Source - LSE Regulatory
RNS Number : 7216H
Morgan Stanley & Co. Int'l plc
10 October 2024
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Hargreaves Lansdown plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Hargreaves Lansdown plc

(d) Date dealing undertaken:

09 October 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

PURCHASES

820,711

10.8400 GBP

10.8150 GBP

0.4p ordinary

SALES

489,252

10.8422 GBP

10.8125 GBP

0.4p ordinary

PURCHASES

169,162

14.1666 USD

14.1666 USD

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

0.4p ordinary

CFD

increasing a long position

9,793

10.8266 GBP

0.4p ordinary

CFD

increasing a long position

450

10.8350 GBP

0.4p ordinary

CFD

increasing a short position

13,561

10.8199 GBP

0.4p ordinary

CFD

increasing a short position

2,857

10.8315 GBP

0.4p ordinary

CFD

increasing a short position

3,081

10.8315 GBP

0.4p ordinary

CFD

increasing a short position

14,169

10.8315 GBP

0.4p ordinary

CFD

increasing a short position

775

10.8315 GBP

0.4p ordinary

CFD

increasing a short position

6,573

10.8315 GBP

0.4p ordinary

CFD

increasing a short position

22,545

10.8315 GBP

0.4p ordinary

CFD

increasing a short position

332

10.8339 GBP

0.4p ordinary

CFD

increasing a short position

15,971

10.8340 GBP

0.4p ordinary

CFD

increasing a short position

31,999

10.8340 GBP

0.4p ordinary

CFD

increasing a short position

33,557

10.8340 GBP

0.4p ordinary

CFD

increasing a short position

843

10.8340 GBP

0.4p ordinary

CFD

increasing a short position

19,135

10.8340 GBP

0.4p ordinary

CFD

increasing a short position

18,556

10.8340 GBP

0.4p ordinary

CFD

increasing a short position

2,743

10.8340 GBP

0.4p ordinary

CFD

increasing a short position

5,681

10.8340 GBP

0.4p ordinary

CFD

increasing a short position

8,799

10.8340 GBP

0.4p ordinary

CFD

increasing a short position

3,114

10.8350 GBP

0.4p ordinary

CFD

increasing a short position

1,667

10.8350 GBP

0.4p ordinary

CFD

increasing a short position

2,657

10.8352 GBP

0.4p ordinary

CFD

increasing a short position

5,624

10.8365 GBP

0.4p ordinary

CFD

increasing a short position

8,798

10.8365 GBP

0.4p ordinary

CFD

increasing a short position

2,731

10.8365 GBP

0.4p ordinary

CFD

increasing a short position

16,741

10.8365 GBP

0.4p ordinary

CFD

increasing a short position

33,572

10.8365 GBP

0.4p ordinary

CFD

increasing a short position

18,281

10.8365 GBP

0.4p ordinary

CFD

increasing a short position

18,992

10.8365 GBP

0.4p ordinary

CFD

increasing a short position

31,254

10.8365 GBP

0.4p ordinary

CFD

increasing a short position

870

10.8365 GBP

0.4p ordinary

CFD

reducing a long position

100

10.8277 GBP

0.4p ordinary

CFD

reducing a long position

21

10.8312 GBP

0.4p ordinary

CFD

reducing a long position

1,961

10.8350 GBP

0.4p ordinary

CFD

reducing a long position

169,162

14.1666 USD

0.4p ordinary

CFD

reducing a short position

3,652

10.8249 GBP

0.4p ordinary

CFD

reducing a short position

5,941

10.8339 GBP

0.4p ordinary

CFD

reducing a short position

958

10.8346 GBP

0.4p ordinary

CFD

reducing a short position

284

10.8348 GBP

0.4p ordinary

CFD

reducing a short position

13,561

10.8349 GBP

0.4p ordinary

CFD

reducing a short position

1,258

10.8350 GBP

0.4p ordinary

CFD

reducing a short position

1,461

10.8350 GBP

0.4p ordinary

CFD

reducing a short position

7,420

10.8367 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

 

Date of disclosure:

10 October 2024

Contact name:

Craig Horsley

Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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