| FORM 8.3 |
| | | | | | | |
| | ||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||
| MORE | ||||||||
| Rule 8.3 of the Takeover Code (the "Code") | ||||||||
| 1. | KEY INFORMATION | |||||||
| (a) | Full name of discloser: | | | Barclays PLC. | ||||
| | | | | | ||||
| (b) | Owner or controller of interest and short | | ||||||
| | positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | TED BAKER PLC | ||||||
| | relevant securities this form relates: | | ||||||
| (d) | If an exempt fund manager connected with an | | ||||||
| | offeror/offeree, state this and specify identity of | |||||||
| | offeror/offeree: | | | |||||
| (e) | Date position held/dealing undertaken: | 09 June 2022 | ||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO |
| | ||||
| | disclosures in respect of any other party to the offer? | | | | ||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | |||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | |||||||
|
| to which the disclosure relates following the dealing (if any) |
| | |||||
| Class of relevant security: | 5p ordinary | | | |||||
| | Interests | Short Positions | ||||||
| | Number | (%) | Number | (%) | ||||
| (1) | Relevant securities owned | | | | | |||
| | and/or controlled: | 4,524,647 | 2.45% | 1,210,384 | 0.66% | |||
| | | | | | | | ||
| (2) | Cash-settled derivatives: | | | | | |||
| | | | 2,342,183 | 1.27% | 2,313,218 | 1.25% | ||
| | | | | | | | ||
| (3) | Stock-settled derivatives (including options) | | | | | |||
| | and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| | | | | | | | ||
| | | | | | | |||
| | TOTAL: | | 6,866,830 | 3.72% | 3,523,602 | 1.91% | ||
| | | | | | | | ||
| (b) | Rights to subscribe for new securities (including directors and other executive | |||||||
|
| options) |
| | | | | | |
| Class of relevant security in relation to | | |||||||
| which subscription right exists | | |||||||
| Details, including nature of the rights | | |||||||
| concerned and relevant percentages: | ||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||||
| (a) | Purchases and sales | | | | | | ||
| Class of relevant | Purchase/sale | | Number of | | Price per unit | | ||
| security | | | | securities | | | | |
| 5p ordinary | Purchase | 626 | 1.0940 GBP | |||||
| 5p ordinary | Purchase | 635 | 1.1259 GBP | |||||
| 5p ordinary | Purchase | 1,072 | 1.0960 GBP | |||||
| 5p ordinary | Purchase | 1,449 | 1.1180 GBP | |||||
| 5p ordinary | Purchase | 1,880 | 1.0928 GBP | |||||
| 5p ordinary | Purchase | 3,677 | 1.1052 GBP | |||||
| 5p ordinary | Purchase | 26,053 | 1.1029 GBP | |||||
| 5p ordinary | Sale | 47 | 1.1260 GBP | |||||
| 5p ordinary | Sale | 1,191 | 1.0860 GBP | |||||
| 5p ordinary | Sale | 1,813 | 1.1003 GBP | |||||
| 5p ordinary | Sale | 3,947 | 1.0880 GBP | |||||
| 5p ordinary | Sale | 10,468 | 1.0883 GBP | |||||
| 5p ordinary | Sale | 11,403 | 1.1203 GBP | |||||
| 5p ordinary | Sale | 17,754 | 1.1143 GBP | |||||
| 5p ordinary | Sale | 35,952 | 1.1218 GBP | |||||
| | | | | | | | | |
| (b) | Cash-settled derivative transactions | | | | | |||
| Class of | Product | | Nature of dealing | | Number of | Price per | ||
| relevant | | description | | | | reference | unit | |
| security | | | | | securities | | ||
| 5p ordinary | SWAP | Long | 750 | 1.1233 GBP | ||||
| 5p ordinary | SWAP | Long | 900 | 1.1080 GBP | ||||
| 5p ordinary | SWAP | Long | 1,950 | 1.1056 GBP | ||||
| 5p ordinary | CFD | Long | 1,980 | 1.1238 GBP | ||||
| 5p ordinary | SWAP | Long | 3,947 | 1.0880 GBP | ||||
| 5p ordinary | SWAP | Long | 4,265 | 1.0879 GBP | ||||
| 5p ordinary | SWAP | Long | 10,653 | 1.1201 GBP | ||||
| 5p ordinary | SWAP | Long | 12,924 | 1.1145 GBP | ||||
| 5p ordinary | SWAP | Long | 32,912 | 1.1249 GBP | ||||
| 5p ordinary | SWAP | Short | 6 | 1.0880 GBP | ||||
| 5p ordinary | SWAP | Short | 626 | 1.0940 GBP | ||||
| 5p ordinary | SWAP | Short | 1,880 | 1.0928 GBP | ||||
| 5p ordinary | SWAP | Short | 4,511 | 1.1139 GBP | ||||
| 5p ordinary | CFD | Short | 10,338 | 1.1005 GBP | ||||
| 5p ordinary | SWAP | Short | 12,647 | 1.1027 GBP | ||||
| | | | | | | | | |
| (c) | Stock-settled derivative transactions (including options) |
| | |||||
| (i) | Writing, selling, purchasing or varying |
| | | | |||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | |
| of | description | purchasing, | of | price | | date | money | |
| relevant | | selling, | securities | per unit | | | paid/ | |
| security | | varying etc | to which | | | | received | |
| | | | option | | | | per unit | |
| | | | relates | | | | | |
| | | | | | | | | |
| | | | | | | | | |
| (ii) | Exercising |
| | | | | | |
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | ||||
| security | | | | securities | unit | |||
| | | | | | ||||
| | | | | | | | | |
| (d) | Other dealings (including subscribing for new securities) |
| | |||||
| Class of relevant | Nature of Dealings | | Details | Price per unit (if | | |||
| security | | | | applicable) | | |||
| | | | | |||||
| 4. | OTHER INFORMATION | |||||||
| (a) | Indemnity and other dealings arrangements |
| | | ||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | ||||||||
| formal or informal, relating to relevant securities which may be an inducement to deal | ||||||||
| or refrain from dealing entered into by the person making the disclosure and any party | ||||||||
| to the offer or any person acting in concert with a party to the offer: | | | ||||||
| NONE | ||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | |||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | ||||||||
| the person making the disclosure and any other person relating to: |
| | ||||||
| (i) the voting rights of any relevant securities under any option; or |
| | ||||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | ||||||||
| any derivative is referenced: | | | | | | |||
| NONE | ||||||||
| (c) | Attachments |
| | | | | ||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |||||||
| Date of disclosure: | 10 Jun 2022 | | | | ||||
| Contact name: | Large Holdings Regulatory Operations | |||||||
| Telephone number: | 020 3134 7213 | | | |||||
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