Source - LSE Regulatory
RNS Number : 5102L
JPMorgan Securities Plc
13 May 2022
 

AMENDMENT

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

HomeServe plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Corporate broker to HomeServe plc.

(d) Date dealing undertaken:

9 May 2022

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

2 9/13p ordinary

Purchase

 

Sale

324,680

 

370,563

9.8950 GBP

 

9.8907 GBP

9.5800 GBP

 

9.5797 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

2 9/13p ordinary

Equity Swap

Decrease Long

 

 

 

 

 

 

Decrease Short

 

Increase Long

 

 

 

 

 

 

 

Increase Short

 

 

 

 

Opening a long position

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Opening a short position

76

 2,032

 506

 1,031

 1

 2,017

 

 46

 

 8,615

 5,039

 1,714

 35,388

 855

 1,250

 11,411

 

 635

 288

 576

 7,500

 

 1,015

 43,835

 188

 303

 1,000

 400

 3,627

 1,009

 2,613

 2,925

 1,754

 4,102

 273

 1,001

 101

 160

 2,557

 

 57,811

 203

 9,570

 2,411

 42

 2,185

 1,598

9.5807  GBP

9.5851  GBP

9.6730  GBP

9.7852  GBP

9.8150  GBP

9.8580  GBP

           

9.7199  GBP

           

9.5881  GBP

9.7097  GBP

9.7274  GBP

9.7454  GBP

9.7489  GBP

9.7491  GBP

9.8456  GBP

           

9.5800  GBP

9.6294  GBP

9.6596  GBP

9.8558  GBP

           

9.5797  GBP

9.5800  GBP

9.5845  GBP

9.5897  GBP

9.6611  GBP

9.6947  GBP

9.7155  GBP

9.7180  GBP

9.7695  GBP

9.7722  GBP

9.7739  GBP

9.7740  GBP

9.8396  GBP

9.8425  GBP

9.8450  GBP

9.8550  GBP

9.8603  GBP

           

9.5800  GBP

9.7752  GBP

9.7768  GBP

9.7837  GBP

9.8008  GBP

9.8085  GBP

9.8280  GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

13 May 2022

Contact name:

Alwyn Basch

Telephone number:

020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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