Source - LSE Regulatory
RNS Number : 9929U
JPMorgan Securities Plc
04 August 2022
 

AMENDMENT

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

HomeServe plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Corporate broker to HomeServe plc.

(d) Date dealing undertaken:

2 August 2022

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

2 9/13p ordinary

Purchase

 

Sale

158,031

 

192,284

11.8000 GBP

 

11.8050 GBP

11.7529 GBP

 

11.7600 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

2 9/13p ordinary

Equity Swap

Decrease Long

 

 

 

 

 

 

 

Decrease Short

 

 

 

 

 

 

Increase Long

 

 

 

 

Increase Short

 

 

 

 

 

 

 

Opening a long position

 

 

 

 

 

 

 

 

 

Opening a short position

3,794

 6,495

 164

 2,400

 1,026

 694

 4,110

 

 78

 3,454

 1,256

 4,706

 2,804

 416

 

 3

 1

 670

 3,751

 

 2,062

 526

 642

 1,338

 244

 1,920

 4,471

 

 2,048

 800

 91

 945

 88

 1,534

 21,883

 6,702

 6,917

 

 1,726

 1,521

 600

 683

 3,259

 439

 451

 1,692

 1,837

11.7602 GBP

11.7733 GBP

11.7874 GBP

11.7900 GBP

11.7904 GBP

11.7906 GBP

11.7916 GBP

 

11.7764 GBP

11.7837 GBP

11.7876 GBP

11.7878 GBP

11.7896 GBP

11.7898 GBP

 

11.7698 GBP

11.7798 GBP

11.7834 GBP

11.7890 GBP

 

11.7529 GBP

11.7570 GBP

11.7571 GBP

11.7735 GBP

11.7802 GBP

11.7902 GBP

11.7909 GBP

 

11.7745 GBP

11.7748 GBP

11.7749 GBP

11.7776 GBP

11.7799 GBP

11.7894 GBP

11.7900 GBP

11.7913 GBP

11.7915 GBP

 

11.7601 GBP

11.7848 GBP

11.7851 GBP

11.7855 GBP

11.7900 GBP

11.7901 GBP

11.7917 GBP

11.7919 GBP

11.7920 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

4 August 2022

Contact name:

Alwyn Basch

Telephone number:

020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
FERSSMFILEESEFA
Find out how to deal online from £1.50 in a SIPP, ISA or Dealing account. AJBell logo

Related Charts