FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | TRITAX EUROBOX PLC | |||||
(c) | Name of the party to the offer with which exempt | TRITAX EUROBOX PLC | |||||
(d) | Date position held/dealing undertaken: | 01 Oct 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 28,722,486 | 3.56% | 1,276,178 | 0.16% | |||
(2) Cash-settled derivatives: | 1,169,427 | 0.14% | 27,389,611 | 3.39% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 29,891,913 | 3.70% | 28,665,789 | 3.55% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
1p ordinary | Purchase | 1599869 | 0.7160 GBP | 0.7091 GBP | |||
1p ordinary | Sale | 498908 | 0.7160 GBP | 0.7080 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
1p ordinary | SWAP | Decreasing Short | 5,179 | 0.7095 GBP | |||
1p ordinary | SWAP | Decreasing Short | 2,552 | 0.7109 GBP | |||
1p ordinary | SWAP | Decreasing Short | 79,169 | 0.7112 GBP | |||
1p ordinary | SWAP | Decreasing Short | 6,535 | 0.7140 GBP | |||
1p ordinary | SWAP | Decreasing Short | 7,953 | 0.7159 GBP | |||
1p ordinary | SWAP | Decreasing Short | 246,625 | 0.7160 GBP | |||
1p ordinary | SWAP | Increasing Short | 10,383 | 0.7098 GBP | |||
1p ordinary | SWAP | Increasing Short | 500,000 | 0.7103 GBP | |||
1p ordinary | SWAP | Increasing Short | 230,552 | 0.7104 GBP | |||
1p ordinary | SWAP | Increasing Short | 99,867 | 0.7106 GBP | |||
1p ordinary | SWAP | Increasing Short | 500,000 | 0.7108 GBP | |||
1p ordinary | SWAP | Increasing Short | 528 | 0.7110 GBP | |||
1p ordinary | SWAP | Increasing Short | 30,628 | 0.7117 GBP | |||
1p ordinary | SWAP | Increasing Short | 53,701 | 0.7126 GBP | |||
1p ordinary | SWAP | Increasing Short | 45,866 | 0.7160 GBP | |||
1p ordinary | CFD | Decreasing Short | 2,388 | 0.7101 GBP | |||
1p ordinary | CFD | Decreasing Short | 33,511 | 0.7159 GBP | |||
1p ordinary | CFD | Increasing Short | 12,274 | 0.7106 GBP | |||
1p ordinary | CFD | Increasing Short | 1,074 | 0.7121 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 02 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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