The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| Name
| Susan Beckett
| ||||
| Reason for the notification
| |||||
| Position/status
| Chief Risk Officer (PDMR) | ||||
| Initial notification /Amendment
| Initial notification | ||||
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| Name
| Brewin Dolphin Holdings PLC | ||||
| LEI
| 213800PS7FS5UYOWAC49 | ||||
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
| Nature of the transaction
| Grant of a nil cost option over shares under the Deferred Profit Share Plan | ||||
| Price(s) and volume(s)
|
| ||||
| Aggregated information
- Aggregated volume
- Price
|
20,244 shares
£3.54
| ||||
| Date of the transaction
| 2021-11-25 | ||||
| Place of the transaction
| London Stock Exchange | ||||
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| Name
| Robin Beer
| ||||
| Reason for the notification
| |||||
| Position/status
| Chief Executive (Director) | ||||
| Initial notification /Amendment
| Initial notification | ||||
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| Name
| Brewin Dolphin Holdings PLC | ||||
| LEI
| 213800PS7FS5UYOWAC49 | ||||
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
| Nature of the transaction
| Grant of a nil cost option over shares under the Deferred Profit Share Plan | ||||
| Price(s) and volume(s)
|
| ||||
| Aggregated information
- Aggregated volume
- Price
|
67,724 shares
£3.54
| ||||
| Date of the transaction
| 2021-11-25 | ||||
| Place of the transaction
| London Stock Exchange | ||||
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| Name
| Siobhan Boylan | ||||
| Reason for the notification
| |||||
| Position/status
| Chief Financial Officer (Director) | ||||
| Initial notification /Amendment
| Initial notification | ||||
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| Name
| Brewin Dolphin Holdings PLC | ||||
| LEI
| 213800PS7FS5UYOWAC49 | ||||
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
| Nature of the transaction
| Grant of a nil cost option over shares under the Deferred Profit Share Plan | ||||
| Price(s) and volume(s)
|
| ||||
| Aggregated information
- Aggregated volume
- Price
|
46,339 shares
£3.54
| ||||
| Date of the transaction
| 2021-11-25 | ||||
| Place of the transaction
| London Stock Exchange | ||||
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| Name
| Richard Buxton
| ||||
| Reason for the notification
| |||||
| Position/status
| Group People and Sustainability Director (PDMR) | ||||
| Initial notification /Amendment
| Initial notification | ||||
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| Name
| Brewin Dolphin Holdings PLC | ||||
| LEI
| 213800PS7FS5UYOWAC49 | ||||
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
| Nature of the transaction
| Grant of a nil cost option over shares under the Deferred Profit Share Plan | ||||
| Price(s) and volume(s)
|
| ||||
| Aggregated information
- Aggregated volume
- Price
|
20,244 shares
£3.54
| ||||
| Date of the transaction
| 2021-11-25 | ||||
| Place of the transaction
| London Stock Exchange | ||||
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| Name
| Charles Ferry
| ||||
| Reason for the notification
| |||||
| Position/status
| Managing Director of Wealth and Investment (PDMR) | ||||
| Initial notification /Amendment
| Initial notification | ||||
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| Name
| Brewin Dolphin Holdings PLC | ||||
| LEI
| 213800PS7FS5UYOWAC49 | ||||
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
| Nature of the transaction
| Grant of a nil cost option over shares under the Deferred Profit Share Plan | ||||
| Price(s) and volume(s)
|
| ||||
| Aggregated information
- Aggregated volume
- Price
|
46,491 shares
£3.54
| ||||
| Date of the transaction
| 2021-11-25 | ||||
| Place of the transaction
| London Stock Exchange | ||||
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| Name
| Nicholas Fitzgerald | ||||
| Reason for the notification
| |||||
| Position/status
| Managing Director of Advice and Innovation (PDMR) | ||||
| Initial notification /Amendment
| Initial notification | ||||
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| Name
| Brewin Dolphin Holdings PLC | ||||
| LEI
| 213800PS7FS5UYOWAC49 | ||||
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
| Nature of the transaction
| Grant of a nil cost option over shares under the Deferred Profit Share Plan | ||||
| Price(s) and volume(s)
|
| ||||
| Aggregated information
- Aggregated volume
- Price
|
29,661 shares
£3.54
| ||||
| Date of the transaction
| 2021-11-25 | ||||
| Place of the transaction
| London Stock Exchange | ||||
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| Name
| Sarah Houlston | ||||
| Reason for the notification
| |||||
| Position/status
| Chief Operating Officer (PDMR) | ||||
| Initial notification /Amendment
| Initial notification | ||||
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| Name
| Brewin Dolphin Holdings PLC | ||||
| LEI
| 213800PS7FS5UYOWAC49 | ||||
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
| Nature of the transaction
| Grant of a nil cost option over shares under the Deferred Profit Share Plan | ||||
| Price(s) and volume(s)
|
| ||||
| Aggregated information
- Aggregated volume
- Price
|
17,419 shares
£3.54
| ||||
| Date of the transaction
| 2021-11-25 | ||||
| Place of the transaction
| London Stock Exchange | ||||
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