Source - LSE Regulatory
RNS Number : 8782P
Clinigen Group plc
21 October 2021
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00B89J2419

Issuer Name

CLINIGEN GROUP PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

Name

City of registered office

Country of registered office

Merrill Lynch International

London

United Kingdom

5. Date on which the threshold was crossed or reached

19-Oct-2021

6. Date on which Issuer notified

21-Oct-2021

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

3.724138

3.122279

6.846417

9107695

Position of previous notification (if applicable)

3.735226

4.608446

8.343672


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00B89J2419


4954170


3.724138

Sub Total 8.A

4954170

3.724138%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Right to Recall

N/A

N/A

90397

0.067953

Sub Total 8.B1


90397

0.067953%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swaps

13/05/2022

N/A

Cash

73854

0.055517

Swaps

19/07/2022

N/A

Cash

2385258

1.793041

Swaps

29/07/2022

N/A

Cash

91508

0.068788

Swaps

02/09/2022

N/A

Cash

664692

0.499661

Swaps

21/09/2022

N/A

Cash

173601

0.130499

Swaps

28/02/2023

N/A

Cash

52228

0.039261

Swaps

28/04/2023

N/A

Cash

616154

0.463174

Swaps

02/07/2024

N/A

Cash

1732

0.001302

Swaps

15/09/2026

N/A

Cash

4101

0.003083

Sub Total 8.B2


4063128

3.054326%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America Corporation

Merrill Lynch International

3.724138

3.087885

6.812022%

Bank of America Corporation

Bank of America, National Association




10. In case of proxy voting

Name of the proxy holder

No

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

 

12. Date of Completion

21-Oct-2021

13. Place Of Completion

United Kingdom

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