Source - LSE Regulatory
RNS Number : 7518T
JPMorgan Securities Plc
26 November 2021
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Vivo Energy plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Financial adviser & corporate broker to Vivo.

(d) Date dealing undertaken:

25 November 2021

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.50 ordinary

Purchase

 

Sale

3,714,415

 

3,361,632

1.3400 GBP

 

1.3480 GBP

1.3170 GBP

 

1.3180 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.50 ordinary

Equity Swap

Decrease Long

 

 

 

 

 

 

 

Decrease Short

 

 

 

 

 

 

Increase Long

 

 

 

 

 

 

 

 

 

 

Increase Short

 

 

 

Opening a Short Position

 

 

3,895

6,312

12,280

2,373

2,933

11,553

2,987

 

202

43,734

77,259

174,133

7,806

72,400

 

41,846

36,910

6,474

10,634

17,502

6,459

1,555

2,536

7,869

4,863

 

11,769

5

18,174

 

14,480

452,348

285,000

1.3200 GBP

1.3205 GBP

1.3208 GBP

1.3210 GBP

1.3231 GBP

1.3240 GBP

1.3246 GBP

 

1.3200 GBP

1.3223 GBP

1.3270 GBP

1.3318 GBP

1.3322 GBP

1.3398 GBP

 

1.3227 GBP

1.3228 GBP

1.3240 GBP

1.3257 GBP

1.3262 GBP

1.3290 GBP

1.3299 GBP

1.3325 GBP

1.3368 GBP

1.3380 GBP

 

1.3243 GBP

1.3268 GBP

1.3285 GBP

 

1.3206 GBP

1.3248 GBP

1.7618 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

26 November 2021

Contact name:

Alwyn Basch

Telephone number:

020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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