FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||||||||||||||
MORE | ||||||||||||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | | Barclays PLC. |
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(b) | Owner or controller of interest and short | |
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| positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | EUROMONEY INSTITUTIONAL INVESTOR PLC |
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| relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an | |
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| offeror/offeree, state this and specify identity of |
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| offeror/offeree: | |
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(e) | Date position held/dealing undertaken: | 24 June 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? | | | |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 0.25p ordinary | | |
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| Interests | Short Positions |
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| Number | (%) | Number | (%) |
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(1) | Relevant securities owned | | | | |
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| and/or controlled: | 1,101,363 | 1.01% | 164,521 | 0.15% |
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(2) | Cash-settled derivatives: | | | | |
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| | | 1,691,239 | 1.55% | 173,440 | 0.16% |
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(3) | Stock-settled derivatives (including options) | | | | |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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| TOTAL: | | 2,792,602 | 2.56% | 337,961 | 0.31% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to | |
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which subscription right exists |
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Details, including nature of the rights | |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | | | | ||
Class of relevant | Purchase/sale | | Number of | Price per unit | | |
security | | | | securities | | |
0.25p ordinary | Purchase | 44 | 14.1800 GBP | |||
0.25p ordinary | Purchase | 45 | 14.1400 GBP | |||
0.25p ordinary | Purchase | 66 | 14.1200 GBP | |||
0.25p ordinary | Purchase | 346 | 14.0398 GBP | |||
0.25p ordinary | Purchase | 2,721 | 14.1262 GBP | |||
0.25p ordinary | Purchase | 3,563 | 14.1332 GBP | |||
0.25p ordinary | Purchase | 14,317 | 14.1600 GBP | |||
0.25p ordinary | Sale | 12 | 14.1591 GBP | |||
0.25p ordinary | Sale | 26 | 14.1000 GBP | |||
0.25p ordinary | Sale | 29 | 14.1593 GBP | |||
0.25p ordinary | Sale | 36 | 14.1561 GBP | |||
0.25p ordinary | Sale | 100 | 14.1019 GBP | |||
0.25p ordinary | Sale | 127 | 14.0833 GBP | |||
0.25p ordinary | Sale | 177 | 14.1395 GBP | |||
0.25p ordinary | Sale | 320 | 14.0357 GBP | |||
0.25p ordinary | Sale | 592 | 14.0176 GBP | |||
0.25p ordinary | Sale | 607 | 14.1105 GBP | |||
0.25p ordinary | Sale | 695 | 14.1554 GBP | |||
0.25p ordinary | Sale | 1,048 | 14.1047 GBP | |||
0.25p ordinary | Sale | 1,093 | 14.0462 GBP | |||
0.25p ordinary | Sale | 1,143 | 14.0501 GBP | |||
0.25p ordinary | Sale | 1,345 | 14.0880 GBP | |||
0.25p ordinary | Sale | 1,855 | 14.1262 GBP | |||
0.25p ordinary | Sale | 3,163 | 14.1155 GBP | |||
0.25p ordinary | Sale | 3,326 | 14.1596 GBP | |||
0.25p ordinary | Sale | 3,948 | 14.0901 GBP | |||
0.25p ordinary | Sale | 13,372 | 14.1600 GBP |
(b) | Cash-settled derivative transactions | | |||||
Class of | | Product | | Nature of dealing | | Number of | Price per |
relevant | | description | | | | reference | unit |
security | | | | | | securities | |
0.25p ordinary | SWAP | Long | 3 | 14.0921 GBP | |||
0.25p ordinary | SWAP | Long | 4 | 14.0728 GBP | |||
0.25p ordinary | SWAP | Long | 4 | 14.0957 GBP | |||
0.25p ordinary | SWAP | Long | 5 | 14.0820 GBP | |||
0.25p ordinary | SWAP | Long | 5 | 14.0911 GBP | |||
0.25p ordinary | SWAP | Long | 9 | 14.0883 GBP | |||
0.25p ordinary | SWAP | Long | 10 | 14.1598 GBP | |||
0.25p ordinary | CFD | Long | 12 | 14.1591 GBP | |||
0.25p ordinary | SWAP | Long | 15 | 14.0878 GBP | |||
0.25p ordinary | SWAP | Long | 19 | 14.0877 GBP | |||
0.25p ordinary | SWAP | Long | 20 | 14.1029 GBP | |||
0.25p ordinary | SWAP | Long | 21 | 14.0887 GBP | |||
0.25p ordinary | SWAP | Long | 22 | 14.0832 GBP | |||
0.25p ordinary | SWAP | Long | 23 | 14.0828 GBP | |||
0.25p ordinary | SWAP | Long | 24 | 14.1153 GBP | |||
0.25p ordinary | SWAP | Long | 27 | 14.0830 GBP | |||
0.25p ordinary | CFD | Long | 29 | 14.1593 GBP | |||
0.25p ordinary | CFD | Long | 36 | 14.1561 GBP | |||
0.25p ordinary | SWAP | Long | 37 | 14.0827 GBP | |||
0.25p ordinary | SWAP | Long | 47 | 14.1154 GBP | |||
0.25p ordinary | SWAP | Long | 67 | 14.0879 GBP | |||
0.25p ordinary | SWAP | Long | 91 | 13.9998 GBP | |||
0.25p ordinary | SWAP | Long | 97 | 14.1021 GBP | |||
0.25p ordinary | SWAP | Long | 122 | 14.0200 GBP | |||
0.25p ordinary | CFD | Long | 177 | 14.1394 GBP | |||
0.25p ordinary | SWAP | Long | 256 | 14.0881 GBP | |||
0.25p ordinary | SWAP | Long | 278 | 14.1089 GBP | |||
0.25p ordinary | SWAP | Long | 452 | 14.1120 GBP | |||
0.25p ordinary | CFD | Long | 592 | 14.0176 GBP | |||
0.25p ordinary | SWAP | Long | 607 | 14.1105 GBP | |||
0.25p ordinary | SWAP | Long | 637 | 14.0870 GBP | |||
0.25p ordinary | SWAP | Long | 750 | 14.1032 GBP | |||
0.25p ordinary | SWAP | Long | 958 | 14.0880 GBP | |||
0.25p ordinary | SWAP | Long | 1,042 | 14.0535 GBP | |||
0.25p ordinary | SWAP | Long | 1,093 | 14.0462 GBP | |||
0.25p ordinary | CFD | Long | 1,855 | 14.1262 GBP | |||
0.25p ordinary | SWAP | Long | 2,737 | 14.0904 GBP | |||
0.25p ordinary | SWAP | Long | 3,092 | 14.1155 GBP | |||
0.25p ordinary | SWAP | Long | 3,326 | 14.1596 GBP | |||
0.25p ordinary | SWAP | Short | 183 | 14.1211 GBP | |||
0.25p ordinary | CFD | Short | 311 | 14.1212 GBP | |||
0.25p ordinary | SWAP | Short | 505 | 14.1661 GBP | |||
0.25p ordinary | SWAP | Short | 1,430 | 14.1416 GBP | |||
0.25p ordinary | SWAP | Short | 1,639 | 14.1299 GBP | |||
0.25p ordinary | SWAP | Short | 2,216 | 14.1171 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | | date | money |
relevant | | selling, | securities | per unit | | | paid/ |
security | | varying etc | to which | | | | received |
| | | option | | | | per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | | | | securities | unit | ||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | | Details | Price per unit (if | | ||
security | | | | applicable) | | ||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | | ||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | | | | | |||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 27 Jun 2022 | | | | |||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | | |
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