Source - LSE Regulatory
RNS Number : 8031L
UBS AG (EPT)
17 May 2022
 

This announcement replaces the previous RNS announcement 6321L released at 11:56 on the 16th May 2022. Amendments to sections 2a+b . All other information remains unchanged

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

 UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

 Capital And Counties Properties plc

(c) Name of the party to the offer with which exempt principal trader is connected:

            Shaftesbury Plc

(d) Date dealing undertaken:

            13 May 2022

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

25p ordinary

Buy

 

526095

1.62509        GBP

1.59750        GBP

25p ordinary

Sell

 

337864

1.62501        GBP

1.59700        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

25p ordinary

CFD

 

Long

8721

1.625        GBP

25p ordinary

CFD

 

Long

1022

1.624765        GBP

25p ordinary

CFD

 

Long

41094

1.604109        GBP

25p ordinary

CFD

 

Long

1012

1.62497563        GBP

25p ordinary

CFD

 

Long

18898

1.59888808        GBP

25p ordinary

CFD

 

Long

2190

1.61507762557078        GBP

25p ordinary

CFD

 

Long

10196

1.600342        GBP

25p ordinary

CFD

 

Long

16845

1.613039        GBP

25p ordinary

CFD

 

Long

15864

1.60215582        GBP

25p ordinary

CFD

 

Long

9704

31.57680853        ZAR

25p ordinary

CFD

 

Long

26344

1.606223        GBP

25p ordinary

CFD

 

Long

274

1.5985        GBP

25p ordinary

CFD

 

Long

31570

1.612309        GBP

25p ordinary

CFD

 

Long

7202

1.605      GBP

25p ordinary

CFD

 

Long

13102

1.61196382   GBP

25p ordinary

CFD

 

Short

377

1.62508125        GBP

25p ordinary

CFD

 

Short

16995

1.625        GBP

25p ordinary

CFD

 

Short

64718

1.61683635        GBP

25p ordinary

CFD

 

Short

46872

1.60954112        GBP

25p ordinary

CFD

 

Short

15533

1.612086        GBP

25p ordinary

CFD

 

Short

6387

1.61407077        GBP

25p ordinary

CFD

 

Short

4177

1.61493177        GBP

25p ordinary

CFD

 

Short

2684

1.607515        GBP

25p ordinary

CFD

 

Short

210

1.60928571        GBP

25p ordinary

CFD

 

Short

16

1.6147643        GBP

25p ordinary

CFD

 

Short

36752

1.61308881149325        GBP

25p ordinary

CFD

 

Short

72054

1.617554        GBP

25p ordinary

CFD

 

Short

76360

1.607803        GBP

25p ordinary

CFD

 

Short

88340

1.606        GBP

25p ordinary

CFD

 

Short

5

1.61600006        GBP

25p ordinary

CFD

 

Short

9704

31.57680853        ZAR

25p ordinary

CFD

 

Short

4239

1.61264213

GBP

25p ordinary

CFD

 

Short

108

1.61898148

GBP

25p ordinary

CFD

 

Short

5169

1.62499903

GBP

25p ordinary

CFD

 

Short

7321

1.62499932

GBP

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

17 May 2022

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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