FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | | Barclays PLC. | ||||
| | | | | |||
(b) | Owner or controller of interest and short | | |||||
| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | EUROMONEY INSTITUTIONAL INVESTOR PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an | | |||||
| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | | | ||||
(e) | Date position held/dealing undertaken: | 23 June 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
| | |||
| disclosures in respect of any other party to the offer? | | | | |||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
| |||||
Class of relevant security: | 0.25p ordinary | | | ||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | | | | | ||
| and/or controlled: | 1,101,262 | 1.01% | 152,508 | 0.14% | ||
| | | | | | | |
(2) | Cash-settled derivatives: | | | | | ||
| | | 1,680,713 | 1.54% | 175,231 | 0.16% | |
| | | | | | | |
(3) | Stock-settled derivatives (including options) | | | | | ||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| | | | | | | |
| | | | | | ||
| TOTAL: | | 2,781,975 | 2.55% | 327,739 | 0.30% | |
| | | | | | | |
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
| | | | | |
Class of relevant security in relation to | | ||||||
which subscription right exists | | ||||||
Details, including nature of the rights | | ||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | | | | | ||
Class of relevant | | Purchase/sale | | Number of | Price per unit | | |
security | | | | securities | | | |
0.25p ordinary | Purchase | 94 | 13.8400 GBP | ||||
0.25p ordinary | Purchase | 95 | 13.8100 GBP | ||||
0.25p ordinary | Purchase | 221 | 13.8926 GBP | ||||
0.25p ordinary | Purchase | 461 | 13.8757 GBP | ||||
0.25p ordinary | Purchase | 835 | 13.8316 GBP | ||||
0.25p ordinary | Purchase | 901 | 13.8773 GBP | ||||
0.25p ordinary | Purchase | 2,477 | 14.0600 GBP | ||||
0.25p ordinary | Purchase | 5,085 | 13.8531 GBP | ||||
0.25p ordinary | Sale | 15 | 13.9000 GBP | ||||
0.25p ordinary | Sale | 63 | 14.0593 GBP | ||||
0.25p ordinary | Sale | 63 | 13.8600 GBP | ||||
0.25p ordinary | Sale | 83 | 13.8200 GBP | ||||
0.25p ordinary | Sale | 94 | 13.8400 GBP | ||||
0.25p ordinary | Sale | 166 | 13.9895 GBP | ||||
0.25p ordinary | Sale | 179 | 13.9600 GBP | ||||
0.25p ordinary | Sale | 179 | 14.0000 GBP | ||||
0.25p ordinary | Sale | 179 | 13.9701 GBP | ||||
0.25p ordinary | Sale | 186 | 13.8000 GBP | ||||
0.25p ordinary | Sale | 280 | 13.9223 GBP | ||||
0.25p ordinary | Sale | 280 | 13.8469 GBP | ||||
0.25p ordinary | Sale | 303 | 14.0324 GBP | ||||
0.25p ordinary | Sale | 333 | 13.7905 GBP | ||||
0.25p ordinary | Sale | 589 | 13.9836 GBP | ||||
0.25p ordinary | Sale | 1,713 | 13.7800 GBP | ||||
0.25p ordinary | Sale | 1,771 | 13.8196 GBP | ||||
0.25p ordinary | Sale | 3,358 | 14.0600 GBP | ||||
0.25p ordinary | Sale | 4,945 | 13.9122 GBP | ||||
0.25p ordinary | Sale | 12,806 | 14.0102 GBP |
(b) | Cash-settled derivative transactions | | |||||
Class of | | Product | | Nature of dealing | | Number of | Price per |
relevant | | description | | | | reference | unit |
security | | | | | | securities | |
0.25p ordinary | SWAP | Long | 4 | 13.8200 GBP | |||
0.25p ordinary | SWAP | Long | 12 | 14.0600 GBP | |||
0.25p ordinary | CFD | Long | 63 | 14.0593 GBP | |||
0.25p ordinary | SWAP | Long | 90 | 13.8400 GBP | |||
0.25p ordinary | CFD | Long | 166 | 13.9895 GBP | |||
0.25p ordinary | CFD | Long | 280 | 13.8469 GBP | |||
0.25p ordinary | CFD | Long | 303 | 14.0324 GBP | |||
0.25p ordinary | CFD | Long | 659 | 14.0600 GBP | |||
0.25p ordinary | CFD | Long | 748 | 13.8284 GBP | |||
0.25p ordinary | SWAP | Long | 778 | 13.8271 GBP | |||
0.25p ordinary | SWAP | Long | 1,130 | 14.0598 GBP | |||
0.25p ordinary | CFD | Long | 1,311 | 13.9798 GBP | |||
0.25p ordinary | SWAP | Long | 1,621 | 13.9617 GBP | |||
0.25p ordinary | CFD | Long | 1,713 | 13.7800 GBP | |||
0.25p ordinary | SWAP | Long | 2,194 | 13.7997 GBP | |||
0.25p ordinary | SWAP | Long | 2,472 | 13.8290 GBP | |||
0.25p ordinary | SWAP | Long | 5,350 | 14.0458 GBP | |||
0.25p ordinary | SWAP | Long | 5,385 | 14.0406 GBP | |||
0.25p ordinary | SWAP | Short | 41 | 13.8012 GBP | |||
0.25p ordinary | SWAP | Short | 45 | 13.8400 GBP | |||
0.25p ordinary | SWAP | Short | 201 | 14.0601 GBP | |||
0.25p ordinary | SWAP | Short | 420 | 13.8558 GBP | |||
0.25p ordinary | SWAP | Short | 440 | 13.9050 GBP | |||
0.25p ordinary | CFD | Short | 835 | 13.8316 GBP | |||
0.25p ordinary | SWAP | Short | 4,884 | 13.8445 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
| | ||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | | date | money |
relevant | | selling, | securities | per unit | | | paid/ |
security | | varying etc | to which | | | | received |
| | | option | | | | per unit |
| | | relates | | | | |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | | Product description | Exercising/ exercised against | Number of | Exercise price per | ||
security | | | | securities | unit | ||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | | Nature of Dealings | | Details | Price per unit (if | | |
security | | | | applicable) | | ||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | | ||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | | ||||||
(i) the voting rights of any relevant securities under any option; or | | ||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | | | | | | ||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 24 Jun 2022 | | | | |||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | | |
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