Source - LSE Regulatory
RNS Number : 7208V
Bank of America Merrill Lynch
11 August 2022
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Merrill Lynch International

(b)

Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree

HomeServe PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Hestia Bidco Limited (an indirect subsidiary of Brookfield Infrastructure funds)

(d)

Date dealing undertaken:

10/08/2022

(e)

In addition to the company in 1(b) above, is the
exempt principal trader making disclosures in
respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

 

(a)

Purchases and sales

Class of relevant security

Purchases/
sales

Total number of securities

Highest price
per unit
paid/received

Lowest price
per unit
paid/received

2 9/13p ordinary

Purchase

8,497

11.82 GBP

11.81 GBP

2 9/13p ordinary

Sale

167,189

11.82 GBP

11.81 GBP

 

(b)

Cash-settled derivative transactions

Class of
relevant security

Product description
e.g. CFD

Nature of dealing
e.g. opening/closing a
long/short position, increasing/reducing a
long/short position

Number of reference securities

Price per unit

2 9/13p ordinary

Swaps - Equity Swaps

Opening a Long Position

6,615

11.819 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

798

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

574,264

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

190,077

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

19,693

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

350,000

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Closing a Short Position

75,000

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

172,328

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

124,532

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

2,012

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

192,985

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

21,386

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

150,000

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

150,000

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

73,645

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

188,629

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

100,000

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

33,518

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

59,544

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

1,355

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

75,000

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

499,202

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

63,404

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

150,000

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

15,456

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

8,899

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

146,089

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

53,614

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

379,204

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

50,000

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

13,823

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

647

11.81 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

75

11.81 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Opening a Short Position

3,934,457

11.82 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Reducing a Short Position

610

11.81 GBP

2 9/13p ordinary

Swaps - Equity Swaps

Opening a Short Position

610

11.811 GBP

 

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class
of
relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number
of
securities to which option relates

Exercise
price
per unit

Type
e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercise

Class of relevant security

Product description
e.g. call option

Exercising/
exercised
against

Number of
securities

Exercise Price per
unit

N/A

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

11/08/2022

Contact name:

Zainab Tarteel

Telephone number:

+44207 996 1993

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.

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