GlaxoSmithKline plc (the 'Company')
Transaction notification
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Ms E Walmsley | |||
| b) | Position/status | Chief Executive Officer | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 January 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £16.3120 | 832 |
| ||
|
| £16.3120 | 669
|
| ||
|
| £16.3120 | 557 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
| 2,058 | |||
|
Aggregated volume Price |
£16.3120 | ||||
| e) | Date of the transaction | 2022-01-17 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr I Mackay | |||
| b) | Position/status | Chief Financial Officer | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 January 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £16.3120 | 452 |
| ||
|
| £16.3120 | 386 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
| 838 | |||
|
Aggregated volume Price |
£16.3120 | ||||
| e) | Date of the transaction | 2022-01-17 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Dr H Barron | |||
| b) | Position/status | Chief Scientific Officer and President, R&D | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | American Depositary Shares ('ADSs') ISIN: US37733W1053
| |||
| b) | Nature of the transaction | Increase in notional interest in ADSs following the re-investment of dividends paid to shareholders on 13 January 2022 on ADSs held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| $45.0600 | 483 |
| ||
|
| $45.0600 | 379 |
| ||
|
| $45.0600 | 287 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
| 1,149 | |||
|
Aggregated volume Price |
$45.0600 | ||||
| e) | Date of the transaction | 2022-01-17 | |||
| f) | Place of the transaction
| New York Stock Exchange (XNYS) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr R Connor
| |||
| b) | Position/status | President, Vaccines & Global Health | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 January 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £16.3120 | 218 |
| ||
|
| £16.3120 | 211 |
| ||
|
| £16.3120 | 122 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
| 551 | |||
|
Aggregated volume Price |
£16.3120 | ||||
| e) | Date of the transaction | 2022-01-17 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Ms D Conrad | |||
| b) | Position/status | SVP Human Resources | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 January 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £16.3120 | 87 |
| ||
|
| £16.3120 | 80 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
| 167 | |||
|
Aggregated volume Price |
£16.3120 | ||||
| e) | Date of the transaction | 2022-01-17 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr J Ford | |||
| b) | Position/status | Senior Vice President and General Counsel | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 January 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £16.3120 | 124 |
| ||
|
| £16.3120 | 97 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
| 221 | |||
|
Aggregated volume Price |
£16.3120 | ||||
| e) | Date of the transaction | 2022-01-17 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr J Ford | |||
| b) | Position/status | Senior Vice President and General Counsel | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | American Depositary Shares ('ADSs') ISIN: US37733W1053
| |||
| b) | Nature of the transaction | Increase in notional interest in ADSs following the re-investment of dividends paid to shareholders on 13 January 2022 on ADSs held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| $45.0600 | 41 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
| N/A (single transaction) | |||
|
Aggregated volume Price |
| ||||
| e) | Date of the transaction | 2022-01-17 | |||
| f) | Place of the transaction
| New York Stock Exchange (XNYS) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Ms S Jackson | |||
| b) | Position/status | SVP, Global Communications & CEO Office | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 January 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £16.3120 | 52 |
| ||
|
| £16.3120 | 49 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
| 101 | |||
|
Aggregated volume Price |
£16.3120 | ||||
| e) | Date of the transaction | 2022-01-17 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr B McNamara | |||
| b) | Position/status | CEO, GSK Consumer Healthcare | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | American Depositary Shares ('ADSs') ISIN: US37733W1053
| |||
| b) | Nature of the transaction | Increase in notional interest in ADSs following the re-investment of dividends paid to shareholders on 13 January 2022 on ADSs held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| $45.0600 | 81 |
| ||
|
| $45.0600 | 69 |
| ||
|
| $45.0600 | 87 |
| ||
|
|
|
|
| ||
|
|
|
|
| ||
| d) | Aggregated information
| 237 | |||
|
Aggregated volume Price |
$45.0600 | ||||
| e) | Date of the transaction | 2022-01-17 | |||
| f) | Place of the transaction
| New York Stock Exchange (XNYS) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr L Miels | |||
| b) | Position/status | Chief Commercial Officer | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 January 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £16.3120 | 232 |
| ||
|
| £16.3120 | 202 |
| ||
|
| £16.3120 | 151 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
| 585 | |||
|
Aggregated volume Price |
£16.3120 | ||||
| e) | Date of the transaction | 2022-01-17 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr D Redfern | |||
| b) | Position/status | Chief Strategy Officer | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 January 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £16.3120 | 206 |
| ||
|
| £16.3120 | 148 |
| ||
|
| £16.3120 | 118 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
| 472 | |||
|
Aggregated volume Price |
£16.3120 | ||||
| e) | Date of the transaction | 2022-01-17 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr R Simard | |||
| b) | Position/status | President, Pharmaceuticals Supply Chain | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 January 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £16.3120 | 74 |
| ||
|
| £16.3120 | 105 |
| ||
|
| £16.3120 | 89 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
| 268 | |||
|
Aggregated volume Price |
£16.3120 | ||||
| e) | Date of the transaction | 2022-01-17 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr P Thomson | |||
| b) | Position/status | President, Global Affairs | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 January 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £16.3120 | 120 |
| ||
|
| £16.3120 | 85 |
| ||
|
| £16.3120 | 69 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
| 274 | |||
| Aggregated volume Price | £16.3120 | ||||
| e) | Date of the transaction | 2022-01-17 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Ms D Waterhouse | |||
| b) | Position/status | Chief Executive Officer of ViiV Healthcare | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 | |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 January 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £16.3120 | 142 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
| N/A (single transaction)
| |||
|
Aggregated volume Price |
| ||||
| e) | Date of the transaction | 2022-01-17 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
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