Source - LSE Regulatory
RNS Number : 7789Y
Morgan Stanley & Co. Int'l plc
01 August 2024
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Hargreaves Lansdown plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Hargreaves Lansdown plc

(d) Date dealing undertaken:

31 July 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

PURCHASES

513,031

11.1900 GBP

11.0150 GBP

0.4p ordinary

SALES

487,036

11.1900 GBP

11.0100 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

0.4p ordinary

CFD

increasing a long position

4,650

11.0374 GBP

0.4p ordinary

CFD

increasing a long position

1,584

11.0500 GBP

0.4p ordinary

CFD

increasing a long position

1,500

11.0505 GBP

0.4p ordinary

CFD

increasing a long position

7,720

11.0777 GBP

0.4p ordinary

CFD

increasing a short position

2,177

11.0375 GBP

0.4p ordinary

CFD

increasing a short position

787

11.0446 GBP

0.4p ordinary

CFD

increasing a short position

297

11.0453 GBP

0.4p ordinary

CFD

increasing a short position

536

11.0457 GBP

0.4p ordinary

CFD

increasing a short position

16,062

11.0479 GBP

0.4p ordinary

CFD

increasing a short position

43

11.0486 GBP

0.4p ordinary

CFD

increasing a short position

3,232

11.0500 GBP

0.4p ordinary

CFD

increasing a short position

9,803

11.0500 GBP

0.4p ordinary

CFD

increasing a short position

67

11.0500 GBP

0.4p ordinary

CFD

increasing a short position

244

11.0500 GBP

0.4p ordinary

CFD

increasing a short position

154

11.0500 GBP

0.4p ordinary

CFD

increasing a short position

487

11.0500 GBP

0.4p ordinary

CFD

increasing a short position

26,306

11.0500 GBP

0.4p ordinary

CFD

increasing a short position

817

11.0502 GBP

0.4p ordinary

CFD

increasing a short position

1,063

11.0525 GBP

0.4p ordinary

CFD

increasing a short position

315

11.0548 GBP

0.4p ordinary

CFD

increasing a short position

10,345

11.0562 GBP

0.4p ordinary

CFD

increasing a short position

1,209

11.0665 GBP

0.4p ordinary

CFD

increasing a short position

592

11.0737 GBP

0.4p ordinary

CFD

increasing a short position

1

11.0800 GBP

0.4p ordinary

CFD

increasing a short position

1,219

11.1021 GBP

0.4p ordinary

CFD

increasing a short position

200

11.1208 GBP

0.4p ordinary

CFD

reducing a long position

1,003

11.0330 GBP

0.4p ordinary

CFD

reducing a long position

88

11.0500 GBP

0.4p ordinary

CFD

reducing a long position

164

11.0500 GBP

0.4p ordinary

CFD

reducing a long position

7,743

11.0520 GBP

0.4p ordinary

CFD

reducing a long position

680

11.0592 GBP

0.4p ordinary

CFD

reducing a long position

6,398

11.0592 GBP

0.4p ordinary

CFD

reducing a long position

1,716

11.0858 GBP

0.4p ordinary

CFD

reducing a short position

984

11.0300 GBP

0.4p ordinary

CFD

reducing a short position

109

11.0344 GBP

0.4p ordinary

CFD

reducing a short position

2,177

11.0450 GBP

0.4p ordinary

CFD

reducing a short position

4,307

11.0495 GBP

0.4p ordinary

CFD

reducing a short position

680

11.0500 GBP

0.4p ordinary

CFD

reducing a short position

28,258

11.0500 GBP

0.4p ordinary

CFD

reducing a short position

17,884

11.0561 GBP

0.4p ordinary

CFD

reducing a short position

456

11.0969 GBP

0.4p ordinary

CFD

reducing a short position

1,219

11.1208 GBP

0.4p ordinary

CFD

reducing a short position

1

11.1900 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

 

Date of disclosure:

01 August 2024

Contact name:

Craig Horsley

Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END
 
 
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