Source - LSE Regulatory
RNS Number : 0931W
Barclays PLC
11 July 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

10 Jul 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

809,380

0.17%

4,755,638

1.00%

(2) Cash-settled derivatives:

4,631,297

0.98%

624,398

0.13%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

5,440,677

1.15%

5,380,036

1.13%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

0.4p ordinary

Purchase

315019

11.0000  GBP

10.9450  GBP

0.4p ordinary

Sale

167042

11.0164  GBP

10.9452  GBP

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

0.4p ordinary

SWAP

Decreasing Short

1,900

10.9600  GBP

0.4p ordinary

CFD

Increasing Short

685

10.9556  GBP

0.4p ordinary

CFD

Increasing Short

17,074

10.9600  GBP

0.4p ordinary

SWAP

Increasing Short

102

11.0000  GBP

0.4p ordinary

SWAP

Increasing Long

8,203

10.9600  GBP

0.4p ordinary

SWAP

Increasing Long

275

10.9874  GBP

0.4p ordinary

SWAP

Increasing Long

567

11.0043  GBP

0.4p ordinary

SWAP

Increasing Long

491

11.0164  GBP

0.4p ordinary

SWAP

Decreasing Long

37,809

10.9558  GBP

0.4p ordinary

SWAP

Decreasing Long

11,336

10.9599  GBP

0.4p ordinary

SWAP

Decreasing Long

16,652

10.9606  GBP

0.4p ordinary

SWAP

Decreasing Long

1,756

10.9874  GBP

0.4p ordinary

SWAP

Increasing Long

403

10.9599  GBP

0.4p ordinary

SWAP

Increasing Long

1,035

11.0076  GBP

0.4p ordinary

SWAP

Decreasing Long

384

10.9557  GBP

0.4p ordinary

SWAP

Decreasing Long

4,073

10.9575  GBP

0.4p ordinary

SWAP

Decreasing Long

24,403

10.9600  GBP

0.4p ordinary

SWAP

Decreasing Long

655

10.9624  GBP

0.4p ordinary

SWAP

Decreasing Long

2,525

10.9625  GBP

0.4p ordinary

SWAP

Decreasing Long

3,351

10.9637  GBP

0.4p ordinary

SWAP

Decreasing Long

322

10.9650  GBP

0.4p ordinary

SWAP

Increasing Long

163

10.9452  GBP

0.4p ordinary

SWAP

Decreasing Long

7,324

10.9600  GBP

0.4p ordinary

SWAP

Decreasing Long

26,986

10.9614  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

11 Jul 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
FEOKZGMNMMRGDZM
Find out how to deal online from £1.50 in a SIPP, ISA or Dealing account. AJ Bell logo

Related Charts

Barclays PLC (BARC)

+0.05p (+0.02%)
delayed 16:30PM

Hargreaves Lansdown PLC (HL.)

+2.00p (+0.18%)
delayed 16:30PM