Source - LSE Regulatory
RNS Number : 0616W
Morgan Stanley & Co. Int'l plc
11 July 2024
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Hargreaves Lansdown plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Hargreaves Lansdown plc

(d) Date dealing undertaken:

10 July 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

PURCHASES

209,323

11.1000 GBP

10.9400 GBP

0.4p ordinary

SALES

151,881

11.1000 GBP

10.9400 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

0.4p ordinary

CFD

increasing a long position

341

10.9452 GBP

0.4p ordinary

CFD

increasing a long position

71

10.9569 GBP

0.4p ordinary

CFD

increasing a long position

469

10.9600 GBP

0.4p ordinary

CFD

increasing a long position

40

10.9600 GBP

0.4p ordinary

CFD

increasing a long position

630

10.9600 GBP

0.4p ordinary

CFD

increasing a long position

92

10.9922 GBP

0.4p ordinary

CFD

increasing a long position

527

11.1000 GBP

0.4p ordinary

CFD

increasing a short position

1,000

10.9500 GBP

0.4p ordinary

CFD

increasing a short position

2,102

10.9537 GBP

0.4p ordinary

CFD

increasing a short position

244

10.9541 GBP

0.4p ordinary

CFD

increasing a short position

408

10.9543 GBP

0.4p ordinary

CFD

increasing a short position

127

10.9600 GBP

0.4p ordinary

CFD

increasing a short position

24,523

10.9600 GBP

0.4p ordinary

CFD

increasing a short position

21,750

10.9657 GBP

0.4p ordinary

CFD

increasing a short position

58

10.9803 GBP

0.4p ordinary

CFD

increasing a short position

755

10.9877 GBP

0.4p ordinary

CFD

increasing a short position

1,220

10.9930 GBP

0.4p ordinary

CFD

increasing a short position

768

10.9941 GBP

0.4p ordinary

CFD

reducing a long position

3,129

10.9572 GBP

0.4p ordinary

CFD

reducing a long position

11,069

10.9575 GBP

0.4p ordinary

CFD

reducing a long position

25

10.9600 GBP

0.4p ordinary

CFD

reducing a long position

6,165

10.9600 GBP

0.4p ordinary

CFD

reducing a long position

137

10.9600 GBP

0.4p ordinary

CFD

reducing a long position

2,100

10.9600 GBP

0.4p ordinary

CFD

reducing a long position

294

10.9600 GBP

0.4p ordinary

CFD

reducing a long position

433

10.9602 GBP

0.4p ordinary

CFD

reducing a long position

3,655

10.9616 GBP

0.4p ordinary

CFD

reducing a long position

13,800

10.9645 GBP

0.4p ordinary

CFD

reducing a long position

1,467

10.9645 GBP

0.4p ordinary

CFD

reducing a long position

3,768

10.9656 GBP

0.4p ordinary

CFD

reducing a long position

3,699

10.9708 GBP

0.4p ordinary

CFD

reducing a long position

13,908

10.9806 GBP

0.4p ordinary

CFD

reducing a short position

58

10.9488 GBP

0.4p ordinary

CFD

reducing a short position

28,148

10.9600 GBP

0.4p ordinary

CFD

reducing a short position

111

10.9600 GBP

0.4p ordinary

CFD

reducing a short position

1,000

10.9601 GBP

0.4p ordinary

CFD

reducing a short position

9,670

10.9629 GBP

0.4p ordinary

CFD

reducing a short position

26,873

10.9634 GBP

0.4p ordinary

CFD

reducing a short position

1,220

10.9709 GBP

0.4p ordinary

CFD

reducing a short position

2,508

10.9840 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

 

Date of disclosure:

11 July 2024

Contact name:

Craig Horsley

Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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