FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
| (a) Name of exempt principal trader: | UBS Investment Bank, London |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
| (c) Name of the party to the offer with which exempt principal trader is connected: | Mediclinic International plc |
| (d) Date dealing undertaken: | 16 August 2022 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| 10p ordinary | Buy
| 314563 | 4.96929 GBP | 4.91833 GBP |
| 10p ordinary | Sell
| 304732 | 4.96929 GBP | 4.91839 GBP |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| 10p ordinary | CFD
| Long | 30665 | 4.963736 GBP |
| 10p ordinary | CFD
| Long | 819 | 4.965814 GBP |
| 10p ordinary | CFD
| Long | 2105 | 4.963499 GBP |
| 10p ordinary | CFD
| Long | 2835 | 4.964 GBP |
| 10p ordinary | CFD
| Long | 16136 | 4.96371846486118 GBP |
| 10p ordinary | CFD
| Long | 29 | 4.968 GBP |
| 10p ordinary | CFD
| Long | 3294 | 4.967551 GBP |
| 10p ordinary | CFD
| Long | 3644 | 4.967694 GBP |
| 10p ordinary | CFD
| Long | 22779 | 4.964576 GBP |
| 10p ordinary | CFD
| Long | 421 | 4.967245 GBP |
| 10p ordinary | CFD
| Long | 1148 | 4.96881 GBP |
| 10p ordinary | CFD
| Long | 1 | 4.962 GBP |
| 10p ordinary | CFD
| Short | 3932 | 4.96408999769074 GBP |
| 10p ordinary | CFD
| Short | 257 | 4.962698 GBP |
| 10p ordinary | CFD
| Short | 2097 | 4.963313 GBP |
| 10p ordinary | CFD
| Short | 28 | 4.96642857142857 GBP |
| 10p ordinary | CFD
| Short | 507 | 4.96414201183432 GBP |
| 10p ordinary | CFD
| Short | 2 | 4.965 GBP |
| 10p ordinary | CFD
| Short | 286 | 4.969199 GBP |
| 10p ordinary | CFD
| Short | 867 | 4.96329873125721 GBP |
| 10p ordinary | CFD
| Short | 1580 | 4.96413924050633 GBP |
| 10p ordinary | CFD
| Short | 31 | 4.96322580645161 GBP |
| 10p ordinary | CFD
| Short | 148 | 4.96608108108108 GBP |
| 10p ordinary | CFD
| Short | 704 | 4.96417699181818 GBP |
| 10p ordinary | CFD
| Short | 389 | 4.963543 GBP |
| 10p ordinary | CFD
| Short | 46 | 4.962713 GBP |
| 10p ordinary | CFD
| Short | 4341 | 4.96313291868233 GBP |
| 10p ordinary | CFD
| Short | 6366 | 4.96413917687716 GBP |
| 10p ordinary | CFD
| Short | 175 | 4.9632 GBP |
| 10p ordinary | CFD
| Short | 837 | 4.96622461170848 GBP |
| 10p ordinary | CFD
| Short | 1503 | 4.96409846972721 GBP |
| 10p ordinary | CFD
| Short | 5506 | 4.96413912095895 GBP |
| 10p ordinary | CFD
| Short | 55 | 4.96545454545455 GBP |
| 10p ordinary | CFD
| Short | 66 | 4.96287878787879 GBP |
| 10p ordinary | CFD
| Short | 522 | 4.96546642532567 GBP |
| 10p ordinary | CFD
| Short | 27 | 4.962718 GBP |
| 10p ordinary | CFD
| Short | 446 | 4.965569 GBP |
| 10p ordinary | CFD
| Short | 420 | 4.9665 GBP |
| 10p ordinary | CFD
| Short | 7865 | 4.96413858868404 GBP |
| 10p ordinary | CFD
| Short | 39 | 4.96641025641026 GBP |
| 10p ordinary | CFD
| Short | 133 | 4.96646616541353 GBP |
| 10p ordinary | CFD
| Short | 2483 | 4.96414015304068 GBP |
| 10p ordinary | CFD
| Short | 13 | 4.96615384615385 GBP |
| 10p ordinary | CFD
| Short | 5545 | 4.96313255184851 GBP |
| 10p ordinary | CFD
| Short | 8132 | 4.96413920314806 GBP |
| 10p ordinary | CFD
| Short | 224 | 4.96321428571429 GBP |
| 10p ordinary | CFD
| Short | 1069 | 4.96623012160898 GBP |
| 10p ordinary | CFD
| Short | 5020 | 4.96408880003984 GBP |
| 10p ordinary | CFD
| Short | 328 | 4.962697 GBP |
| 10p ordinary | CFD
| Short | 2680 | 4.963312 GBP |
| 10p ordinary | CFD
| Short | 2087 | 4.966099 GBP |
| 10p ordinary | CFD
| Short | 4583 | 4.966487 GBP |
| 10p ordinary | CFD
| Short | 16542 | 4.964 GBP |
| 10p ordinary | CFD
| Short | 205 | 4.96414634146341 GBP |
| 10p ordinary | CFD
| Short | 756 | 4.96414021164021 GBP |
| 10p ordinary | CFD
| Short | 11 | 4.96272727272727 GBP |
| 10p ordinary | CFD
| Short | 70 | 4.96538683857143 GBP |
| 10p ordinary | CFD
| Short | 4 | 4.962496 GBP |
| 10p ordinary | CFD
| Short | 58 | 4.965665 GBP |
| 10p ordinary | CFD
| Short | 425 | 4.966 GBP |
| 10p ordinary | CFD
| Short | 186 | 4.96650537634409 GBP |
| 10p ordinary | CFD
| Short | 3473 | 4.96413763317017 GBP |
| 10p ordinary | CFD
| Short | 17 | 4.96647058823529 GBP |
| 10p ordinary | CFD
| Short | 52 | 4.9642482 GBP |
| 10p ordinary | CFD
| Short | 113 | 4.96646017699115 GBP |
| 10p ordinary | CFD
| Short | 2089 | 4.96414073719483 GBP |
| 10p ordinary | CFD
| Short | 11 | 4.96636363636364 GBP |
| 10p ordinary | CFD
| Short | 300 | 4.96313333333333 GBP |
| 10p ordinary | CFD
| Short | 436 | 4.96412844036697 GBP |
| 10p ordinary | CFD
| Short | 9 | 4.96222222222222 GBP |
| 10p ordinary | CFD
| Short | 59 | 4.96610169491525 GBP |
| 10p ordinary | CFD
| Short | 268 | 4.96409317567164 GBP |
| 10p ordinary | CFD
| Short | 143 | 4.963369 GBP |
| 10p ordinary | CFD
| Short | 17 | 4.962614 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| | | | | | | | |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
|
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
None |
Date of disclosure: | 17 August 2022 |
Contact name: | Richard Howard |
Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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