Source - LSE Regulatory
RNS Number : 5060L
Barclays PLC
13 May 2022
 

FORM 8.5 (EPT/NON-RI) Amendment to section 2(a) 1 and Purchase and Sales

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

 

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

 

(OR WHERE RI STATUS IS NOT APPLICABLE)

 

Rule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

CAPITAL & COUNTIES PROPERTIES PLC


relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

Capital & Counties Properties plc


principal trader is connected


(d)

Date position held/dealing undertaken:

10 May 2022

(e)

In addition to the company in 1(b) above, is the exempt principal

YES:

 



trader making disclosures in respect of any other party to the offer?

SHAFTESBURY PLC


2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing (if any)

 

 

Class of relevant security:

25p ordinary



 


Interests

Short Positions

 


Number

(%)

Number

(%)

 

(1)

Relevant securities owned





 


and/or controlled:

4,058,197

0.48%

5,554,932

0.65%

 








 

(2)

Cash-settled derivatives:





 




20,914,017

2.46%

2,993,717

0.35%

 








 

(3)

Stock-settled derivatives (including options)





 


and agreements to purchase/sell:

0

0.00%

0

0.00%

 








 






 


TOTAL:


24,972,214

2.93%

8,548,649

1.00%

 








 

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 





 

Class of relevant security in relation to


 

which subscription right exists

 

Details, including nature of the rights


 

concerned and relevant percentages:

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 






Class of relevant

Purchase/sale


Total number of


Highest price per unit

Lowest price per unit

security




securities


paid/received

paid/received

25p ordinary

Purchase

644,439

1.5410 GBP

1.58 GBP

25p ordinary

Sale

437,049

1.5410 GBP

1.5820 GBP

 

(b)

