| FORM 8.3 |
| | | | | | |
| | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
| MORE | |||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Full name of discloser: | | Barclays PLC. | ||||
| | | | | | |||
| (b) | Owner or controller of interest and short | | |||||
| | positions disclosed, if different from 1(a): | ||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| | relevant securities this form relates: | ||||||
| (d) | If an exempt fund manager connected with an | | |||||
| | offeror/offeree, state this and specify identity of | ||||||
| | offeror/offeree: | | | ||||
| (e) | Date position held/dealing undertaken: | 19 May 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| | |||
| | disclosures in respect of any other party to the offer? | AVAST PLC | | ||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
|
| to which the disclosure relates following the dealing (if any) |
| |||||
| Class of relevant security: | USD 0.01 common | | | ||||
| | Interests | Short Positions | |||||
| | Number | (%) | Number | (%) | |||
| (1) | Relevant securities owned | | | | | ||
| | and/or controlled: | 1,097,298 | 0.19% | 888,863 | 0.15% | ||
| | | | | | | | |
| (2) | Cash-settled derivatives: | | | | | ||
| | | | 625,523 | 0.11% | 2,047,554 | 0.35% | |
| | | | | | | | |
| (3) | Stock-settled derivatives (including options) | | | | | ||
| | and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| | | | | | | | |
| | | | | | | ||
| | TOTAL: | | 1,722,821 | 0.30% | 2,936,417 | 0.51% | |
| | | | | | | | |
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||
|
| options) |
| | | | | |
| Class of relevant security in relation to | | ||||||
| which subscription right exists | | ||||||
| Details, including nature of the rights | | ||||||
| concerned and relevant percentages: | |||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Purchases and sales | | | | | | |
| Class of relevant | Purchase/sale | | Number of | | Price per unit | | |
| security | | | | securities | | | |
| USD 0.01 common | Purchase | 2 | 23.5300 USD | ||||
| USD 0.01 common | Purchase | 10 | 23.7200 USD | ||||
| USD 0.01 common | Purchase | 12 | 23.6750 USD | ||||
| USD 0.01 common | Purchase | 14 | 23.8614 USD | ||||
| USD 0.01 common | Purchase | 14 | 23.8514 USD | ||||
| USD 0.01 common | Purchase | 18 | 23.7394 USD | ||||
| USD 0.01 common | Purchase | 20 | 23.6600 USD | ||||
| USD 0.01 common | Purchase | 31 | 23.6669 USD | ||||
| USD 0.01 common | Purchase | 44 | 23.7397 USD | ||||
| USD 0.01 common | Purchase | 45 | 23.8050 USD | ||||
| USD 0.01 common | Purchase | 54 | 23.7392 USD | ||||
| USD 0.01 common | Purchase | 63 | 23.7550 USD | ||||
| USD 0.01 common | Purchase | 64 | 23.7239 USD | ||||
| USD 0.01 common | Purchase | 70 | 23.7198 USD | ||||
| USD 0.01 common | Purchase | 70 | 23.7485 USD | ||||
| USD 0.01 common | Purchase | 75 | 23.6954 USD | ||||
| USD 0.01 common | Purchase | 96 | 23.6664 USD | ||||
| USD 0.01 common | Purchase | 100 | 23.8500 USD | ||||
| USD 0.01 common | Purchase | 100 | 23.6906 USD | ||||
| USD 0.01 common | Purchase | 100 | 23.5600 USD | ||||
| USD 0.01 common | Purchase | 104 | 23.7026 USD | ||||
| USD 0.01 common | Purchase | 106 | 23.6841 USD | ||||
| USD 0.01 common | Purchase | 106 | 23.7700 USD | ||||
| USD 0.01 common | Purchase | 116 | 23.6525 USD | ||||
| USD 0.01 common | Purchase | 200 | 23.6950 USD | ||||
| USD 0.01 common | Purchase | 200 | 23.7100 USD | ||||
| USD 0.01 common | Purchase | 200 | 23.7250 USD | ||||
| USD 0.01 common | Purchase | 200 | 23.7450 USD | ||||
| USD 0.01 common | Purchase | 200 | 23.8475 USD | ||||
| USD 0.01 common | Purchase | 208 | 23.8379 USD | ||||
| USD 0.01 common | Purchase | 209 | 23.8530 USD | ||||
| USD 0.01 common | Purchase | 287 | 23.7360 USD | ||||
| USD 0.01 common | Purchase | 300 | 23.7500 USD | ||||
| USD 0.01 common | Purchase | 300 | 23.7400 USD | ||||
| USD 0.01 common | Purchase | 348 | 23.7142 USD | ||||
