Source - LSE Regulatory
RNS Number : 5103L
JPMorgan Securities Plc
13 May 2022
 

AMENDMENT

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

HomeServe plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Corporate broker to HomeServe plc.

(d) Date dealing undertaken:

10 May 2022

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

2 9/13p ordinary

Purchase

 

Sale

446,073

 

647,944

9.7405 GBP

 

9.7450 GBP

9.6250 GBP

 

9.5850 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

2 9/13p ordinary

Equity Swap

Decrease Long

 

 

Decrease Short

 

 

Increase Long

 

 

 

 

 

 

 

 

 

 

Increase Short

 

 

 

 

 

 

Opening a long position

 

 

 

 

 

 

 

 

 

 

Opening a short position

51

 9,789

 

 5,273

 48

 

 21,260

 780

 191

 536

 53,961

 4,362

 174

 2,820

 518

 2,782

 

 20,499

 2,701

 2,500

 794

 432

 634

 

 1,908

 4,552

 7,019

 2,750

 5,197

 730

 3,505

 3,488

 1

 8,079

 

 548

 1,550

 2,947

 1,049

 2,276

 352

 543

 455

 12,203

 15,305

9.7107  GBP

9.7400  GBP

           

9.6456  GBP

9.6836  GBP

           

9.6662  GBP

9.6840  GBP

9.6871  GBP

9.6883  GBP

9.6906  GBP

9.6959  GBP

9.7035  GBP

9.7080  GBP

9.7153  GBP

9.7305  GBP

           

9.6776  GBP

9.6920  GBP

9.6945  GBP

9.7400  GBP

9.6529  GBP

9.6255  GBP

           

9.6486  GBP

9.6566  GBP

9.6877  GBP

9.6887  GBP

9.6888  GBP

9.6940  GBP

9.6979  GBP

9.6992  GBP

9.7000  GBP

9.7400  GBP

           

9.6151  GBP

9.6467  GBP

9.6542  GBP

9.6656  GBP

9.6846  GBP

9.6924  GBP

9.7003  GBP

9.7053  GBP

9.7401  GBP

9.7405  GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

13 May 2022

Contact name:

Alwyn Basch

Telephone number:

020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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