Source - LSE Regulatory
RNS Number : 5056L
Barclays PLC
13 May 2022
 

FORM 8.5 (EPT/NON-RI) Amendment to section 2(a) 1 and Purchase and Sales

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

 

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

 

(OR WHERE RI STATUS IS NOT APPLICABLE)

 

Rule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

CAPITAL & COUNTIES PROPERTIES PLC


relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

Capital & Counties Properties plc


principal trader is connected


(d)

Date position held/dealing undertaken:

09 May 2022

(e)

In addition to the company in 1(b) above, is the exempt principal

YES:

 



trader making disclosures in respect of any other party to the offer?

SHAFTESBURY PLC


2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing (if any)

 

 

Class of relevant security:

25p ordinary



 


Interests

Short Positions

 


Number

(%)

Number

(%)

 

(1)

Relevant securities owned





 


and/or controlled:

4,405,424

0.52%

5,534,536

0.65%

 








 

(2)

Cash-settled derivatives:





 




20,979,102

2.46%

3,415,727

0.40%

 








 

(3)

Stock-settled derivatives (including options)





 


and agreements to purchase/sell:

0

0.00%

0

0.00%

 








 






 


TOTAL:

25,384,526

2.98%

8,950,263

1.05%

 








 

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 





 

Class of relevant security in relation to


 

which subscription right exists

 

Details, including nature of the rights


 

concerned and relevant percentages:

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 






Class of relevant


Purchase/sale


Total number of


Highest price per unit

Lowest price per unit

security




securities


paid/received

paid/received

25p ordinary

Purchase

944,083

1.521 GBP

1.6003 GBP

25p ordinary

Sale

2,559,535

1.540 GBP

1.5983 GBP

 

(b)

Cash-settled derivative transactions


Class of


Product


Nature of dealing


Number of

Price per

relevant


description




reference

unit

security






securities


25p ordinary

 SWAP

Opening Long

410

31.7749 ZAR

25p ordinary

 SWAP

Opening Long

1,134

31.7744 ZAR

25p ordinary

 SWAP

Opening Long

1,439

31.7741 ZAR

25p ordinary

 SWAP

Opening Long

3,459

31.7743 ZAR

25p ordinary

 SWAP

Opening Long

3,603

1.5424 GBP

25p ordinary

 SWAP

Opening Long

4,684

1.5363 GBP

25p ordinary

 SWAP

Opening Long

4,692

1.5943 GBP

25p ordinary

 SWAP

Opening Long

6,000

1.6003 GBP

25p ordinary

 SWAP

Opening Long

7,410

31.2213 ZAR

25p ordinary

 SWAP

Opening Long

8,110

31.7739 ZAR

25p ordinary

 CFD

Opening Long

8,756

31.1696 ZAR

25p ordinary

 CFD

Opening Long

10,610

1.5931 GBP

25p ordinary

 CFD

Opening Long

10,852

31.9934 ZAR

25p ordinary

 CFD

Opening Long

14,240

1.5622 GBP

25p ordinary

 CFD

Opening Long

14,820

31.2120 ZAR

25p ordinary

 SWAP

Opening Long

14,972

31.2970 ZAR

25p ordinary

 SWAP

Opening Long

17,822

31.7740 ZAR

25p ordinary

 SWAP

Opening Long

17,862

1.5822 GBP

25p ordinary

 SWAP

Opening Long

18,513

1.5926 GBP

25p ordinary

 SWAP

Opening Long

22,575

1.5562 GBP

25p ordinary

 SWAP

Opening Long

23,994

1.5801 GBP

25p ordinary

 CFD

Opening Long

29,364

1.5648 GBP

25p ordinary

 CFD

Opening Long

29,944

31.3064 ZAR

25p ordinary

 SWAP

Opening Long

35,989

1.5399 GBP

25p ordinary

 SWAP

Opening Long

40,907

1.5400 GBP

25p ordinary

 CFD

Opening Long

58,522

1.5402 GBP

25p ordinary

 CFD

Opening Long

64,356

1.5401 GBP

25p ordinary

 SWAP

Opening Long

77,802

1.5841 GBP

25p ordinary

 SWAP

Opening Long

110,195

1.5782 GBP

25p ordinary

 SWAP

Opening Long

165,219

1.5799 GBP

25p ordinary

 CFD

Opening Long

241,700

1.5794 GBP

25p ordinary

 CFD

Opening Long

335,362

1.5784 GBP

25p ordinary

 CFD

Opening Long

374,364

1.5840 GBP

25p ordinary

 SWAP

Opening Short

410

31.7749 ZAR

25p ordinary

 SWAP

Opening Short

1,134

31.7744 ZAR

25p ordinary

 SWAP

Opening Short

1,439

31.7741 ZAR

25p ordinary

 SWAP

Opening Short

3,459

31.7743 ZAR

25p ordinary

 SWAP

Opening Short

7,000

1.5209 GBP

25p ordinary

 SWAP

Opening Short

8,110

31.7739 ZAR

25p ordinary

 CFD

Opening Short

8,756

31.1696 ZAR

25p ordinary

 CFD

Opening Short

10,610

1.5931 GBP

25p ordinary

 CFD

Opening Short

10,852

31.9934 ZAR

25p ordinary

 SWAP

Opening Short

13,250

1.5823 GBP

25p ordinary

 CFD

Opening Short

14,240

1.5622 GBP

25p ordinary

 CFD

Opening Short

14,820

31.2120 ZAR

25p ordinary

 SWAP

Opening Short

17,822

31.7740 ZAR

25p ordinary

 SWAP

Opening Short

21,586

1.5400 GBP

25p ordinary

 CFD

Opening Short

29,364

1.5648 GBP

25p ordinary

 CFD

Opening Short

29,944

31.3064 ZAR

25p ordinary

 CFD

Opening Short

58,522

1.5402 GBP

25p ordinary

 CFD

Opening Short

64,356

1.5401 GBP

25p ordinary

 SWAP

Opening Short

86,043

1.5785 GBP

25p ordinary

 SWAP

Opening Short

115,000

1.6164 GBP

25p ordinary

 SWAP

Opening Short

124,632

1.5752 GBP

25p ordinary

 SWAP

Opening Short

151,000

1.5648 GBP

25p ordinary

 CFD

Opening Short

241,700

1.5794 GBP

25p ordinary

 CFD

Opening Short

335,362

1.5784 GBP

25p ordinary

 CFD

Opening Short

374,364

1.5840 GBP

25p ordinary

 SWAP

Opening Short

488,970

1.5718 GBP

 

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price


date

money

relevant


selling,

securities

per unit



paid/

security


varying etc

to which




received




option




per unit




relates





















(ii)

Exercising

 




Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security




securities

unit














(d)

Other dealings (including subscribing for new securities)

Class of relevant


Nature of Dealings


Details

Price per unit (if


security




applicable)






4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i)   the voting rights of any relevant securities under any option; or

(ii)   the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:




NONE

(c)

Attachments

 




Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

13 May 2022




Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213



 

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