| USD 0.01 common | Purchase | 353 | 23.7601 USD | ||||
| USD 0.01 common | Purchase | 500 | 23.8370 USD | ||||
| USD 0.01 common | Purchase | 500 | 23.8330 USD | ||||
| USD 0.01 common | Purchase | 610 | 23.8373 USD | ||||
| USD 0.01 common | Purchase | 752 | 23.6521 USD | ||||
| USD 0.01 common | Purchase | 800 | 23.8037 USD | ||||
| USD 0.01 common | Purchase | 800 | 23.7537 USD | ||||
| USD 0.01 common | Purchase | 890 | 23.8174 USD | ||||
| USD 0.01 common | Purchase | 890 | 23.6061 USD | ||||
| USD 0.01 common | Purchase | 899 | 23.7266 USD | ||||
| USD 0.01 common | Purchase | 1,016 | 23.7209 USD | ||||
| USD 0.01 common | Purchase | 1,106 | 23.7367 USD | ||||
| USD 0.01 common | Purchase | 1,220 | 23.8272 USD | ||||
| USD 0.01 common | Purchase | 1,258 | 23.7878 USD | ||||
| USD 0.01 common | Purchase | 1,299 | 23.7000 USD | ||||
| USD 0.01 common | Purchase | 1,323 | 23.8280 USD | ||||
| USD 0.01 common | Purchase | 1,330 | 23.7306 USD | ||||
| USD 0.01 common | Purchase | 1,400 | 23.7241 USD | ||||
| USD 0.01 common | Purchase | 1,602 | 23.7032 USD | ||||
| USD 0.01 common | Purchase | 1,700 | 23.6665 USD | ||||
| USD 0.01 common | Purchase | 1,771 | 23.7951 USD | ||||
| USD 0.01 common | Purchase | 1,823 | 23.8482 USD | ||||
| USD 0.01 common | Purchase | 1,864 | 23.7402 USD | ||||
| USD 0.01 common | Purchase | 1,927 | 23.7664 USD | ||||
| USD 0.01 common | Purchase | 2,200 | 23.7213 USD | ||||
| USD 0.01 common | Purchase | 2,400 | 23.7706 USD | ||||
| USD 0.01 common | Purchase | 3,043 | 23.7338 USD | ||||
| USD 0.01 common | Purchase | 3,728 | 23.7060 USD | ||||
| USD 0.01 common | Purchase | 4,029 | 23.6605 USD | ||||
| USD 0.01 common | Purchase | 4,075 | 23.6979 USD | ||||
| USD 0.01 common | Purchase | 4,101 | 23.7771 USD | ||||
| USD 0.01 common | Purchase | 4,217 | 23.6900 USD | ||||
| USD 0.01 common | Purchase | 4,266 | 23.7600 USD | ||||
| USD 0.01 common | Purchase | 4,494 | 23.6528 USD | ||||
| USD 0.01 common | Purchase | 4,536 | 23.7644 USD | ||||
| USD 0.01 common | Purchase | 4,912 | 23.6914 USD | ||||
| USD 0.01 common | Purchase | 6,369 | 23.7442 USD | ||||
| USD 0.01 common | Purchase | 6,600 | 23.7219 USD | ||||
| USD 0.01 common | Purchase | 7,005 | 23.7448 USD | ||||
| USD 0.01 common | Purchase | 7,032 | 23.7362 USD | ||||
| USD 0.01 common | Purchase | 8,824 | 23.8321 USD | ||||
| USD 0.01 common | Purchase | 10,736 | 23.7898 USD | ||||
| USD 0.01 common | Purchase | 10,781 | 23.6846 USD | ||||
| USD 0.01 common | Purchase | 23,113 | 23.7414 USD | ||||
| USD 0.01 common | Purchase | 37,228 | 23.6523 USD | ||||
| USD 0.01 common | Purchase | 44,734 | 23.7328 USD | ||||
| USD 0.01 common | Purchase | 48,024 | 23.7509 USD | ||||
| USD 0.01 common | Purchase | 53,434 | 23.7454 USD | ||||
| USD 0.01 common | Purchase | 232,877 | 23.7565 USD | ||||
| USD 0.01 common | Purchase | 281,867 | 23.7073 USD | ||||
| USD 0.01 common | Sale | 2 | 23.7900 USD | ||||
| USD 0.01 common | Sale | 4 | 23.8300 USD | ||||
| USD 0.01 common | Sale | 8 | 23.6900 USD | ||||
| USD 0.01 common | Sale | 14 | 23.8514 USD | ||||
| USD 0.01 common | Sale | 30 | 23.8160 USD | ||||
| USD 0.01 common | Sale | 37 | 23.6233 USD | ||||
| USD 0.01 common | Sale | 54 | 23.7583 USD | ||||
| USD 0.01 common | Sale | 60 | 23.7726 USD | ||||
| USD 0.01 common | Sale | 60 | 23.7786 USD | ||||
| USD 0.01 common | Sale | 63 | 23.7973 USD | ||||
| USD 0.01 common | Sale | 68 | 23.7764 USD | ||||
| USD 0.01 common | Sale | 100 | 23.8250 USD | ||||
| USD 0.01 common | Sale | 106 | 23.8277 USD | ||||
| USD 0.01 common | Sale | 108 | 23.7916 USD | ||||
| USD 0.01 common | Sale | 112 | 23.7932 USD | ||||
| USD 0.01 common | Sale | 132 | 23.6537 USD | ||||
| USD 0.01 common | Sale | 149 | 23.8128 USD | ||||
| USD 0.01 common | Sale | 156 | 23.8066 USD | ||||
| USD 0.01 common | Sale | 157 | 23.7789 USD | ||||
| USD 0.01 common | Sale | 169 | 23.7983 USD | ||||
| USD 0.01 common | Sale | 200 | 23.8175 USD | ||||
