Source - LSE Regulatory
RNS Number : 5099L
JPMorgan Securities Plc
13 May 2022
 

AMENDMENT

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

HomeServe plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Corporate broker to HomeServe plc.

(d) Date dealing undertaken:

11 May 2022

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

2 9/13p ordinary

Purchase

 

Sale

1,479,120

 

1,808,481

11.2021 GBP

 

11.1700 GBP

9.8000 GBP

 

9.8500 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

2 9/13p ordinary

Equity Swap

Decrease Long

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Decrease Short

 

 

 

 

 

 

 

 

Increase Long

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Increase Short

53

 84

 370

 1,228

 14,711

 2,875

 934

 1,327

 3,458

 1,847

 1,381

 53,573

 83,760

 230

 9,769

 48

 395

 11,919

 78

 5,219

 

 40,783

 46

 54,068

 5,450

 7,270

 12,520

 50,000

 44,981

 

 490

 80

 4,631

 12,299

 1,390

 22,352

 655

 4,656

 29,666

 1,514

 5,779

 107,441

 301

 2,576

 7,698

 5,265

 814

 1,278

 1,317

 2,271

 19,246

 100

 6,621

 7,784

 13,451

 53,734

 1,921

 6,537

 1,757

 620

 

 11,373

 5,000

 41,829

 1,452

 7,854

 258

 572

 1,116

 2,140

 3,102

 16,585

9.9007  GBP

10.4460 GBP

10.6123 GBP

10.8117 GBP

10.8683 GBP

10.9080 GBP

10.9103 GBP

10.9956 GBP

11.0403 GBP

11.0408 GBP

11.0414 GBP

11.0500 GBP

11.0501 GBP

11.0502 GBP

11.0506 GBP

11.0508 GBP

11.0601 GBP

11.0606 GBP

11.1601 GBP

11.2021 GBP

           

10.2785 GBP

10.7499 GBP

10.9081 GBP

10.9386 GBP

10.9521 GBP

10.9652 GBP

11.0145 GBP

11.0207 GBP

           

9.8571 GBP

9.9000 GBP

9.9460 GBP

10.3674 GBP

10.5458 GBP

10.6462 GBP

10.6750 GBP

10.8035 GBP

10.8165 GBP

10.8211 GBP

10.8517 GBP

10.8717 GBP

10.9286 GBP

10.9619 GBP

10.9678 GBP

10.9766 GBP

10.9994 GBP

11.0008 GBP

11.0048 GBP

11.0050 GBP

11.0164 GBP

11.0299 GBP

11.0456 GBP

11.0461 GBP

11.0463 GBP

11.0500 GBP

11.0557 GBP

11.0712 GBP

11.0899 GBP

11.1197 GBP

           

9.8837  GBP

10.7876 GBP

10.8260 GBP

10.9696 GBP

11.0400 GBP

11.0497 GBP

11.1667 GBP

11.0733 GBP

10.9013 GBP

11.0368 GBP

11.0616 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

13 May 2022

Contact name:

Alwyn Basch

Telephone number:

020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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