Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that Rob Divall a person discharging managerial responsibility in the Company has exercised an option under the Sustained Performance Plan II of 996 ordinary shares of 0.4p each ("Ordinary Shares"). Rob Divall then immediately disposed of 608 Ordinary Shares in order to meet the taxation arising on the exercise. The exercise and disposal transactions took place on 9 December 2021. Following these transactions, the beneficial holding of Rob Divall (including his connected persons) in the Company has increased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
| a)
| Name
| ROB DIVALL | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| PDMR
| ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a)
| Name
| HARGREAVES LANSDOWN PLC | ||||
| b)
| LEI
| 2138008ZCE93ZDSESG90 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| ORDINARY SHARES
| ||||
| b)
| Nature of the transaction
| EXERCISE OF options under THE sustained performance plan II AS PART OF BUYOUT AWARD ON JOINING | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d) | Aggregated information - Aggregated volume - Price
|
996 £ nil cost | ||||
| e)
| Date of the transaction
| 9 DECEMBER 2021 | ||||
| f)
| Place of the transaction
| Outside a trading venue | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
| a)
| Name
| ROB DIVALL | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| PDMR
| ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a)
| Name
| HARGREAVES LANSDOWN PLC | ||||
| b)
| LEI
| 2138008ZCE93ZDSESG90 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| ORDINARY SHARES
| ||||
| b)
| Nature of the transaction
| SALE of shares acquired ON VESTING OF JOINING AWARD under the sustained performance plan II to cover tax | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d) | Aggregated information - Aggregated volume - Price
|
608 £8,098.56 | ||||
| e)
| Date of the transaction
| 9 DECEMBER 2021 | ||||
| f)
| Place of the transaction
| LONDON STOCK EXCHANGE | ||||
Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that Birger Thorburn a person discharging managerial responsibility in the Company has exercised an option under the Sustained Performance Plan II of 26,432 ordinary shares of 0.4p each ("Ordinary Shares"). Birger Thorburn then immediately disposed of 16,120 Ordinary Shares in order to meet the taxation arising on the exercise. Birger Thorburn then immediately disposed of 7,000 additional Ordinary Shares acquired under the exercise. The exercise and disposal transactions took place on 9 December 2021. Following these transactions, the beneficial holding of Birger Thorburn (including his connected persons) in the Company has increased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
| a)
| Name
| BIRGER THORBURN | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| PDMR
| ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a)
| Name
| HARGREAVES LANSDOWN PLC | ||||
| b)
| LEI
| 2138008ZCE93ZDSESG90 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
| ||||
| b)
| Nature of the transaction
| EXERCISE OF options under THE sustained performance plan II AS PART OF BUYOUT AWARD ON JOINING | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d) | Aggregated information - Aggregated volume - Price
|
26,432 £ nil cost
| ||||
| e)
| Date of the transaction
| 9 DECEMBER 2021 | ||||
| f)
| Place of the transaction
| Outside a trading venue | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated | |||||||
| a)
| Name
| BIRGER THORBURN | ||||||
| 2
| Reason for the notification
| |||||||
| a)
| Position/status
| PDMR
| ||||||
| b)
| Initial notification /Amendment
| Initial notification | ||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
| a)
| Name
| HARGREAVES LANSDOWN PLC | ||||||
| b)
| LEI
| 2138008ZCE93ZDSESG90 | ||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
| ||||||
| b)
| Nature of the transaction
| SALE of shares acquired ON VESTING OF JOINING AWARD under the sustained performance plan II to cover tax plus sale of additional 7,000 shares also acquired under the sustained performance plan II | ||||||
| c)
| Price(s) and volume(s)
|
| ||||||
| d) | Aggregated information - Aggregated volume - Price
|
23,120 £307,958.40
| ||||||
| e)
| Date of the transaction
| 9 DECEMBER 2021 | ||||||
| f)
| Place of the transaction
| LONDON STOCK EXCHANGE | ||||||
Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that Shawn Gamble a person discharging managerial responsibility in the Company has exercised an option under the Sustained Performance Plan II of 16,384 ordinary shares of 0.4p each ("Ordinary Shares"). Shawn Gamble then immediately disposed of all Ordinary Shares acquired under the exercise including those to meet the taxation arising on the exercise. The exercise and disposal transactions took place on 9 December 2021.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
| a)
| Name
| SHAWN GAMBLE | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| PDMR
| ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a)
| Name
| HARGREAVES LANSDOWN PLC | ||||
| b)
| LEI
| 2138008ZCE93ZDSESG90 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
GB00B1VZ0M25
| ||||
| b)
| Nature of the transaction
| EXERCISE OF options under THE sustained performance plan II ACQUIRED ON JOINING AS PART OF BUYOUT ARRANGEMENTS. | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d) | Aggregated information - Aggregated volume - Price
|
16,384 £ nil cost
| ||||
| e)
| Date of the transaction
| 9 DECEMBER 2021 | ||||
| f)
| Place of the transaction
| Outside a trading venue | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated |
| |||||
| a)
| Name
| SHAWN GAMBLE |
| ||||
| 2
| Reason for the notification
|
| |||||
| a)
| Position/status
| PDMR
|
| ||||
| b)
| Initial notification /Amendment
| Initial notification |
| ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
| |||||
| a)
| Name
| HARGREAVES LANSDOWN PLC |
| ||||
| b)
| LEI
| 2138008ZCE93ZDSESG90 |
| ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
GB00B1VZ0M25
|
| ||||
| b)
| Nature of the transaction
| SALE of shares acquired ON JOINING AS PART OF BUYOUT ARRANGEMENTS under the sustained performance plan II | |||||
| c)
| Price(s) and volume(s)
|
|
| ||||
| d) | Aggregated information - Aggregated volume - Price
|
16,384 £218,234.88
|
| ||||
| e)
| Date of the transaction
| 9 DECEMBER 2021 |
| ||||
| f)
| Place of the transaction
| LONDON STOCK EXCHANGE |
| ||||
Claire Chapman
Company Secretary
Enquiries:
Danny Cox, Head of Communications:
07989 672 071
James Found, Head of Investor Relations:
07970 066 634
Copies of our announcements are available on our website http://www.hl.co.uk/investor-relations/regulatory-announcements
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