| USD 0.01 common | Sale | 200 | 23.7350 USD | ||||
| USD 0.01 common | Sale | 200 | 23.7300 USD | ||||
| USD 0.01 common | Sale | 213 | 23.8074 USD | ||||
| USD 0.01 common | Sale | 213 | 23.7760 USD | ||||
| USD 0.01 common | Sale | 224 | 23.8307 USD | ||||
| USD 0.01 common | Sale | 252 | 23.8200 USD | ||||
| USD 0.01 common | Sale | 387 | 23.8288 USD | ||||
| USD 0.01 common | Sale | 416 | 23.8400 USD | ||||
| USD 0.01 common | Sale | 500 | 23.6120 USD | ||||
| USD 0.01 common | Sale | 555 | 23.8313 USD | ||||
| USD 0.01 common | Sale | 591 | 23.8134 USD | ||||
| USD 0.01 common | Sale | 699 | 23.7000 USD | ||||
| USD 0.01 common | Sale | 827 | 23.5626 USD | ||||
| USD 0.01 common | Sale | 1,315 | 23.6507 USD | ||||
| USD 0.01 common | Sale | 2,100 | 23.6752 USD | ||||
| USD 0.01 common | Sale | 2,110 | 23.6152 USD | ||||
| USD 0.01 common | Sale | 2,197 | 23.7860 USD | ||||
| USD 0.01 common | Sale | 2,278 | 23.7172 USD | ||||
| USD 0.01 common | Sale | 2,387 | 23.6100 USD | ||||
| USD 0.01 common | Sale | 3,813 | 23.7400 USD | ||||
| USD 0.01 common | Sale | 4,528 | 23.6500 USD | ||||
| USD 0.01 common | Sale | 4,912 | 23.6914 USD | ||||
| USD 0.01 common | Sale | 5,885 | 23.6731 USD | ||||
| USD 0.01 common | Sale | 7,047 | 23.6830 USD | ||||
| USD 0.01 common | Sale | 12,112 | 23.7004 USD | ||||
| USD 0.01 common | Sale | 14,182 | 23.7883 USD | ||||
| USD 0.01 common | Sale | 14,426 | 23.7895 USD | ||||
| USD 0.01 common | Sale | 15,579 | 23.8350 USD | ||||
| USD 0.01 common | Sale | 16,570 | 23.7738 USD | ||||
| USD 0.01 common | Sale | 27,590 | 23.7846 USD | ||||
| USD 0.01 common | Sale | 28,215 | 23.7736 USD | ||||
| USD 0.01 common | Sale | 34,781 | 23.7600 USD | ||||
| USD 0.01 common | Sale | 55,901 | 23.7397 USD | ||||
| USD 0.01 common | Sale | 66,528 | 23.7392 USD | ||||
| USD 0.01 common | Sale | 70,717 | 23.6792 USD | ||||
| USD 0.01 common | Sale | 126,741 | 23.7585 USD | ||||
| USD 0.01 common | Sale | 322,918 | 23.7099 USD | ||||
| | | | | | | | |
| (b) | Cash-settled derivative transactions |
| | | |||
| Class of relevant | Product | | Nature of dealing | | Number of | Price per unit | |
| security | | description | | | | reference | |
| | | | | | | securities | |
| | | | | | |||
| | | | | | | | |
| (c) | Stock-settled derivative transactions (including options) |
| | ||||
| (i) | Writing, selling, purchasing or varying |
| | | |||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price | | date | money |
| relevant | | selling, | securities | per unit | | | paid/ |
| security | | varying etc | to which | | | | received |
| | | | option | | | | per unit |
| | | | relates | | | | |
| | | | | | | | |
| | | | | | | | |
| (ii) | Exercising |
| | | | | |
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| security | | | | securities | unit | ||
| | | | | | |||
| | | | | | | | |
| (d) | Other dealings (including subscribing for new securities) |
| | ||||
| Class of relevant | Nature of Dealings | | Details | Price per unit (if | | ||
| security | | | | applicable) | | ||
| | | | | ||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements |
| | | |||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
| formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
| or refrain from dealing entered into by the person making the disclosure and any party | |||||||
| to the offer or any person acting in concert with a party to the offer: | | | |||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
| the person making the disclosure and any other person relating to: |
| | |||||
| (i) the voting rights of any relevant securities under any option; or |
| | |||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
| any derivative is referenced: | | | | | | ||
| NONE | |||||||
| (c) | Attachments |
| | | | | |
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 20 May 2022 | | | | |||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | | | ||||
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
