FORM 8.3 | Amendment to Sale | | | | | | ||||||||||||||||||||||
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||||||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||||||||||||||||||
MORE | ||||||||||||||||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||||||||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | | Barclays PLC. |
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(b) | Owner or controller of interest and short | |
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| positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | AVAST PLC |
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| relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an | |
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| offeror/offeree, state this and specify identity of |
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| offeror/offeree: | |
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(e) | Date position held/dealing undertaken: | 16 May 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary | | |
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| Interests | Short Positions |
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| Number | (%) | Number | (%) |
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(1) | Relevant securities owned | | | | |
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| and/or controlled: | 40,943,577 | 3.93% | 262,992 | 0.03% |
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(2) | Cash-settled derivatives: | | | | |
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| | | 190,855 | 0.02% | 37,534,073 | 3.60% |
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(3) | Stock-settled derivatives (including options) | | | | |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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| TOTAL: | 41,134,432 | 3.95% | 37,797,065 | 3.63% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to | |
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which subscription right exists |
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Details, including nature of the rights | |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | | | | ||
Class of relevant | Purchase/sale | | Number of | Price per unit | | |
security | | | | securities | | |
10p ordinary | Purchase | 8 | 4.9260 GBP | |||
10p ordinary | Purchase | 174 | 146.3000 CZK | |||
10p ordinary | Purchase | 378 | 4.9560 GBP | |||
10p ordinary | Purchase | 500 | 4.8935 GBP | |||
10p ordinary | Purchase | 500 | 4.8945 GBP | |||
10p ordinary | Purchase | 647 | 4.8751 GBP | |||
10p ordinary | Purchase | 1,126 | 4.9102 GBP | |||
10p ordinary | Purchase | 1,177 | 4.8930 GBP | |||
10p ordinary | Purchase | 1,913 | 4.8998 GBP | |||
10p ordinary | Purchase | 2,551 | 4.9144 GBP | |||
10p ordinary | Purchase | 4,483 | 4.8590 GBP | |||
10p ordinary | Purchase | 4,564 | 4.9332 GBP | |||
10p ordinary | Purchase | 7,607 | 4.8973 GBP | |||
10p ordinary | Purchase | 11,608 | 4.8946 GBP | |||
10p ordinary | Purchase | 17,187 | 4.8952 GBP | |||
10p ordinary | Purchase | 17,619 | 4.9055 GBP | |||
10p ordinary | Purchase | 18,241 | 4.8593 GBP | |||
10p ordinary | Purchase | 20,463 | 4.8830 GBP | |||
10p ordinary | Purchase | 20,834 | 4.9188 GBP | |||
10p ordinary | Purchase | 39,600 | 4.9297 GBP | |||
10p ordinary | Purchase | 85,148 | 4.8600 GBP | |||
10p ordinary | Purchase | 339,546 | 4.8933 GBP | |||
10p ordinary | Sale | 87 | 146.3000 CZK | |||
10p ordinary | Sale | 123 | 4.9110 GBP | |||
10p ordinary | Sale | 175 | 4.9071 GBP | |||
10p ordinary | Sale | 192 | 4.9130 GBP | |||
10p ordinary | Sale | 346 | 4.9218 GBP | |||
10p ordinary | Sale | 378 | 4.9560 GBP | |||
10p ordinary | Sale | 723 | 4.9063 GBP | |||
10p ordinary | Sale | 2,514 | 4.9286 GBP | |||
10p ordinary | Sale | 2,644 | 4.8899 GBP | |||
10p ordinary | Sale | 2,644 | 4.8605 GBP | |||
10p ordinary | Sale | 3,000 | 4.9348 GBP | |||
10p ordinary | Sale | 3,696 | 4.9011 GBP | |||
10p ordinary | Sale | 4,139 | 4.8602 GBP | |||
10p ordinary | Sale | 4,434 | 4.9251 GBP | |||
10p ordinary | Sale | 14,303 | 4.8600 GBP | |||
10p ordinary | Sale | 19,495 | 4.8618 GBP | |||
10p ordinary | Sale | 45,778 | 4.8950 GBP | |||
10p ordinary | Sale | 106,857 | 4.8999 GBP | |||
10p ordinary | Sale | 109,700 | 146.4102 CZK |
(b) | Cash-settled derivative transactions | | |||||
Class of | | Product | | Nature of dealing | | Number of | Price per |
relevant | | description | | | | reference | unit |
security | | | | | | securities | |
10p ordinary | SWAP | Long | 266 | 4.9000 GBP | |||
10p ordinary | SWAP | Long | 346 | 4.9218 GBP | |||
10p ordinary | SWAP | Long | 498 | 4.8864 GBP | |||
10p ordinary | SWAP | Long | 657 | 4.9152 GBP | |||
10p ordinary | SWAP | Long | 2,368 | 4.9292 GBP | |||
10p ordinary | SWAP | Long | 2,514 | 4.9286 GBP | |||
10p ordinary | SWAP | Long | 3,000 | 4.9349 GBP | |||
10p ordinary | CFD | Long | 25,586 | 4.9013 GBP | |||
10p ordinary | SWAP | Long | 26,244 | 4.8915 GBP | |||
10p ordinary | SWAP | Long | 38,027 | 4.8999 GBP | |||
10p ordinary | CFD | Long | 109,700 | 146.3077 CZK | |||
10p ordinary | CFD | Long | 155,000 | 4.9470 GBP | |||
10p ordinary | CFD | Short | 87 | 146.3000 CZK | |||
10p ordinary | SWAP | Short | 380 | 4.9470 GBP | |||
10p ordinary | SWAP | Short | 507 | 4.9320 GBP | |||
10p ordinary | SWAP | Short | 1,006 | 4.8960 GBP | |||
10p ordinary | SWAP | Short | 1,141 | 4.8951 GBP | |||
10p ordinary | SWAP | Short | 3,407 | 4.9461 GBP | |||
10p ordinary | SWAP | Short | 4,483 | 4.8590 GBP | |||
10p ordinary | SWAP | Short | 7,607 | 4.8973 GBP | |||
10p ordinary | SWAP | Short | 52,395 | 4.8865 GBP | |||
10p ordinary | SWAP | Short | 85,148 | 4.8600 GBP | |||
10p ordinary | SWAP | Short | 107,487 | 4.8889 GBP | |||
10p ordinary | CFD | Short | 109,692 | 4.9341 GBP | |||
10p ordinary | SWAP | Short | 132,210 | 4.8810 GBP | |||
10p ordinary | CFD | Short | 155,000 | 144.0594 CZK |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | | date | money |
relevant | | selling, | securities | per unit | | | paid/ |
security | | varying etc | to which | | | | received |
| | | option | | | | per unit |
| | | relates | | | | |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | | | | securities | unit | ||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | | Details | Price per unit (if | | ||
security | | | | applicable) | | ||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | | | | ||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 18 May 2022 | | | | |||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | | |
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