| FORM 8.3 Replacement |
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| The Form 8.3 Charles Stanley Group PLC announcement released on 17/01/2022 under RNS 6734Y has been amended. | |
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| Amendments are identified with an asterisk (*). |
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| The full amended text is shown below |
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FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
| 1. | KEY INFORMATION |
| Bank of America Corporation | ||
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| Charles Stanley Group PLC | ||
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| 14/01/2022 | ||
| NO |
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) |
| Class of relevant security: | 25p ordinary | |||||
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| Interests | Short Positions | ||||
| Number | % | Number | % | |||
| 1,976,500 | 3.797% | 0 | 0 % | ||
| 0 | 0% | 1,976,500 | 3.797% | ||
| 0 | 0% | 0 | 0 % | ||
| TOTAL: | 1,976,500 | 3.797% | 1,976,500 | 3.797% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
| (b) | Rights to subscribe for new securities (including directors' and other employee options) |
| Class of relevant security in relation to | N/A |
| Details, including nature of the rights | N/A |
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
| (a) | Purchases and sales |
| Class of relevant security | Purchase/sale | Number of | Price per unit |
| (b) | Cash-settled derivative transactions |
| Class of | Product description | Nature of dealing | Number of reference securities | Price per unit |
| 25p ordinary | Swaps - Equity Swaps | Closing a Short Position | 818,541 | 5.125 GBP |
| 25p ordinary | Swaps - Equity Swaps | Closing a Short Position | 413,242 | 5.125 GBP |
| 25p ordinary | Swaps - Equity Swaps | Closing a Short Position | 744,717 | 5.125 GBP |
| *25p ordinary | Swaps - Equity Swaps | Opening a Short position | 818,541 | 5.125 GBP |
| *25p ordinary | Swaps - Equity Swaps | Opening a Short position | 413,242 | 5.125 GBP |
| *25p ordinary | Swaps - Equity Swaps | Opening a Short position | 744,717 | 5.125 GBP |
| (c) | Stock-settled derivative transactions (including options) |
| (i) | Writing, selling, purchasing or varying |
| Class | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number | Exercise | Type | Expiry date | Option money paid/ received per unit |
| N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| (ii) | Exercise |
| Class of relevant security | Product description | Exercising/ | Number of | Exercise Price per |
| N/A | N/A | N/A | N/A | N/A |
| (d) | Other dealings (including subscribing for new securities) |
| Class of relevant security | Nature of dealing | Details | Price per unit (if applicable) |
| N/A | N/A | N/A | N/A |
| 4. | OTHER INFORMATION |
| (a) | Indemnity and other dealing arrangements |
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal |
| None |
| (b) | Agreements, arrangements or understandings relating to options or derivatives |
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: |
| None |
| (c) | Attachments |
| Is a Supplemental Form 8 (Open Positions) attached? | No |
| Date of disclosure: | 18/01/2022 |
| Contact name: | Tolu Tade |
| Telephone number: | +44207 996 3410 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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