GlaxoSmithKline plc (the 'Company')
Transaction notification
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Ms E Walmsley | |||
| b) | Position/status | Chief Executive Officer | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 7 April 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £17.4100 | 956 |
| ||
|
| £17.4100 | 768
|
| ||
|
| £17.4100 | 639 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
|
| |||
|
Aggregated volume Price |
2,363 £17.4100 | ||||
| e) | Date of the transaction | 2022-04-08 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr I Mackay | |||
| b) | Position/status | Chief Financial Officer | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 7 April 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £17.4100 | 661 |
| ||
|
| £17.4100 | 518 |
| ||
|
| £17.4100 | 443 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
|
| |||
|
Aggregated volume Price |
1,622 £17.4100 | ||||
| e) | Date of the transaction | 2022-04-08 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Dr H Barron | |||
| b) | Position/status | Chief Scientific Officer and President, R&D | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | American Depositary Shares ('ADSs') ISIN: US37733W1053
| |||
| b) | Nature of the transaction | Increase in notional interest in ADSs following the re-investment of dividends paid to shareholders on 7 April 2022 on ADSs held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| $46.2300 | 523 |
| ||
|
| $46.2300 | 437 |
| ||
|
| $46.2300 | 331 |
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|
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|
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| d) | Aggregated information
|
| |||
|
Aggregated volume Price |
1,291 $46.2300 | ||||
| e) | Date of the transaction | 2022-04-08 | |||
| f) | Place of the transaction
| New York Stock Exchange (XNYS) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr R Connor
| |||
| b) | Position/status | President, Vaccines and Global Health | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 7 April 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £17.4100 | 162 |
| ||
|
| £17.4100 | 242 |
| ||
|
| £17.4100 | 140 |
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|
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| d) | Aggregated information
|
| |||
|
Aggregated volume Price |
544 £17.4100 | ||||
| e) | Date of the transaction | 2022-04-08 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Ms D Conrad | |||
| b) | Position/status | Chief People Officer | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 7 April 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £17.4100 | 150 |
| ||
|
| £17.4100 | 99 |
| ||
|
| £17.4100 | 92 |
| ||
|
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|
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| d) | Aggregated information
|
| |||
|
Aggregated volume Price |
341 £17.4100 | ||||
| e) | Date of the transaction | 2022-04-08 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr J Ford | |||
| b) | Position/status | SVP and Group General Counsel, Legal and Compliance | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 7 April 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £17.4100 | 184 |
| ||
|
| £17.4100 | 142 |
| ||
|
| £17.4100 | 111 |
| ||
|
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|
|
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| d) | Aggregated information
|
| |||
|
Aggregated volume Price |
437 £17.4100 | ||||
| e) | Date of the transaction | 2022-04-08 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Ms S Jackson | |||
| b) | Position/status | SVP, Global Communications and CEO Office | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 7 April 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £17.4100 | 86 |
| ||
|
| £17.4100 | 60 |
| ||
|
| £17.4100 | 56 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
|
| |||
|
Aggregated volume Price |
202 £17.4100 | ||||
| e) | Date of the transaction | 2022-04-08 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr B McNamara | |||
| b) | Position/status | CEO, GSK Consumer Healthcare | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | American Depositary Shares ('ADSs') ISIN: US37733W1053
| |||
| b) | Nature of the transaction | Increase in notional interest in ADSs following the re-investment of dividends paid to shareholders on 7 April 2022 on ADSs held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| $46.2300 | 55 |
| ||
|
| $46.2300 | 80 |
| ||
|
| $46.2300 | 101 |
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|
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|
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|
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| d) | Aggregated information
|
| |||
|
Aggregated volume Price |
236 $46.2300 | ||||
| e) | Date of the transaction | 2022-04-08 | |||
| f) | Place of the transaction
| New York Stock Exchange (XNYS) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr L Miels | |||
| b) | Position/status | Chief Commercial Officer | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 7 April 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £17.4100 | 314 |
| ||
|
| £17.4100 | 232 |
| ||
|
| £17.4100 | 173 |
| ||
|
|
|
|
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| d) | Aggregated information
|
| |||
|
Aggregated volume Price |
719 £17.4100 | ||||
| e) | Date of the transaction | 2022-04-08 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Ms S Ramakrishnan | |||
| b) | Position/status | Chief Digital and Technology Officer | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | American Depositary Shares ('ADSs') ISIN: US37733W1053
| |||
| b) | Nature of the transaction | Increase in notional interest in ADSs following the re-investment of dividends paid to shareholders on 7 April 2022 on ADSs held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| $46.2300 | 31 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
| N/A (single transaction) | |||
|
Aggregated volume Price |
| ||||
| e) | Date of the transaction | 2022-04-08 | |||
| f) | Place of the transaction
| New York Stock Exchange (XNYS) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr D Redfern | |||
| b) | Position/status | Chief Strategy Officer | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 7 April 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £17.4100 | 208 |
| ||
|
| £17.4100 | 170 |
| ||
|
| £17.4100 | 136 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
|
| |||
|
Aggregated volume Price |
514 £17.4100 | ||||
| e) | Date of the transaction | 2022-04-08 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr R Simard | |||
| b) | Position/status | President, Pharmaceuticals Supply Chain | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 7 April 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £17.4100 | 189 |
| ||
|
| £17.4100 | 120 |
| ||
|
| £17.4100 | 102 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
|
| |||
|
Aggregated volume Price |
411 £17.4100 | ||||
| e) | Date of the transaction | 2022-04-08 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr P Thomson | |||
| b) | Position/status | President, Global Affairs | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
| |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 7 April 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £17.4100 | 131 |
| ||
|
| £17.4100 | 98 |
| ||
|
| £17.4100 | 79 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
|
| |||
| Aggregated volume Price | 308 £17.4100 | ||||
| e) | Date of the transaction | 2022-04-08 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Ms D Waterhouse | |||
| b) | Position/status | CEO, ViiV Healthcare | |||
| c) | Initial notification/ amendment | Initial notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 | |||
| b) | Nature of the transaction | Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 7 April 2022 on Ordinary Shares held in the Company's Deferred Annual Bonus Plan | |||
| c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
|
|
| £17.4100 | 138 |
| ||
|
| £17.4100 | 163 |
| ||
|
|
|
|
| ||
| d) | Aggregated information
|
| |||
|
Aggregated volume Price |
301 £17.4100 | ||||
| e) | Date of the transaction | 2022-04-08 | |||
| f) | Place of the transaction
| London Stock Exchange (XLON) | |||
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