Source - RNS
RNS Number : 6835K
Morgan Stanley & Co. Int'l plc
23 September 2016
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

22 SEPTEMBER 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 1,103,204

 44.4945 GBP

 44.3800 GBP

 USD 0.10 ordinary

 SALES

 377,376

 44.4900 GBP

 44.3800 GBP

 USD 0.10 ordinary

 SALES

 375,000

 768.0100 ZAR

 755.0000 ZAR

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADRs

 CFD

 SHORT

 1,154

 58.3000 USD

 USD 0.10 ordinary

 CFD

 LONG

 2,000

 44.3800 GBP

 USD 0.10 ordinary

 CFD

 LONG

 25,483

 44.4130 GBP

 USD 0.10 ordinary

 CFD

 LONG

 48,727

 44.4130 GBP

 USD 0.10 ordinary

 CFD

 LONG

 470

 44.4149 GBP

 USD 0.10 ordinary

 CFD

 LONG

 14,036

 44.4268 GBP

 USD 0.10 ordinary

 CFD

 LONG

 17,402

 44.4301 GBP

 USD 0.10 ordinary

 CFD

 LONG

 40

 44.4348 GBP

 USD 0.10 ordinary

 CFD

 LONG

 15,687

 44.4364 GBP

 USD 0.10 ordinary

 CFD

 LONG

 12,796

 44.4384 GBP

 USD 0.10 ordinary

 CFD

 LONG

 37,105

 44.4398 GBP

 USD 0.10 ordinary

 CFD

 LONG

 48

 44.4400 GBP

 USD 0.10 ordinary

 CFD

 LONG

 228

 44.4452 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,538

 44.4542 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,000

 44.4600 GBP

 USD 0.10 ordinary

 CFD

 LONG

 36,816

 44.4725 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,782

 44.4750 GBP

 USD 0.10 ordinary

 CFD

 LONG

 599,987

 44.4750 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,782

 44.3800 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,500

 44.3800 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 33,800

 44.4082 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 38,700

 44.4082 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 38,000

 44.4082 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 14,500

 44.4082 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 33,550

 44.4192 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,000

 44.4192 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,950

 44.4192 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,600

 44.4192 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 47,150

 44.4192 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 37,750

 44.4192 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,000

 44.4302 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 20,170

 44.4332 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 25,483

 44.4332 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 9,080

 44.4376 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 46,564

 44.4397 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 198

 44.4400 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 23,200

 44.4412 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 22,800

 44.4412 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 20,300

 44.4412 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,700

 44.4412 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 30,757

 44.4431 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 36,319

 44.4433 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 20,620

 44.4435 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 13,977

 44.4461 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 452

 44.4617 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,055

 44.4617 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 125

 44.4617 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,433

 44.4750 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 599,987

 44.4750 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,244

 44.4750 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,654

 44.4750 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10,000

 44.4946 GBP

 USD 0.10 ordinary

 CFD

 LONG

 13,240

 758.6878 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 43,125

 759.9394 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 600,000

 770.0000 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 600,000

 751.9979 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 10,635

 755.0000 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 43,413

 758.1967 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 3,939

 758.1967 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 14,010

 758.6771 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 17,000

 762.4706 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 46,542

 763.0927 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 8,500

 763.2988 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 68,770

 763.5291 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

23 SEPTEMBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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