| FORM 8.3 |
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| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||
| MORE | |||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||
| 1. | KEY INFORMATION | ||||||||||
| (a) | Full name of discloser: | | Barclays PLC. | ||||||||
| | | | | | |||||||
| (b) | Owner or controller of interest and short | | |||||||||
| | positions disclosed, if different from 1(a): | ||||||||||
| (c) | Name of offeror/offeree in relation to whose | EUROMONEY INSTITUTIONAL INVESTOR PLC | |||||||||
| | relevant securities this form relates: | ||||||||||
| (d) | If an exempt fund manager connected with an | | |||||||||
| | offeror/offeree, state this and specify identity of | ||||||||||
| | offeror/offeree: | | | ||||||||
| (e) | Date position held/dealing undertaken: | 05 July 2022 | |||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO |
| | |||||||
| | disclosures in respect of any other party to the offer? | | | | |||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||
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| to which the disclosure relates following the dealing (if any) |
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| Class of relevant security: | 0.25p ordinary | | | ||||||||
| | Interests | Short Positions | |||||||||
| | Number | (%) | Number | (%) | |||||||
| (1) | Relevant securities owned | | | | | ||||||
| | and/or controlled: | 1,106,384 | 1.01% | 102,293 | 0.09% | ||||||
| | | | | | | | |||||
| (2) | Cash-settled derivatives: | | | | | ||||||
| | | | 19,047 | 0.02% | 194,430 | 0.18% | |||||
| | | | | | | | |||||
| (3) | Stock-settled derivatives (including options) | | | | | ||||||
| | and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||||
| | | | | | | | |||||
| | | | | | | ||||||
| | TOTAL: | | 1,125,431 | 1.03% | 296,723 | 0.27% | |||||
| | | | | | | | |||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||
|
| options) |
| | | | | |||||
| Class of relevant security in relation to | | ||||||||||
| which subscription right exists | |||||||||||
| Details, including nature of the rights | | ||||||||||
| concerned and relevant percentages: | |||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Purchases and sales | | | | | ||
| Class of relevant | | Purchase/sale | | Number of | Price per unit | | |
| security | | | | securities | | | |
| 0.25p ordinary | Purchase | 81 | 12.8200 GBP | ||||
| 0.25p ordinary | Purchase | 372 | 12.8001 GBP | ||||
| 0.25p ordinary | Purchase | 2,243 | 12.8400 GBP | ||||
| 0.25p ordinary | Sale | 9 | 12.8200 GBP | ||||
| 0.25p ordinary | Sale | 22 | 12.8398 GBP | ||||
| 0.25p ordinary | Sale | 196 | 12.7995 GBP | ||||
| 0.25p ordinary | Sale | 219 | 12.8000 GBP | ||||
| 0.25p ordinary | Sale | 270 | 12.8243 GBP | ||||
| 0.25p ordinary | Sale | 390 | 12.8397 GBP | ||||
| 0.25p ordinary | Sale | 418 | 12.8171 GBP | ||||
| 0.25p ordinary | Sale | 700 | 12.8383 GBP | ||||
| 0.25p ordinary | Sale | 784 | 12.8229 GBP | ||||
| 0.25p ordinary | Sale | 914 | 12.7772 GBP | ||||
| 0.25p ordinary | Sale | 3,028 | 12.8400 GBP | ||||
| (b) | Cash-settled derivative transactions | | |||||
| Class of | | Product | | Nature of dealing | | Number of | Price per |
| relevant | | description | | | | reference | unit |
| security | | | | | | securities | |
| 0.25p ordinary | CFD | Long | 9 | 12.8200 GBP | |||
| 0.25p ordinary | SWAP | Long | 22 | 12.8399 GBP | |||
| 0.25p ordinary | CFD | Long | 196 | 12.7995 GBP | |||
| 0.25p ordinary | CFD | Long | 270 | 12.8243 GBP | |||
| 0.25p ordinary | SWAP | Long | 287 | 12.8310 GBP | |||
| 0.25p ordinary | SWAP | Long | 497 | 12.8182 GBP | |||
| 0.25p ordinary | CFD | Long | 1,404 | 12.8400 GBP | |||
| 0.25p ordinary | CFD | Long | 1,941 | 12.8005 GBP | |||
| 0.25p ordinary | SWAP | Short | 372 | 12.8000 GBP | |||
| (c) | Stock-settled derivative transactions (including options) | ||||||
| (i) | Writing, selling, purchasing or varying |
| | ||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price | | date | money |
| relevant | | selling, | securities | per unit | | | paid/ |
| security | | varying etc | to which | | | | received |
| | | | option | | | | per unit |
| | | | relates | | | | |
| | | | | | | | |
| | | | | | | | |
| (ii) | Exercising |
| | | | | |
| Class of relevant | | Product description | Exercising/ exercised against | Number of | Exercise price per | ||
| security | | | | securities | unit | ||
| | | | | | |||
| | | | | | | | |
| (d) | Other dealings (including subscribing for new securities) | ||||||
| Class of relevant | | Nature of Dealings | | Details | Price per unit (if | | |
| security | | | | applicable) | | ||
| | | | | ||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements |
| |||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
| formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
| or refrain from dealing entered into by the person making the disclosure and any party | |||||||
| to the offer or any person acting in concert with a party to the offer: | | ||||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
| the person making the disclosure and any other person relating to: | | ||||||
| (i) the voting rights of any relevant securities under any option; or | | ||||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
| any derivative is referenced: | | | | | | ||
| NONE | |||||||
| (c) | Attachments |
| | | | | |
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 6 Jul 2022 | | | | |||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | | | ||||
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