NUMIS CORPORATION PLC
18 NOVEMBER 2021
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B05M6465
Issuer Name
NUMIS CORPORATION PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Kayne Anderson Rudnick Investment Management, LLC
City of registered office (if applicable)
Los Angeles
Country of registered office (if applicable)
United States
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
16-Nov-2021
6. Date on which Issuer notified
17-Nov-2021
7. Total positions of person(s) subject to the notification obligation
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| % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer |
| Resulting situation on the date on which threshold was crossed or reached | 4.960000 | 0.000000 | 4.960000 | 5669281 |
| Position of previous notification (if applicable) | 5.560000 | 0.000000 | 5.560000 | 5996551 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
| GB00B05M6465 | 5669281 | 0 | 4.960000 | 0.000000 |
| Sub Total 8.A | 5669281 | 4.960000% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
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| Sub Total 8.B1 |
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8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
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| Sub Total 8.B2 |
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9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
| Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
| Virtus Investment Partners, Inc | Virtus Investment Partners, Inc | 0.000000 | 0.000000 | 0.000000% |
| Kayne Anderson Rudnick Investment Management, LLC | Kayne Anderson Rudnick Investment Management, LLC | 4.960000 | 0.000000 | 4.960000% |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
November 17, 2021
13. Place Of Completion
Los Angeles, CA, USA
The total number of Numis shares held in Treasury is 10,671,088 (9.33%), the number of ordinary shares is 125,038,536 and the total number of voting rights in the company is 114,367,448 which is the number which may be used by the shareholders as the denominator for calculations by which they will determine if they are required to notify their interest in, or a change to their inter-ests in, the Company under the FCA's Disclosure and Transparency Rules.
These details have been provided in accordance with Article 5(1)(b) of the Market Abuse Regula-tion (EU) No 596/2014.
18 November 2021
END
Contacts
Numis:
Noreen Biddle-Shah,
Head of Corporate Communications 020 7260 1441
FTI Consulting:
Edward Bridges 07768 216607
Daisy Hall 07807 298568
Grant Thornton UK LLP (Nominated Adviser):
Philip Secrett 020 7728 2578
Harrison J Clarke 020 7184 4384
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