FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | | BARCLAYS CAPITAL SECURITIES LTD | ||||
(b) | Name of offeror/offeree in relation to whose | THG PLC | |||||
| relevant securities this form relates: | ||||||
(c) | Name of the party to the offer with which exempt | THG PLC | |||||
| principal trader is connected | | |||||
(d) | Date position held/dealing undertaken: | 09 June 2022 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | NO |
| | |||
| trader making disclosures in respect of any other party to the offer? | | | | |||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
| | ||||
Class of relevant security: | 0.5p ordinary | | | ||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | | | | | ||
| and/or controlled: | 13,824,544 | 1.13% | 11,041,680 | 0.90% | ||
| | | | | | | |
(2) | Cash-settled derivatives: | | | | | ||
| | | 14,785,888 | 1.21% | 13,105,995 | 1.07% | |
| | | | | | | |
(3) | Stock-settled derivatives (including options) | | | | | ||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| | | | | | | |
| | | | | | ||
| TOTAL: | | 28,610,432 | 2.34% | 24,147,675 | 1.98% | |
| | | | | | | |
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
| | | | | |
Class of relevant security in relation to | | ||||||
which subscription right exists | | ||||||
Details, including nature of the rights | | ||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | | | | | | |
Class of relevant | | Purchase/sale | | Total number of | | Highest price per unit | Lowest price per unit |
security | | | | securities | | paid/received | paid/received |
0.5p ordinary | Purchase | 1,572,690 | 1.3490 GBP | 1.3065 GBP | |||
0.5p ordinary | Sale | 1,929,935 | 1.3508 GBP | 1.3064 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | | | | | ||
Class of | | Product | | Nature of dealing | | Number of | Price per |
relevant | | description | | | | reference | unit |
security | | | | | | securities | |
0.5p ordinary | SWAP | Decreasing Long | 485 | 1.3475 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 676 | 1.3170 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 902 | 1.3585 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 1,093 | 1.3398 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 4,774 | 1.3454 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 13,780 | 1.3252 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 15,390 | 1.3117 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 27,122 | 1.3064 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 54,234 | 1.3246 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 89,009 | 1.3125 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 97,863 | 1.3130 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 222,014 | 1.3167 GBP | |||
0.5p ordinary | SWAP | Decreasing Long | 424,741 | 1.3363 GBP | |||
0.5p ordinary | SWAP | Decreasing Short | 1,041,320 | 1.3294 GBP | |||
0.5p ordinary | CFD | Increasing Long | 133 | 1.3064 GBP | |||
0.5p ordinary | SWAP | Increasing Long | 2,322 | 1.3043 GBP | |||
0.5p ordinary | CFD | Increasing Long | 113,356 | 1.3173 GBP | |||
0.5p ordinary | SWAP | Increasing Short | 55,000 | 1.3248 GBP | |||
0.5p ordinary | SWAP | Increasing Short | 65,249 | 1.3269 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) |
| | ||||
(i) | Writing, selling, purchasing or varying |
| | | |||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | | date | money |
relevant | | selling, | securities | per unit | | | paid/ |
security | | varying etc | to which | | | | received |
| | | option | | | | per unit |
| | | relates | | | | |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | | | | securities | unit | ||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for new securities) |
| | ||||
Class of relevant | | Nature of Dealings | | Details | Price per unit (if | | |
security | | | | applicable) | | ||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| | | |||
Details of any indemnity or option arrangement, or any agreement or understanding, | | ||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | | | |||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the exempt principal trader making the disclosure and any other person relating to: | | ||||||
(i) the voting rights of any relevant securities under any option; or |
| | |||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | | | | | | ||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 10 Jun 2022 | | | | |||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | | |
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