Source - LSE Regulatory
RNS Number : 5101L
JPMorgan Securities Plc
13 May 2022
 

AMENDMENT

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

HomeServe plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Corporate broker to HomeServe plc.

(d) Date dealing undertaken:

5 May 2022

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

2 9/13p ordinary

Purchase

 

Sale

734,118

 

652,586

9.7350 GBP

 

9.7250 GBP

9.6150 GBP

 

9.5700 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

2 9/13p ordinary

Equity Swap

Decrease Long

 

 

 

 

 

 

 

 

 

 

 

Decrease Short

 

 

 

Increase Long

 

 

 

 

 

 

 

 

 

 

Increase Short

 

 

 

 

 

Opening a long position

 

 

 

 

 

 

 

 

 

 

 

Opening a short position

78

 7,859

 2

 6

 1,780

 4,936

 1,352

 11,747

 2,433

 1,500

 84

 

 1

 10,000

 1,381

 

 333

 112

 5,596

 71,347

 161

 316

 2,268

 3,692

 32

 128

 

 54,816

 6,973

 9,588

 284

 4

 

 147

 4,379

 350

 820

 890

 3,553

 11,385

 1,447

 2,252

 45,316

 152

 

 982

 461

 4,937

 2,756

 354

 5,260

 288

 4,825

 8,461

 382

 41,223

 976

 232

9.6407 GBP

 9.6505 GBP

 9.6625 GBP

 9.6667 GBP

 9.6702 GBP

 9.6705 GBP

 9.6741 GBP

 9.6754 GBP

 9.6826 GBP

 9.6828 GBP

 9.6907 GBP

           

 9.5700 GBP

 9.6568 GBP

 9.6885 GBP

           

 9.6143 GBP

 9.6393 GBP

 9.6488 GBP

 9.6620 GBP

 9.6644 GBP

 9.6722 GBP

 9.6739 GBP

 9.6817 GBP

 9.6893 GBP

 9.6897 GBP

           

 9.6561 GBP

 9.6596 GBP

 9.6621 GBP

 9.6797 GBP

 9.6900 GBP

           

 9.6450 GBP

 9.6485 GBP

 9.6497 GBP

 9.6500 GBP

 9.6568 GBP

 9.6757 GBP

 9.6761 GBP

 9.6790 GBP

 9.6838 GBP

 9.6900 GBP

 9.6950 GBP

           

 9.6205 GBP

 9.6388 GBP

 9.6417 GBP

 9.6453 GBP

 9.6551 GBP

 9.6553 GBP

 9.6568 GBP

 9.6582 GBP

 9.6603 GBP

 9.6659 GBP

 9.6899 GBP

 9.6905 GBP

 9.7051 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

13 May 2022

Contact name:

Alwyn Basch

Telephone number:

020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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