FORM 8.3 |
| | | | | | |
| |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | | | Barclays PLC. | |||
| | | | | |||
(b) | Owner or controller of interest and short | | |||||
| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | TED BAKER PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an | | |||||
| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | | | ||||
(e) | Date position held/dealing undertaken: | 16 June 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
| | |||
| disclosures in respect of any other party to the offer? | | | | |||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
| | ||||
Class of relevant security: | 5p ordinary | | | ||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | | | | | ||
| and/or controlled: | 4,468,670 | 2.42% | 1,109,922 | 0.60% | ||
| | | | | | | |
(2) | Cash-settled derivatives: | | | | | ||
| | | 2,242,649 | 1.21% | 2,325,979 | 1.26% | |
| | | | | | | |
(3) | Stock-settled derivatives (including options) | | | | | ||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| | | | | | | |
| | | | | | ||
| TOTAL: | | 6,711,319 | 3.64% | 3,435,901 | 1.86% | |
| | | | | | | |
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
| | | | | |
Class of relevant security in relation to | | ||||||
which subscription right exists | | ||||||
Details, including nature of the rights | | ||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | | | | | | |
Class of relevant | Purchase/sale | | Number of | | Price per unit | | |
security | | | | securities | | | |
5p ordinary | Purchase | 338 | 0.8900 GBP | ||||
5p ordinary | Purchase | 382 | 0.8940 GBP | ||||
5p ordinary | Purchase | 889 | 0.8533 GBP | ||||
5p ordinary | Purchase | 1,366 | 0.8309 GBP | ||||
5p ordinary | Purchase | 1,950 | 0.8531 GBP | ||||
5p ordinary | Purchase | 2,099 | 0.8272 GBP | ||||
5p ordinary | Purchase | 2,296 | 0.8584 GBP | ||||
5p ordinary | Purchase | 38,654 | 0.8554 GBP | ||||
5p ordinary | Purchase | 66,097 | 0.8462 GBP | ||||
5p ordinary | Purchase | 69,044 | 0.8413 GBP | ||||
5p ordinary | Sale | 749 | 0.8941 GBP | ||||
5p ordinary | Sale | 932 | 0.8330 GBP | ||||
5p ordinary | Sale | 1,366 | 0.8310 GBP | ||||
5p ordinary | Sale | 3,114 | 0.8300 GBP | ||||
5p ordinary | Sale | 5,300 | 0.8290 GBP | ||||
5p ordinary | Sale | 22,756 | 0.8313 GBP | ||||
5p ordinary | Sale | 50,218 | 0.8547 GBP | ||||
| | | | | | | |
(b) | Cash-settled derivative transactions | | | | | ||
Class of | Product | | Nature of dealing | | Number of | Price per | |
relevant | | description | | | | reference | unit |
security | | | | | securities | | |
5p ordinary | SWAP | Long | 749 | 0.8941 GBP | |||
5p ordinary | CFD | Long | 3,624 | 0.8358 GBP | |||
5p ordinary | SWAP | Long | 21,667 | 0.8541 GBP | |||
5p ordinary | CFD | Long | 24,927 | 0.8579 GBP | |||
5p ordinary | SWAP | Short | 3,198 | 0.8716 GBP | |||
5p ordinary | SWAP | Short | 7,213 | 0.8310 GBP | |||
5p ordinary | SWAP | Short | 10,743 | 0.8377 GBP | |||
5p ordinary | SWAP | Short | 16,218 | 0.8505 GBP | |||
5p ordinary | SWAP | Short | 17,335 | 0.8367 GBP | |||
5p ordinary | SWAP | Short | 24,685 | 0.8551 GBP | |||
5p ordinary | SWAP | Short | 49,039 | 0.8501 GBP | |||
5p ordinary | SWAP | Short | 51,709 | 0.8429 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) |
| | ||||
(i) | Writing, selling, purchasing or varying |
| | | |||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | | date | money |
relevant | | selling, | securities | per unit | | | paid/ |
security | | varying etc | to which | | | | received |
| | | option | | | | per unit |
| | | relates | | | | |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | | | | securities | unit | ||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for new securities) |
| | ||||
Class of relevant | Nature of Dealings | | Details | Price per unit (if | | ||
security | | | | applicable) | | ||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| | | |||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | | | |||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: |
| | |||||
(i) the voting rights of any relevant securities under any option; or |
| | |||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | | | | | | ||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 17 Jun 2022 | | | | |||
Contact name: | Large Holdings Regulatory Operations | | |||||
Telephone number: | 020 3134 7213 | | |
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.