Source - RNS
RNS Number : 8282M
UBS AG (EPT)
18 October 2016
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

            UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            Deutsche Boerse AG

(c) Name of the party to the offer with which exempt principal trader is connected:

            LSE Group PLC

(d) Date dealing undertaken:

            17 October 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES

LSE Group PLC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary

Buy

 

38386

68.11515       EUR

67.26000        EUR

Ordinary

Sell

 

87289

68.32500        EUR

67.32000        EUR

Tendered Ordinary

Buy

 

172851

70.68587        EUR

69.55500        EUR

Tendered Ordinary

Sell

 

35108

70.67000        EUR

69.55000        EUR

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary

CFD

 

Long

45000

67.8854        EUR

Ordinary

CFD

 

Long

12000

67.9479        EUR

Ordinary

CFD

 

Long

458

68.0841        EUR

Ordinary

CFD

 

Long

3419

68.069295        EUR

Tendered ordinary

CFD

 

Long

2898

70.31779158        EUR

Tendered ordinary

CFD

 

Long

268

70.29636194        EUR

Tendered ordinary

CFD

 

Long

360

70.62 EUR

Tendered ordinary

CFD

 

Long

74

70.178514        EUR

Tendered ordinary

CFD

 

Long

1779

70.0938        EUR

Ordinary

CFD

 

Short

86

67.869767        EUR

Ordinary

CFD

 

Short

1138

67.775 EUR

Ordinary

CFD

 

Short

5610

68.11515              EUR

Ordinary

CFD

 

Short

800

67.886288        EUR

Ordinary

CFD

 

Short

77

67.86 EUR

Ordinary

CFD

 

Short

837

67.8871        EUR

Ordinary

CFD

 

Short

53

67.26 EUR

Ordinary

CFD

 

Short

2301

67.67211213        EUR

Ordinary

CFD

 

Short

364

67.37033        EUR

Ordinary

CFD

 

Short

287

67.8484        EUR

Tendered ordinary

CFD

 

Short

100000

70.68587        EUR

Tendered ordinary

CFD

 

Short

45000

70.3467        EUR

Tendered ordinary

CFD

 

Short

875

70.17548        EUR

Tendered ordinary

CFD

 

Short

1442

70.5517        EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

18 October 2016

Contact name:

Tahmidul Islam

Telephone number:

+44 (0)20 7568 3970

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


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