Source - LSE Regulatory
RNS Number : 3621Y
Morgan Stanley & Co. Int'l plc
30 July 2024
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Hargreaves Lansdown plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Hargreaves Lansdown plc

(d) Date dealing undertaken:

29 July 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

SALES

340,532

11.0850 GBP

10.9975 GBP

0.4p ordinary

PURCHASES

457,750

11.0900 GBP

11.0000 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

0.4p ordinary

CFD

increasing a long position

1

11.0100 GBP

0.4p ordinary

CFD

increasing a long position

233

11.0119 GBP

0.4p ordinary

CFD

increasing a long position

272

11.0238 GBP

0.4p ordinary

CFD

increasing a long position

698

11.0320 GBP

0.4p ordinary

CFD

increasing a long position

1,024

11.0328 GBP

0.4p ordinary

CFD

increasing a long position

199

11.0350 GBP

0.4p ordinary

CFD

increasing a long position

19

11.0350 GBP

0.4p ordinary

CFD

increasing a long position

312,631

11.0350 GBP

0.4p ordinary

CFD

increasing a short position

6,191

11.0221 GBP

0.4p ordinary

CFD

increasing a short position

580

11.0226 GBP

0.4p ordinary

CFD

increasing a short position

222

11.0242 GBP

0.4p ordinary

CFD

increasing a short position

373

11.0244 GBP

0.4p ordinary

CFD

increasing a short position

3

11.0326 GBP

0.4p ordinary

CFD

increasing a short position

48,700

11.0348 GBP

0.4p ordinary

CFD

increasing a short position

39

11.0350 GBP

0.4p ordinary

CFD

increasing a short position

119

11.0350 GBP

0.4p ordinary

CFD

increasing a short position

39,160

11.0350 GBP

0.4p ordinary

CFD

increasing a short position

3,949

11.0377 GBP

0.4p ordinary

CFD

increasing a short position

2,862

11.0427 GBP

0.4p ordinary

CFD

increasing a short position

7,277

11.0507 GBP

0.4p ordinary

CFD

increasing a short position

33

11.0524 GBP

0.4p ordinary

CFD

increasing a short position

561

11.0650 GBP

0.4p ordinary

CFD

increasing a short position

300

11.0658 GBP

0.4p ordinary

CFD

increasing a short position

2,300

11.0704 GBP

0.4p ordinary

CFD

reducing a long position

556

11.0171 GBP

0.4p ordinary

CFD

reducing a long position

1,723

11.0350 GBP

0.4p ordinary

CFD

reducing a long position

19,525

11.0350 GBP

0.4p ordinary

CFD

reducing a long position

312,631

11.0350 GBP

0.4p ordinary

CFD

reducing a long position

340

11.0350 GBP

0.4p ordinary

CFD

reducing a long position

163

11.0350 GBP

0.4p ordinary

CFD

reducing a long position

82

11.0351 GBP

0.4p ordinary

CFD

reducing a long position

1,062

11.0352 GBP

0.4p ordinary

CFD

reducing a long position

15,400

11.0387 GBP

0.4p ordinary

CFD

reducing a long position

2,053

11.0389 GBP

0.4p ordinary

CFD

reducing a long position

19,304

11.0389 GBP

0.4p ordinary

CFD

reducing a long position

1

11.0427 GBP

0.4p ordinary

CFD

reducing a long position

22,003

11.0446 GBP

0.4p ordinary

CFD

reducing a long position

432

11.0512 GBP

0.4p ordinary

CFD

reducing a long position

1,925

11.0541 GBP

0.4p ordinary

CFD

reducing a long position

271

11.0598 GBP

0.4p ordinary

CFD

reducing a short position

3,949

11.0268 GBP

0.4p ordinary

CFD

reducing a short position

1,810

11.0330 GBP

0.4p ordinary

CFD

reducing a short position

39,136

11.0350 GBP

0.4p ordinary

CFD

reducing a short position

449

11.0350 GBP

0.4p ordinary

CFD

reducing a short position

1

11.0350 GBP

0.4p ordinary

CFD

reducing a short position

2,862

11.0350 GBP

0.4p ordinary

CFD

reducing a short position

580

11.0382 GBP

0.4p ordinary

CFD

reducing a short position

32,220

11.0393 GBP

0.4p ordinary

CFD

reducing a short position

27

11.0592 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

 

Date of disclosure:

30 July 2024

Contact name:

Craig Horsley

Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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