Cash-settled derivative transactions


Class of


Product


Nature of dealing


Number of

Price per

relevant


description




reference

unit

security






securities


25p ordinary

 SWAP

Decreasing Long

1,309

1.5410 GBP

25p ordinary

 SWAP

Decreasing Long

1,439

31.1007 ZAR

25p ordinary

 SWAP

Decreasing Long

2,847

1.5764 GBP

25p ordinary

 SWAP

Decreasing Long

3,072

1.5644 GBP

25p ordinary

 CFD

Decreasing Long

3,308

31.1258 ZAR

25p ordinary

 SWAP

Decreasing Long

3,368

31.0453 ZAR

25p ordinary

 SWAP

Decreasing Long

3,780

31.1200 ZAR

25p ordinary

 CFD

Decreasing Long

3,812

31.1200 ZAR

25p ordinary

 CFD

Decreasing Long

3,812

31.1200 ZAR

25p ordinary

 SWAP

Decreasing Long

4,061

1.5579 GBP

25p ordinary

 SWAP

Decreasing Long

4,831

1.5654 GBP

25p ordinary

 CFD

Decreasing Long

6,032

30.7558 ZAR

25p ordinary

 SWAP

Decreasing Long

9,879

1.5765 GBP

25p ordinary

 SWAP

Decreasing Long

13,390

1.5601 GBP

25p ordinary

 CFD

Decreasing Long

16,492

1.5654 GBP

25p ordinary

 CFD

Decreasing Long

18,136

31.0594 ZAR

25p ordinary

 CFD

Decreasing Long

25,920

31.1276 ZAR

25p ordinary

 SWAP

Decreasing Long

29,704

1.5692 GBP

25p ordinary

 SWAP

Decreasing Long

37,919

1.5575 GBP

25p ordinary

 CFD

Decreasing Long

41,644

31.0638 ZAR

25p ordinary

 CFD

Decreasing Long

74,580

31.0015 ZAR

25p ordinary

 CFD

Decreasing Long

224,796

1.5622 GBP

25p ordinary

 CFD

Decreasing Long

234,148

30.9836 ZAR

25p ordinary

 CFD

Decreasing Long

343,748

1.5411 GBP

25p ordinary

 SWAP

Decreasing Short

1,250

1.5651 GBP

25p ordinary

 SWAP

Decreasing Short

1,439

31.1007 ZAR

25p ordinary

 SWAP

Decreasing Short

2,402

1.5567 GBP

25p ordinary

 SWAP

Decreasing Short

2,500

1.5678 GBP

25p ordinary

 SWAP

Decreasing Short

3,368

31.0453 ZAR

25p ordinary

 SWAP

Decreasing Short

3,780

31.1200 ZAR

25p ordinary

 SWAP

Increasing Long

6,480

31.1369 ZAR

25p ordinary

 SWAP

Increasing Long

58,537

30.9743 ZAR

25p ordinary

 SWAP

Increasing Short

3,078

1.5626 GBP

25p ordinary

 CFD

Increasing Short

3,308

31.1258 ZAR

25p ordinary

 CFD

Increasing Short

3,812

31.1200 ZAR

25p ordinary

 CFD

Increasing Short

3,812

31.1200 ZAR

25p ordinary

 CFD

Increasing Short

6,032

30.7558 ZAR

25p ordinary

 CFD

Increasing Short

16,492

1.5654 GBP

25p ordinary

 CFD

Increasing Short

18,136

31.0594 ZAR

25p ordinary

 SWAP

Increasing Short

23,900

1.5677 GBP

25p ordinary

 CFD

Increasing Short

25,920

31.1276 ZAR

25p ordinary

 CFD

Increasing Short

41,644

31.0638 ZAR

25p ordinary

 CFD

Increasing Short

74,580

31.0015 ZAR

25p ordinary

 CFD

Increasing Short

224,796

1.5622 GBP

25p ordinary

 CFD

Increasing Short

234,148

30.9836 ZAR

25p ordinary

 CFD

Increasing Short

343,748

1.5411 GBP

25p ordinary

 SWAP

Opening Long

1,261

1.5658 GBP

25p ordinary

 CFD

Opening Long

3,308

31.1258 ZAR

25p ordinary

 CFD

Opening Long

3,812

31.1200 ZAR

25p ordinary

 CFD

Opening Long

3,812

31.1200 ZAR

25p ordinary

 CFD

Opening Long

6,032

30.7558 ZAR

25p ordinary

 CFD

Opening Long

16,492

1.5654 GBP

25p ordinary

 CFD

Opening Long

18,136

31.0594 ZAR

25p ordinary

 CFD

Opening Long

25,920

31.1276 ZAR

25p ordinary

 CFD

Opening Long

41,644

31.0638 ZAR

25p ordinary

 CFD

Opening Long

74,580

31.0015 ZAR

25p ordinary

 SWAP

Opening Long

108,061

1.5697 GBP

25p ordinary

 CFD

Opening Long

224,796

1.5622 GBP

25p ordinary

 CFD

Opening Long

234,148

30.9836 ZAR

25p ordinary

 CFD

Opening Long

343,748

1.5411 GBP

25p ordinary

 CFD

Opening Short

3,308

31.1258 ZAR

25p ordinary

 CFD

Opening Short

3,812

31.1200 ZAR

25p ordinary

 CFD

Opening Short

3,812

31.1200 ZAR

25p ordinary

 CFD

Opening Short

6,032

30.7558 ZAR

25p ordinary

 SWAP

Opening Short

16,243

1.5632 GBP

25p ordinary

 CFD

Opening Short

16,492

1.5654 GBP

25p ordinary

 CFD

Opening Short

18,136

31.0594 ZAR

25p ordinary

 SWAP

Opening Short

22,410

1.5603 GBP

25p ordinary

 CFD

Opening Short

25,920

31.1276 ZAR

25p ordinary

 CFD

Opening Short

41,644

31.0638 ZAR

25p ordinary

 CFD

Opening Short

74,580

31.0015 ZAR

25p ordinary

 SWAP

Opening Short

82,416

1.5525 GBP

25p ordinary

 SWAP

Opening Short

145,671

1.5537 GBP

25p ordinary

 CFD

Opening Short

224,796

1.5622 GBP

25p ordinary

 CFD

Opening Short

234,148

30.9836 ZAR

25p ordinary

 CFD

Opening Short

343,748

1.5411 GBP

 

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price


date

money

relevant


selling,

securities

per unit



paid/

security


varying etc

to which




received




option




per unit




relates





















(ii)

Exercising

 




Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security




securities

unit














(d)

Other dealings (including subscribing for new securities)

Class of relevant


Nature of Dealings


Details

Price per unit (if


security




applicable)






4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i)   the voting rights of any relevant securities under any option; or

(ii)   the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:




NONE

(c)

Attachments

 




Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

13 May 2022




Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213




 

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