend for the 2021 half-year | | US$5.41 | 189 | US$1,021.87 | | |||
| Aggregated | US$5.407 | 189 | US$1,021.87 | | ||||
| |
| | | | | | ||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | ||
| | 2021-10-01 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | ||
| | Nature of Transaction:
Acquisition as part of the reinvestment of the interim dividend for the 2021 half-year | | Price
| Volume | Total
| | ||
| | | £3.88 | 1,950 | £7,569.35 | | |||
| | Aggregated | £3.882 | 1,950 | £7,569.35 | | |||
| | | | | | | | ||
| 1 - Details of the person discharging managerial responsibilities / person closely associated | ||||||||
| | ||||||||
| Name of natural person | Barry O'Byrne | | ||||||
| | | | ||||||
| 2 - Reason for the notification | ||||||||
| | ||||||||
| Position/status | Chief Executive, Global Commercial Banking | |||||||
| | | |||||||
| Initial notification/amendment
| Initial Notification | |||||||
| | | |||||||
| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||
| | ||||||||
| Full name of the entity | HSBC Holdings plc | |||||||
| | | |||||||
| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | |||||||
| | | |||||||
| 4 - Details of the transaction(s) | ||||||||
| | ||||||||
| Transaction(s) summary table
| ||||||||
| | | | | | | | ||
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | ||
| | 2021-10-01 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | ||
| | Nature of Transaction:
Acquisition as part of the reinvestment of the interim dividend for the 2021 half-year | | Price
| Volume | Total
| | ||
| | | £3.88 | 1,182 | £4,588.19 | | |||
| | Aggregated | £3.882 | 1,182 | £4,588.19 | | |||
| | | | | | | | ||
| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
| | |||||||
| Name of natural person | Michael Roberts | | |||||
| | | | |||||
| 2 - Reason for the notification | |||||||
| | |||||||
| Position/status | Chief Executive, US and Americas | ||||||
| | | ||||||
| Initial notification/amendment
| Initial Notification | ||||||
| | | ||||||
| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
| | |||||||
| Full name of the entity | HSBC Holdings plc | ||||||
| | | ||||||
| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
| | | ||||||
| 4 - Details of the transaction(s) | |||||||
| | |||||||
| Transaction(s) summary table | |||||||
| | | | | | | | |
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |
| | 2021-10-01 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |
| | Nature of Transaction:
Acquisition as part of the reinvestment of the interim dividend for the 2021 half-year | | Price
| Volume | Total
| | |
| | £3.88 | 3,982 | £15,457.01 | | |||
| Aggregated | £3.882 | 3,982 | £15,457.01 | | |||
| | | | | | | | |
| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
| | |||||||
| Name of natural person | Surendra Rosha | | |||||
| | | | |||||
| 2 - Reason for the notification | |||||||
| | |||||||
| Position/status | Co-Chief Executive of Asia Pacific and The Hongkong and Shanghai Banking Corporation Limited | ||||||
| | | ||||||
| Initial notification/amendment
| Initial Notification | ||||||
| | | ||||||
| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
| | |||||||
| Full name of the entity | HSBC Holdings plc | ||||||
| | | ||||||
| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
| | | ||||||
| 4 - Details of the transaction(s) | |||||||
| | |||||||
| Transaction(s) summary table | |||||||
| | | | | | | | |
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |
| | 2021-09-30 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | | |
| | Nature of Transaction:
| | Price
| Volume | Total
| | |
| Shares allocated in lieu of the interim dividend for the 2021 half-year | | US$5.41 | 129 | US$697.46 | | ||
| Aggregated | US$5.407 | 129 | US$697.46 | | |||
| |
| | | | | | |
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |
| | 2021-10-01 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | | |
| | Nature of Transaction:
Acquisition as part of the reinvestment of the interim dividend for the 2021 half-year | | Price
| Volume | Total
| | |
| | £3.88 | 1,094.27761 | £4,247.68 | | |||
| Aggregated | £3.882 | 1,094.27761 | £4,247.68 | | |||
| |
| | | | | | |
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |
| | 2021-10-04 | Ordinary shares of US$0.50 each | GB0005405286 | Hong Kong Stock Exchange | HKD - Hong Kong Dollar | | |
| | Nature of Transaction:
Acquisition as part of the reinvestment of the interim dividend for the 2021 half-year | | Price
| Volume | Total
| | |
| | | HKD40.32 | 1.07868 | HKD43.49 | | ||
| | Aggregated | HKD40.318 | 1.07868 | HKD43.49 | | ||
| | | | | | | | |
| 1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
| | |||||||
| Name of natural person | Ian Stuart | | |||||
| | | | |||||
| 2 - Reason for the notification | |||||||
| | |||||||
| Position/status | Chief Executive, HSBC UK Bank plc | ||||||
| | | ||||||
| Initial notification/amendment
| Initial Notification | ||||||
| | | ||||||
| 3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
| | |||||||
| Full name of the entity | HSBC Holdings plc | ||||||
| | | ||||||
| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
| | | ||||||
| 4 - Details of the transaction(s) | |||||||
| | |||||||
| Transaction(s) summary table | |||||||
| | | | | | | | |
| | Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | | |
| | 2021-09-30 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | | |
| | Nature of Transaction:
| | Price
| Volume | Total
| | |
| Shares allocated in lieu of the interim dividend for the 2021 half-year | | US$5.41 | 444 | US$2,400.57 | | ||
| Aggregated | US$5.407 | 444 | US$2,400.57 | | |||
| | | | | | | | |
For any queries related to this notification, please contact:
Lee Davis
Shareholder Services
020 7991 3048
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
